Enhancing AI Interpretability and Safety through Localised Architectures
Authors: Ian Seet, Jonas Bozenhard, Simon Ostermann
Organizations: University of Glasgow · Hamburg University of Technology · Saarland University · German Research Center for Artificial Intelligence (DFKI) · Centre for European Research in Trusted AI (CERTAIN)
Recent advances in generative AI, especially powerful Large Language Models (LLMs) and Large Reasoning Models (LRMs), raise concerns over the interpretability, safety and sustainability of these large and opaque AI models. The power of such architectures is derived not only from the scalability of deep neural networks, but also massively parallel hardware such as GPU clusters. The diffuse nature of deep neural networks gives them great function-approximation capability when provided with sufficient training data but imposes a cost in interpretability and computational efficiency. Observing that localised machine learning (ML) models tend to be more interpretable and computationally efficient than deep neural networks on small datasets, we reason by analogy that similar advantages may apply to specific localised hardware ML architectures. We argue that localised architectures with lower bandwidth but higher expressivity per node have the potential to be fundamentally more interpretable than deep neural networks running on GPU clusters while remaining competitive for smaller datasets. We then evaluate the suitability of various hardware ML paradigms for implementing such localised architectures and evaluate their per-node expressivity, energy efficiency and practical maturity of the technology required.
Mechanistic interpretability assumes that circuit analysis becomes harder as models scale. We challenge this assumption by showing that the attention architecture matters more than parameter count. Studying three circuit types across Pythia and Qwen2.5, we find that grouped query attention produces circuits that are far more concentrated and mechanistically stable than standard multi-head attention at comparable scales. The same concentration pattern holds across indirect object identification, induction heads, and factual recall. Within a single architecture family (Qwen2.5), factual recall circuits undergo a discrete phase transition above a critical scale, collapsing to a single bottleneck rather than degrading gradually. These findings suggest that some architectural choices make large models more tractable to study and that interpretability difficulty is not a fixed consequence of model size.
Modern AI models such as tabular foundation models and gradient-boosted ensembles can outpredict classical methods, but provide little basis for reasoning about their predictions. High-stakes decisions call for models that are both accurate and interpretable as built. Local linear modeling offers a path forward: a smooth regression function is locally well approximated by a linear one, allowing a linear fit near each query point to achieve high accuracy without sacrificing transparency. The challenges lie in learning what is "local" and developing statistical tools for interpretation. Here, we propose local distillation, in which a black-box "teacher" guides a regularized linear "student" model at each query point. The teacher (1) defines locality by upweighting training observations with similar predicted outcomes, and (2) anchors the fit with its prediction at the query point, included as a pseudo-observation whose weight is estimated from the data. For interpretation, we add a small amount of Gaussian randomization to the local objective and use refits to assess stability: selection frequencies identify reliable features at a query point, and clustering the randomized fits identifies stable subgroups across the data. Under the lasso penalty, we prove that this randomization yields feature-selection probabilities that are stable under small perturbations of the training responses. Across 17 benchmark datasets, local distillation nearly matches its AI teacher's accuracy while producing a sparse linear model at each test point. In a high-dimensional cancer gene expression example, the framework identifies patient subgroups whose local models use different genes; this heterogeneity is invisible to a global linear model, and difficult to surface in a black-box model.
The current state of the art in AI/ML rests on deep neural architectures, which, in general, suffer from a lack of interpretability. Interpretability is crucial to gleaning insights while analyzing experimental data, where quantitative predictions may not be adequate for a scientist. We present a three layer neural architecture, SAMPAT (Smooth Approximation via Multivariate Polynomials and Analytic Transformations), that can provably learn a continuous, everywhere differentiable function, that can approximate any smooth function arbitrarily closely. SAMPAT's approximant can be expressed as a closed and compact algebraic, analytic expression, providing complete interpretability. Experiments on synthetic and benchmark datasets indicate that SAMPAT yields competitive performance with simpler representations. For many tasks, a two layer SAMPAT suffices. By imposing restrictions on the connectivity between neurons, SAMPAT may be used to provide a range of approximants, including regular and trigonometric polynomials, rational expressions, Gaussians, mixtures of Gaussians, as well as arbitrary combinations of the same; without restrictions, it learns a suitable structure. SAMPAT may be used to factorize polynomials and model nonlinear systems. With the addition of skip connections, a 4 to 6 layer SAMPAT is adequate to represent a substantive range of methods widely used in AI/ML, allowing the choice of a model's family, not just its parameters, to also be optimized as part of the learning process.