Organizations: School of Artificial Intelligence, OPtics and ElectroNics (iOPEN), Northwestern Polytechnical University, China · School of Artificial Intelligence and Big Data, Henan University of Technology, China · School of Computer Science, Northwestern Polytechnical University, China
Empathetic dialogue requires not only recognizing a user's emotional state but also making strategy-aware, context-sensitive decisions throughout response generation. However, the lack of a comprehensive empathy strategy framework, explicit task-aligned multi-stage reasoning, and high-quality strategy-aware data fundamentally limits existing approaches, preventing them from effectively modeling empathetic dialogue as a complex, multi-stage cognitive and decision-making process. To address these challenges, we propose STRIDE-ED, a STRategy-grounded, Interpretable, and DEep reasoning framework that models Empathetic Dialogue through structured, strategy-conditioned reasoning. To support effective learning, we develop a strategy-aware data refinement pipeline integrating LLM-based annotation, multi-model consistency-weighted evaluation, and dynamic sampling to construct high-quality training data aligned with empathetic strategies. Furthermore, we adopt a two-stage training paradigm that combines supervised fine-tuning with multi-objective reinforcement learning to better align model behaviors with target emotions, empathetic strategies, and response formats. Extensive experiments demonstrate that STRIDE-ED generalizes across diverse open-source LLMs and consistently outperforms existing methods on both automatic metrics and human evaluations. Our data and code are publicly available at https://github.com/jicoder-nwpu/STRIDE-ED.
Figures & tables
Figure 1: Illustration of the STRIDE-ED reasoning process. Given a user utterance, the framework performs scenario summarization, emotion recognition, strategy inference, and strategy-guided response generation.
Figure 2: The architecture of the STRIDE-ED framework, illustrating the complete pipeline from data preparation and refinement to model training.
Figure 3: Distribution of Strategy Types in ED-CSA-all .
Models
B-1 ↑
B-2 ↑
B-3 ↑
B-4 ↑
Accemo↑
D-1 ↑
D-2 ↑
BARTScore ↑
PPL ↓
Transformer
18.07
8.34
4.57
2.86
–
0.36
1.35
-
37.62
MoEL
18.02
8.67
4.35
2.73
31.02
0.43
1.76
0.56
36.81
EmpDG
19.96
9.11
4.74
2.80
31.65
0.46
1.99
0.57
37.43
KEMP
18.07
8.30
4.37
2.65
36.40
0.55
2.29
0.52
36.89
DCKS
21.73
10.62
6.24
4.09
–
2.19
9.61
-
16.08
E-CORE
19.77
5.65
3.28
2.11
–
0.68
3.38
-
33.04
Table 1: Automatic evaluation results on the EMPATHETICDIALOGUES dataset. Boldface and underline indicate the best and second-best values, respectively. "Ours" refers to STRIDE-ED-DeepSeek-7B.
Models
B-1 ↑
D-1↑
D-2 ↑
PPL ↓
Transformer
-
1.29
6.91
81.55
MoEL
19.04
2.33
15.26
62.93
GLHG
19.66
3.50
21.61
15.67
Emstremo
20.96
2.90
14.80
-
EESC
21.38
4.88
25.95
14.88
Ours
22.03
5.11
29.63
10.09
Table 2: Automatic evaluation results on the ESConv.
Comparison
Aspects
Win
Lose
Tie
Ours vs. MOEL
Emp.
46.1
23.6
30.3
Rel.
39.8
22.4
37.8
Flu.
33.5
15.6
50.9
Ours vs. EmpDG
Emp.
51.6
18.5
29.9
Rel.
50.3
15.3
34.4
Flu.
35.1
13.5
51.4
Table 3: Human A/B evaluation results on the EMPATHETICDIALOGUES dataset.
Models
B-1 ↑
Accemo↑
D-2 ↑
PPL ↓
Ours
24.66
57.57
13.68
9.26
w/o e
23.58
-
13.66
10.47
w/o sum
22.91
54.14
13.42
7.78
w/o stra
22.44
54.58
15.09
6.98
w/o CoT
22.55
-
13.26
8.64
w/o R.&S.
22.22
55.93
15.25
11.86
Table 4: Evaluation results of the ablation study on the EMPATHETICDIALOGUES dataset. R.&S. refer to the two modules: Consistency-Based Scoring and Ranking, and Strategy-Aware Sampling Scheme.
Models
B-1 ↑
Accemo↑
D-2 ↑
PPL ↓
Ours
24.66
57.57
13.68
9.26
1/2 Data
23.43
56.35
15.07
12.75
1/4 Data
23.37
55.12
14.56
8.80
1/8 Data
23.28
51.29
14.50
9.70
1/16 Data
3.32
45.53
3.38
6.21
Zero Data
14.86
–
21.49
1.09
Table 5: Evaluation results for training set size and backbone model analyses. The abbreviation "Qwen3-4B-In." denotes Qwen3-4B-Instruct.
