Large language model (LLM) reading assistants are increasingly used in settings that require interpretation rather than simple retrieval. In these contexts, the central risk is not only error or unsafe output, but interpretive displacement: the transfer of meaning-making work from reader to system. This paper examines that problem through the concept of epistemic guardrails, defined here as constraints on how an artificial intelligence (AI) system participates in reading and interpretation. Using TextWalk, a minimal reading-support prototype designed as a co-reader rather than an answer-provider, the study applies a fixed ten-prompt protocol to twelve analytical texts spanning four categories of argumentative prose. The protocol escalates from baseline reading support to interpretive inquiry, boundary stress, and explicit shortcut pressure, enabling guardrails to be examined as behavioral properties observable in interaction rather than as static instruction features. Results show strong baseline stability, measurable strain during interpretive inquiry, partial recovery under direct boundary stress, and late-stage stabilization under escalation pressure. The most consequential weaknesses did not appear as overt collapse, but in a middle zone between support and substitution, where the system remained grounded and pedagogical while redistributing too much interpretive labor away from the reader. The paper contributes a protocol for evaluating epistemic guardrails as interactional phenomena in conversational AI reading assistants, an empirical account of their behavioral dynamics under pressure, and an emerging model of interpretive boundary function in reading-support AI.
Large language models are reshaping research practice while quietly eroding researchers epistemic accountability. This commentary introduces PEEL - Protocols for Epistemically Engaged Literacy in AI, a working scaffolding that combines deterministic distant reading via Voyant Tools with LLM interpretation via Claude, grounded in Peircean semiotics and abductive reasoning. Applied to AI-generated condensations of three source texts, PEEL reveals systematic distortions in quantity, term frequency, and epistemic voice that are invisible without non-AI measurement -- and yields three design implications: deterministic instruments must accompany AI tools; fluency is not fidelity; epistemic authority must be designed in, not assumed.
Clarisse de Souza, Gabriel Barbosa, Simone Diniz Junqueira Barbosa +3
A language model may be asked either what experts believe about a contested claim or what it believes about the claim itself. A trustworthy conversational agent should distinguish these two requests and respond in different epistemic registers: neutral attribution in the first case and stance expression in the second. Whether such a shift occurs-and whether it occurs coherently-is not directly assessed by existing benchmarks for accuracy, instruction following, or safety. We introduce ESFP, a behavioral benchmark that treats the contrast between externally attributed and self-attributed prompts as the fundamental unit of measurement. ESFP consists of 104 carefully controlled items spanning six epistemic categories and five phrasing templates, and evaluates model responses along four complementary dimensions: lexical self-attribution, representation-level responsiveness to role framing, sentence-level stance content density assessed by an LLM judge panel, and cross-condition stance consistency. Evaluating eight frontier models from five vendors, we find that epistemic flexibility is largely orthogonal to general model capability: a 27B open-weight model matches the strongest proprietary systems, the flagship model of one family underperforms its lightweight counterpart, and reasoning-optimized models do not consistently exhibit higher flexibility. Stance content density provides the strongest signal, while surface-level lexical markers such as 'I think' can change substantially without corresponding changes in expressed stance. We provide item-level bootstrap confidence intervals, weight-sensitivity analyses, and an explicit discussion of the interpretation limits of the composite score. ESFP measures a model's propensity to adapt its epistemic stance under changing attribution conditions, rather than a general competence measure.
An auditor instructs an AI assistant: "open each file individually using the Read tool -- no scripts, no agents." The AI replies "Yes" -- then issues a single batched call summarizing all fifty files at once. We call this the Compliance Gap: a third, orthogonal axis of AI honesty distinct from factual truthfulness and rhetorical substance. Three questions: does this verbal-behavioral disconnect exist (existence); can any text-only observer recover it (detectability); what infrastructure does AI deployment need (remedy)? Some 75 benchmarks (IFEval, SWE-bench, BFCL, COMPASS, SpecEval) measure outcome fidelity; none measures process fidelity. Theorem 1 shows the gap is structurally inevitable under RL that rewards text without observing behavior. Theorem 2, via the Data Processing Inequality, shows it is undetectable from text alone -- by any human or LLM observer, present or future. Thirteen experiments and 2,031 sessions on six frontier models confirm both predictions. Under default framing, all six exhibit instruction compliance rates of 0% -- Claude Sonnet 4 verbally agrees ten out of ten times then bypasses in all ten. The gap is selective: 97% compliance where rationale is rewarded (audit trails), 0-4% where it is not (file reading, privacy masking); removing delegation tools raises compliance to 75% (Cohen's d = 2.47), confirming environmental affordance rather than weight-encoded failure. Nine blinded human raters achieve Fleiss' kappa = 0.130 and correctly identify zero of fifteen compliant sessions, exactly as Theorem 2 predicts. Where humans show 47% intention-behavior gaps in psychology and 96.5pp gaps in surgical audits, RLHF-trained models approach 100% under default conditions -- a regime warranting its own measurement infrastructure. We release BS-Bench: the first open benchmark for process compliance, with seven tool-call-log audit metrics and a public leaderboard.