DiZiNER: Disagreement-guided Instruction Refinement via Pilot Annotation Simulation for Zero-shot Named Entity Recognition
Authors: Siun Kim, Hyung-Jin Yoon
Organizations: Seltasquare Seoul, Korea · Biomedical Research Institute, Seoul National University Hospital · Seoul National University College of Medicine Seoul, Korea
Large language models (LLMs) have advanced information extraction (IE) by enabling zero-shot and few-shot named entity recognition (NER), yet their generative outputs still show persistent and systematic errors. Despite progress through instruction fine-tuning, zero-shot NER still lags far behind supervised systems. These recurring errors mirror inconsistencies observed in early-stage human annotation processes that resolve disagreements through pilot annotation. Motivated by this analogy, we introduce DiZiNER (Disagreement-guided Instruction Refinement via Pilot Annotation Simulation for Zero-shot Named Entity Recognition), a framework that simulates the pilot annotation process, employing LLMs to act as both annotators and supervisors. Multiple heterogeneous LLMs annotate shared texts, and a supervisor model analyzes inter-model disagreements to refine task instructions. Across 18 benchmarks, DiZiNER achieves zero-shot SOTA results on 14 datasets, improving prior bests by +8.0 F1 and reducing the zero-shot to supervised gap by over +11 points. It also consistently outperforms its supervisor, GPT-5 mini, indicating that improvements stem from disagreement-guided instruction refinement rather than model capacity. Pairwise agreement between models shows a strong correlation with NER performance, further supporting this finding.
Recent advancements of zero-shot Named Entity Recognition (NER) establish strong baselines by formulating sequence labeling into question answering where Large Language Models (LLMs) can be naturally adopted. However, existing LLM-based zero-shot NER methods suffer from the limitations of prompt and demonstration engineering. To address these issues with minimal human interventions, we introduce DE-NER, a dialogue elicitation framework which elicits the chatting ability of LLMs to fully extract the knowledge encoded in LLMs. Our experiments demonstrate that the proposed method outperform the competitive baselines in zero-shot settings across multiple benchmarks, with an average improvement of 3.75% F1 points. Codes are released in https://github.com/kkkenshi/DE-NER.
Many human-centered tasks, including natural language inference (NLI) and emotion recognition (ER), have multiple plausible interpretations, leading to label ambiguity and challenging disagreements across human annotators. As LLMs are increasingly deployed in real-world settings, faithfully modeling such ambiguity is essential to identify contested inputs, preserve variability in ambiguous cases, and capture the full distribution of human judgments. Yet, existing LLM alignment approaches have predominantly assumed a single correct label, excluding annotator disagreement during optimization. Instead of treating this ambiguity as noise, we show how to treat it as information that improves model behavior through a new algorithm called SMARTLY HANDLING AMBIGUOUS LABELS IN ALIGNING LLMS (SHALA-LLM). This reinforcement learning framework provides a new way for LLMs to learn directly from annotator distributions while dynamically prioritizing highly ambiguous samples during optimization. Experiments on ambiguity-sensitive NLI and ER benchmarks, including ChaosNLI, GoEmotions, and MSP-Podcast, demonstrate that SHALA-LLM improves agreement with annotator label distributions, e.g. on ChaosNLI, it reduces Jensen-Shannon Distance by up to 62.1%. At the same time, SHALA-LLM improves F1 by up to 16.7%, showing that modeling annotator disagreement can also strengthen classification performance.
Zero-shot Named Entity Recognition (ZS-NER) remains brittle under domain and schema shifts, where unseen label definitions often misalign with a large language model's (LLM's) intrinsic semantic organization. As a result, directly mapping entity mentions to fine-grained target labels can induce systematic semantic drift, especially when target schemas are novel or semantically overlapping. We propose \textbf{SAM-NER}, a three-stage framework based on \emph{Semantic Archetype Mediation} that stabilizes cross-domain transfer through an intermediate, domain-invariant archetype space. SAM-NER: (i) performs \emph{Entity Discovery} via cooperative extraction and consensus-based denoising to obtain high-coverage, high-fidelity entity spans; (ii) conducts \emph{Abstract Mediation} by projecting entities into a compact set of universal semantic archetypes distilled from high-level ontological abstractions; and (iii) applies \emph{Semantic Calibration} to resolve archetype-level predictions into target-domain types through constrained, definition-aligned inference with a frozen LLM. Experiments on the CrossNER benchmark show that SAM-NER consistently outperforms strong prior ZS-NER baselines in cross-domain settings. Our implementation will be open-sourced at https://github.com/DMIRLAB-Group/SAM-NER.