Appendix figures & tables7 assets
Supplementary material from the paper’s appendix.
Appendix
Strategy
Definition
Difficulty
1
Gratitude Prompting
Encourages the speaker to notice and reflect on positive experiences or supportive aspects of their life, fostering positive emotional awareness.
I
2
Restatement or Paraphrasing
Rephrases the speaker’s main ideas to demonstrate understanding and attentive listening.
I
3
Others
Covers responses that do not clearly fit into any predefined strategy category.
I
4
Information
Provides objective facts or relevant knowledge to help the speaker better understand their situation or make decisions.
I
5
Neutral Validation
Affirms that neutral or low-intensity emotional states are normal and acceptable without encouraging stronger emotions.
II
6
Positive Reinforcement
Highlights the speaker’s strengths, efforts, or constructive behaviors to reinforce confidence and motivation.
II
Appendix
Table 6: The Structured Empathy Strategy System of STRIDE-ED.
Context
Speaker : I am going to a concert very soon.
Summary
The speaker is anticipating an upcoming concert they will attend.
Emotion
Excited
Strategy
Exploring Actions and Intentions
Actions
I chose Exploring Actions and Intentions because the speaker’s excitement about the concert hints at unfolding plans, and asking about details channels that energy into shared anticipation.
Generated Response
That’s awesome! Who are you going to see?
Ground Truth
Cool! Who are you going to see?
Appendix
Table 7: Case Study 1 illustrating the use of the Cognitive Reframing strategy
Context
Speaker : Speaking of kids in school, I just found out my son got a B in his world history class at the end of the previous school year. I can’t believe it.
Listener : That’s great!! History is so important I think and so few kids really grasp it well. Congrats to him for a job well done!
Speaker : No no, see, it was the first grade below an A that he’s ever made. I honestly thought I had the next Einstein on my hands. Now I guess I’ll have to settle for…above average, I guess. :(
Summary
The speaker’s son achieved a B in history, his first grade below an A, which initially made the speaker hopeful but now feels disappointed.
Emotion
surprised
Strategy
Cognitive Reframing
Actions
I chose Cognitive Reframing because the speaker’s disappointment over a single B clashed with sky-high expectations, and recasting the grade as proof of challenging coursework softens the sting and restores perspective.
Appendix
Table 8: Case Study 2 illustrating the use of the Cognitive Reframing strategy
Context
Speaker : Every year when the kids go back to school, it brings back so many memories of when my kids were going to school.
Listener : I know what you mean. I love to see all the pictures, and think back to how little mine used to be.
Speaker : I would cry the first day of school every year, especially the milestone years. Now my grandchildren are starting school. Time flies by too quickly
Summary
The speaker reflects on their children’s school years, now experiencing the same bittersweet emotions as their grandchildren begin school, expressing how quickly time passes.
Emotion
Sentimental
Strategy
Self-disclosure
Actions
I chose Self-disclosure because the speaker’s nostalgia over grandchildren starting school echoes my own disbelief at how fast kids grow, and sharing that sense of fleeting time affirms we’re in the same bittersweet boat.
Appendix
Table 9: Case Study 3 illustrating the use of the Self-disclosure strategy
Context
Speaker : I am going to my local amusement park tomorrow and feeling a certain way about it!
Summary
The speaker is anticipating a visit to an amusement park and feels a mix of excitement and anxiety about the experience.
Emotion
Apprehensive
Strategy
Exploring Thoughts and Cognition
Actions
I chose Exploring Thoughts and Cognition because the speaker’s mixed excitement-and-apprehension about the amusement park suggests hidden worries, and probing the thoughts behind the nerves can turn anxiety into eager curiosity.
Generated Response
That sounds like a lot of fun! Are you nervous?
Ground Truth
Which way are you feeling? Are you a thrill seeker?
Appendix
Table 10: Case Study 4 illustrating the use of the Exploring Thoughts and Cognition strategy
Context
Speaker : I’m so happy summer classes are officially over and I’ll be able to relax for a week!
Listener : Great what will you be doing during your time off ?
Speaker : I’m not even sure what to do with all this time! I guess I should relax or have some leisure time, but everything in me says to try and be productive even on break. It’s that school mentality.
Summary
The speaker is conflicted about balancing relaxation and productivity during their week-long break, struggling with the lingering mindset of being productive despite wanting downtime.
Emotion
Joyful
Strategy
Providing Suggestions
Actions
I chose Providing Suggestions because the speaker felt torn between rest and productivity, and offering concrete ways to enjoy downtime eases the guilt while keeping the momentum alive.
Appendix
Table 11: Case Study 5 illustrating the use of the Providing Suggestions strategy.
