They Are Not the Same: Direct Causes Are Not Grounded Emotion Explanations
Authors: Zhuangzhuang Pan, Yan Xia, Chee Seng Chan
Organizations: Universiti Malaya, Malaysia · Suzhou University of Technology, China · VinUniversity, Vietnam
Abstract
Emotion-Cause Pair Extraction (ECPE) was introduced to explain why an emotion occurs, but this goal is now often reduced to binary pair/non-pair prediction. This proxy is useful for direct-cause extraction, yet easy to over-read as evidence grounded emotion explanation. We show that this interpretation is only partially valid. In IEMO-MECP, 90.9% of original positives remain emo-cause and 95.0% of original negatives remain non-pair, confirming that the binary ECPE task is largely preserved. The problem is that direct triggers alone do not constitute a grounded explanation. Emo-context, an utterance that helps interpret a target emotion without directly causing it, appears on both sides of the original boundary and is enriched near binary uncertainty, showing that the binary boundary has no stable place for such discourse evidence. Across evaluated ECPE models, direct triggers are recovered more reliably than contextual support. Under shortcut pressure, this imbalance becomes consequential. Binary-trained models assign higher pair scores to nearby lexically similar non-pair candidates than to evidence supported but structurally harder emo-cause and emo-context pairs. Thus, pair scores can reward convenient attributions over grounded explanations. High binary ECPE performance indicates that a model can identify direct triggers; it does not indicate that the model has explained the emotion. Code is publicly available at https://github.com/panzhzh/ECPExsame.
Emotion-Cause Pair Extraction in Conversations (ECPEC) aims to identify the set of causal relations between emotion utterances and their triggering causes within a dialogue. Most existing approaches formulate ECPEC as an independent pairwise classification task, overlooking the distinct semantics of emotion diffusion and cause explanation, and failing to capture globally consistent many-to-many conversational causality. To address these limitations, we revisit ECPEC from a semantic perspective and seek to disentangle emotion-oriented semantics from cause-oriented semantics, mapping them into two complementary representation spaces to better capture their distinct conversational roles. Building on this semantic decoupling, we naturally formulate ECPEC as a global alignment problem between the emotion-side and cause-side representations, and employ optimal transport to enable many-to-many and globally consistent emotion-cause matching. Based on this perspective, we propose a unified framework SCALE that instantiates the above semantic decoupling and alignment principle within a shared conversational structure. Extensive experiments on several benchmark datasets demonstrate that SCALE consistently achieves state-of-the-art performance. Our codes are released at https://github.com/CoCoSphere/SCALE.
Emotion-cause pair extraction in conversation (ECPEC) identifies utterance pairs in which one utterance causes an emotion expressed in another. Recent LLM-based approaches formulate ECPEC at markedly different granularities, ranging from generating complete pair sets to judging individual candidate pairs. In this paper, we make the surprising observation that task formulation substantially affects performance, where pair-level judgement outperforms dialogue-level generation in all 18 controlled comparisons. We investigate the sources of this paradigm gap and find that many relations omitted by dialogue-level generation remain recognizable under explicit pair queries, under which the model recognizes 92.7%-98.1% of emotion-cause relations. This suggests that LLMs can recognize emotion-cause relations but struggle to discover and return complete pair sets. Pair-level judgement alleviates this burden, although its candidate rankings are more reliable than the binary decisions produced by a shared threshold. Based on this diagnosis, we introduce an auxiliary retriever that selectively re-examines ambiguous boundary cases, yielding consistent F1 improvements of 0.50-1.46 points across three datasets while maintaining an inference time of only 1.49x that of the baseline paradigm. These findings show that task decomposition and candidate scope are critical to effectively utilizing LLMs for ECPEC.
Multimodal emotion-cause pair extraction (MECPE) requires reliable pair confidence over candidate pairs. Existing pair scorers commonly use pair-level cross entropy over valid candidates, which treats links mostly independently. This leaves the relative confidence geometry among competing causes under-constrained, allowing gold pairs to stay close to hard negatives or rely on incidental non-gold context. We study this vulnerability as pair-confidence brittleness and propose RPCL (Robust Pair Confidence Learning), a training-only framework for pair-confidence learning. RPCL encourages pair confidence to be both discriminative and stable: gold pairs are separated from row-wise hard negatives through a confidence-difference margin constraint, and clean pair predictions are aligned with predictions from a corrupted view where non-gold contextual utterance representations are partially corrupted. The original clean pair scorer and decoding pipeline are used unchanged at inference time. On ECF, MECAD, and MEC4, RPCL improves the three-seed mean Pair F1 over a matched base model by 2.58 to 2.83 percentage points in the full text-audio-video setting, and improves mean Pair AUPRC on all three datasets. Diagnostic analysis further shows larger gold-negative confidence gaps and lower margin-violation severity. These results suggest that explicitly shaping pair confidence is an effective training strategy for MECPE.