RefusalGuard: Geometry-Preserving Fine-Tuning for Safety in LLMs
Authors: Sadia Asif, Mohammad Mohammadi Amiri
Organizations: Department of Computer Science Rensselaer Polytechnic Institute Troy, NY, USA
Abstract
Fine-tuning safety-aligned language models for downstream tasks often leads to substantial degradation of refusal behavior, making models vulnerable to adversarial misuse. While prior work has shown that safety-relevant features are encoded in structured representations within the model's activation space, how these representations change during fine-tuning and why alignment degrades remains poorly understood. In this work, we investigate the representation-level mechanisms underlying alignment degradation. Our analysis shows that standard fine-tuning induces systematic drift in safety-relevant representations, distorts their geometric structure, and introduces interference between task optimization and safety features. These effects collectively lead to increased harmful compliance. Motivated by these findings, we introduce REFUSALGUARD, a representation-level fine-tuning framework that preserves safety-relevant structure during model adaptation. Our approach constrains updates in hidden representation space, ensuring that safety-mediating components remain stable while allowing task-specific learning in complementary directions. We evaluate REFUSALGUARD across multiple model families, including LLaMA, Gemma, and Qwen, on adversarial safety benchmarks such as AdvBench, DirectHarm4, and JailbreakBench, as well as downstream utility tasks. Our approach achieves attack success rates comparable to base safety-aligned models while maintaining competitive task performance, significantly outperforming baselines.
Benign fine-tuning severely weakens the safety alignment of large language models (LLMs), so we study why refusal behavior is so fragile. While prior work often attributes this failure to gradient conflict, we propose a fundamentally different Fisher-geometric explanation: safety Fisher is low-rank, and alignment makes the safety geometry flatter while preserving an output-routing pathway. After 100 benign fine-tuning examples, this pathway is selectively re-sharpened in output-side MLP modules, explaining the asymmetric fragility: safety can collapse to high attack success rates, while general utility degrades mildly. The routing view also explains why few safety examples can restore refusal behavior, indicating that internal safety-relevant representations are preserved. Finally, we show that LoRA and ASAM mitigate early collapse by suppressing output-side sharpness, but their protection weakens at larger fine-tuning scales. Overall, safety failure is best understood as a disruption of a low-rank output-routing mechanism
Safety alignment in large language models can be fragile under fine-tuning, as even benign task adaptation may increase harmful compliance. Existing defenses mainly follow two directions: they either intervene during or after fine-tuning through retraining or weight modification, which can be costly and may hurt task performance, or they use model-agnostic safety classifiers, which may miss failures specific to a given fine-tuned checkpoint. These limitations motivate a post hoc, model-specific, and non-invasive approach to safety restoration. To meet these requirements, we propose HyperSafe, a framework that restores safety behavior by generating a model-specific Safe Side Network (SSN) for each fine-tuned checkpoint. HyperSafe uses layer-wise activation fingerprints to capture how fine-tuning changes the model's inner representations. With a small set of given calibration prompts, the hypernetwork maps these fingerprints to the parameters of the \ssn{} in a single forward pass. The generated \ssn{} runs alongside the frozen fine-tuned model and performs prompt-level safety classification: harmful prompts are routed to refusal, while safe prompts are answered by the original fine-tuned model. Thus, HyperSafe requires no gradient updates, no safety data at deployment time, and no modification to the deployed model weights. We evaluate HyperSafe on two model families, Qwen2-7B and LLaMA-3-8B, across multiple safety benchmarks. HyperSafe reduces harmful response rates from 19-31% to below 1% on every held-out checkpoint, while keeping downstream task accuracy within 1% of the fine-tuned baseline on average. Code is available at https://github.com/nokronim/project-safety-remedy.
Aznaur Aliev, Carlos Hinojosa, Abdelrahman Eldesokey +3
Fine-tuning well-aligned large language models (LLMs) on new domains often degrades their safety alignment, even when using benign datasets. Existing safety alignment techniques primarily focus on pretraining, leaving fine-tuned models vulnerable to behavioral shifts. In this work, we introduce safety token regularization (STR), a lightweight method designed to preserve safety properties during fine-tuning. Our approach identifies salient tokens from rejection templates of well-aligned models and constrains their associated logits during training, preventing the loss of critical safety behaviors. Unlike reinforcement learning or preference optimization methods, STR requires minimal additional computation and seamlessly integrates with parameter-efficient fine-tuning techniques such as LoRA. Comprehensive experiments demonstrate that our approach achieves safety performance on par with state-of-the-art methods, while preserving task-specific utility and requiring minimal implementation overhead. Furthermore, we show that safety token regularization enhances training stability and overall performance beyond safety considerations alone. This work offers a practical and readily deployable strategy for continual safety alignment in fine-tuned LLMs.