Word Class Representations Spontaneously Emerge from Successor Representations Trained on Natural Language
Authors: Mathis Immertreu, Achim Schilling, Thomas Kinfe, Patrick Krauss
Organizations: Cognitive Computational Neuroscience Group, Friedrich-Alexander-Universität Erlangen–Nürnberg (FAU), Germany. · Mannheim Center for Neuromodulation and Neuroprosthetics (MCNN), University Hospital Mannheim, University Heidelberg, Germany.
Abstract
Language models are typically trained to predict the next token in a sequence. Here, we explore an alternative predictive principle from reinforcement learning: Successor Representations (SRs), which model the expected discounted distribution of future states rather than the immediate next state. We transfer this framework to natural language and train neural networks to predict future word distributions across multiple temporal horizons, thereby learning representations of long-range transition structure. We train a deep residual neural network on WikiText-103 (103 million tokens; 20,000-word vocabulary) and optimize successor representations as probability distributions using KL divergence. Without explicit linguistic supervision, structured language representations emerge spontaneously. After training, the learned space develops a clear geometric organization with respect to part-of-speech (POS) categories: nouns, verbs, and adjectives become separable and recoverable through unsupervised clustering. This organization depends systematically on predictive horizon, with short horizons producing the strongest syntactic structure and longer horizons increasingly integrating broader contextual and semantic information. At finer resolutions, additional interpretable lexical substructure emerges, revealing coherent subclasses within major word categories. These findings suggest that syntactic categories need not be explicitly encoded but may arise as a consequence of predictive sequence learning. To our knowledge, this work provides the first systematic application of successor representations to natural language and establishes a conceptual bridge between reinforcement learning, linguistics, and cognitive neuroscience.
Token prediction is a central pre-training objective for modern language models. Despite its empirical success, why token prediction learns broadly useful representations remains incompletely understood. We develop a statistical framework connecting token prediction with representation geometry, encoder approximation, and downstream performance. Under a softmax prediction head, we show that accurate token prediction organizes token embeddings according to similarities between the distributions of contexts in which different token types appear, as measured by Hellinger distance, with explicit errors governed by prediction accuracy and token frequency. Meanwhile, the contextual representation provides a low-dimensional coordinate for the conditional distribution of the target token relative to these embeddings. We further introduce a self-consistency principle showing that repeated applications of a shared representation block can progressively refine the contextual representation without introducing additional block parameters. Among representations with the same prediction accuracy, this recurrent construction favors those that can be stably reconstructed from their contexts. Finally, we establish downstream guarantees for token generation, token community recovery, and classification by a linear probe, showing how prediction accuracy and recovered geometry translate into performance beyond the pre-training objective. Together, these results explain how the simple objective of predicting tokens can recover semantic geometry and produce broadly useful representations. A controlled simulation illustrates the theoretical mechanisms.
Neural Collapse predicts that balanced one-hot classification pushes model representations to be equally far from each other; a symmetric configuration that depends only on the output label and ignores any semantic similarity in the inputs. This creates a puzzle: next-token prediction language models are trained predominantly (as context length increases) with one-hot labels: the same context is very unlikely to appear twice in training with different labels. However, they clearly learn latent structural features. That is, despite the one-hot training regime, a language model's contextual embeddings represent the fact that the next word in ''Mary broke the ___'' is likely to be filled by tokens in the latent classes of a) medium-sized, b) rigid, c) inanimate nouns. How does gradient descent find such categorical semantic structure when co-occurrence statistics collapse to one-hot sparsity, eliminating any shared next-tokens among different contexts? To investigate this tension we identify three synthetic controlled settings where inputs have latent semantic factors but are mapped to distinct one-hot labels. We find that semantic geometry emerges early in training, and that representations cluster by shared attributes despite receiving no explicit supervision to do so. This structure is transient: with sufficient capacity and time, the model eventually reaches the predicted symmetric state where all representations are equally separated. We study this phase transition through Gram matrix analysis and propose a preliminary modification to the commonly used unconstrained features model to capture the emergent semantic geometry.
Understanding how linguistic structure emerges in language models is central to interpreting what these systems learn from data and how much supervision they truly require. In particular, semantic role understanding ("who did what to whom") is a core component of meaning representation, yet it remains unclear whether it arises from pre-training alone or depends on task-specific fine-tuning. We study whether semantic role understanding emerges during language model pre-training or requires task-specific fine-tuning. We freeze decoder-only transformers and train linear probes to extract semantic roles, using performance to infer whether role information is already encoded in pre-training or learned during adaptation. Across model scales, we find that frozen representations contain substantial semantic role information, with performance improving but not fully matching fine-tuned models. This indicates partial but incomplete emergence from pre-training alone. We show that semantic role structure emerges from language modeling objectives, but its internal implementation shifts toward more distributed representations as model scale increases.