OCCAM: Open-set Causal Concept explAnation and Ontology induction for black-box vision Models

The growing demand for transparency in automated decision-making has propelled eXplainable Artificial Intelligence (XAI) to the forefront of machine learning research. In computer vision, however, existing explanation methods often prioritize end-user accessibility at the expense of formal guarantees, leaving a critical gap between practical utility and theoretical rigor. In this paper, we address this gap by introducing OPTIMUS, a novel framework for generating concept-based visual explanations for deep classification models. OPTIMUS explanations take the form of visual heatmaps that not only remain interpretable to end users, but are grounded in the well-established theory of prime implicants, providing formal guarantees that have been largely absent from existing saliency-based methods. Specifically, OPTIMUS explanations satisfy two desirable properties: sufficiency, ensuring that the highlighted concepts provably guarantee the classifier's prediction, and minimality, ensuring that no strict subset of those concepts retains this guarantee. Together, these properties yield explanations that are both logically tight and visually coherent. We validate our approach on a visual classification benchmark, demonstrating that OPTIMUS heatmaps naturally and faithfully surface the decision-relevant concepts underlying model predictions.

Concept-based explanations offer a promising approach for explaining the predictions of deep neural networks in terms of high-level, human-understandable concepts. However, existing methods either do not establish a causal connection between the concepts and model predictions or are limited in expressivity and only able to infer causal explanations involving single concepts. At the same time, the parallel line of work on formal abductive and contrastive explanations computes the minimal set of input features causally relevant for model outcomes but only considers low-level features such as pixels. Merging these two threads, in this work, we propose the notion of concept-based abductive and contrastive explanations that capture the minimal sets of high-level concepts causally relevant for model outcomes. We then present a family of algorithms that enumerate all minimal explanations while using concept erasure procedures to establish causal relationships. By appropriately aggregating such explanations, we are not only able to understand model predictions on individual images but also on collections of images where the model exhibits a user-specified, common behavior. We evaluate our approach on multiple models, datasets, and behaviors, and demonstrate its effectiveness in computing helpful, user-friendly explanations.

Existing algorithms for explaining the output of image classifiers use different definitions of explanations and a variety of techniques to find them. However, none of the existing tools use a principled approach based on formal definitions of cause and explanation. In this paper we present a novel black-box approach to computing explanations grounded in the theory of actual causality. We prove relevant theoretical results and present an algorithm for computing approximate explanations based on these definitions. We prove termination of our algorithm and discuss its complexity and the amount of approximation compared to the precise definition. We implemented the framework in a tool ReX and we present experimental results and a comparison with state-of-the-art tools. We demonstrate that ReX is the most efficient black-box tool and produces the smallest explanations, in addition to outperforming other black-box tools on standard quality measures.