Context
Speaker : The litter of puppies had been born!
Listener : Nice, amazing to witness birth.
Speaker : All of the puppies survived, truly a lucky amazing occasion!
Summary
The speaker is celebrating the successful birth of their puppies and expressing gratitude for their survival.
Emotion
joyful
Strategy
Affirmation and Reassurance
Actions
I chose Affirmation and Reassurance because the speaker is deeply joyful about their puppies’ birth and expressing thanks for their survival; this reinforces their positive feelings and validates their relief by acknowledging the success and wishing them well.
Appendix
Table 12: Case Study 6 illustrating the use of the Affirmation and Reassurance strategy
Emotion-aware dialogue generation adapts conversational responses to users’ feelings, context, and interaction goals across text, speech, and multimodal settings.
Empathetic spoken dialogue is a sophisticated cognitive process that requires not only recognizing emotions but also inferring a user's latent mental states to provide appropriate support. However, current SpeechLLMs often treat empathy as a direct input-to-response mapping, leading to "superficially warm" but emotionally hollow interactions. In addition, since empathy relies on a multi-stage process with strong inter-step dependency, errors at any intermediate step can cascade through subsequent steps and lead to inappropriate responses, while existing training paradigms lack mechanisms to precisely localize and improve such errors. In this work, we propose EchoChat, a unified framework that reformulates empathetic spoken dialogue as a structured cognitive reasoning process integrating perception, mental-state reasoning, and response generation. To support this paradigm, we first construct EchoDialogue-400K, an acoustically rich dataset for multi-stage empathetic supervision. During the SFT stage, we strengthen acoustic grounding through proposed Acoustic-Anchored Attention (AAA). During the RL stage, we further introduce a novel stage-aware optimization objective with Step-Decomposed Credit Assignment (SDCA) to localize reasoning errors and mitigate cascaded error propagation. In addition, we introduce EchoEval, an expert-annotated benchmark for multi-dimensional empathy evaluation. Extensive experiments demonstrate that EchoChat achieves state-of-the-art performance in perception, reasoning, and response alignment. Project page: https://github.com/dingdongwang/EchoChat
Dingdong Wang, Shujie Liu, Yayue Deng +6
The Chinese University of Hong Kong, China · Microsoft Corporation
In human conversation, empathy involves not only recognizing a partner's emotion but also regulating it, listeners identify the emotional state, select a suitable regulation strategy, and implement it in their reply. Current large audio-language models (LALMs) largely map perceived emotion directly onto a response, skipping this regulation process. As a result, their responses tend to mirror the user's affect or offer generic sympathy. We propose ER-EDF, a psychology-grounded framework for empathetic dialogue that follows the three stages of Gross's Extended Process Model of emotion regulation, identifying the user's emotion from speech, selecting a regulation strategy matched to that emotion, and implementing the strategy through a LALM. The framework is model-agnostic and integrates seamlessly into existing LALMs. We further construct a spoken empathetic dialogue dataset and introduce empathy-aware evaluation metrics beyond lexical matching. Experiments across five LALMs and two datasets show that ER-EDF consistently improves empathetic response quality in both automatic and human evaluations. These results suggest that modeling how humans regulate others' emotions, rather than only how they perceive them, is key to empathetic spoken dialogue, paving the way for psychologically grounded empathetic AI.
Large language models have demonstrated significant capabilities in generating diverse and context-aware responses for empathetic dialogue. However, their computational demands severely limit their deployment in resource-constrained environments. While knowledge distillation offers a promising compression solution, it often fails to transfer the nuanced understanding essential for empathy, as it overlooks the implicit contextual cues that guide human connection. To bridge this gap, we propose a privileged information-enhanced knowledge distillation method for empathetic dialogue generation (PRIDE). Our method leverages privileged information, such as expert psychological annotations or future event summaries, which is available exclusively during training but unavailable at inference time. This allows us to transfer the teacher model's empathetic reasoning to smaller models without relying on extra inputs during deployment. Specifically, PRIDE has three key components: (1) An empathy-reasoning prompt that guides the teacher to explicitly decompose the empathetic process into understanding feelings and analyzing situations step-by-step; (2) A multi-source attention mechanism that directs the student to effectively integrate privileged information; (3) A dual-alignment loss that combines reversed Kullback-Leibler divergence and maximum mean discrepancy to ensure robust knowledge transfer at both logit and feature levels. Experiments on multi-modal and text-only datasets demonstrate that our method achieves competitive performance, and in some cases matches or even surpasses larger teacher models in terms of accuracy and semantic relevance.
Jiaqiang Wu, Zhouan Zhu, Shangfei Wang
Anhui Robot Technology Standard Innovation Base, School of Computer Science and Technology, University of Science and Technology of China, Hefei, Anhui 230027, PR China