Domain-Shift Aware Neural Networks for Unbalance Characterization in Rotating Systems
Authors: Bernardo Feijó Junqueira, Claudio Kiyoshi Umezu, Bruno Bilhar Karaziack, Tomaz Junior, Daniel Alves Castello
Organizations: Department of Mechanical Engineering, Rio de Janeiro State University (UERJ), Fonseca Teles Street, 121, Rio de Janeiro, 20940-200, RJ, Brazil. · Faculty of Agricultural Engineering, University of Campinas (UNICAMP), Av. Cˆandido Rondon, 501, Campinas, 13083-875, SP, Brazil. · Directorate of Technology and Innovation, CPQD, R. Dr. Ricardo Benetton Martins, 1000 - Parque II, Campinas, 13086-902, SP, Brazil. · Department of Computer Engineering, S˜ao Francisco University (USF), R. Waldemar C´esar da Silveira, 105 – Jardim Cura D’ars, Campinas, 13045-510, SP, Brazil. · Department of Mechanical Engineering, Federal University of Rio de Janeiro (UFRJ), Rio de Janeiro, 21941-594, RJ, Brazil.
This work investigates the application of a domain-shift aware neural network for regression tasks aimed at estimating unbalance masses in rotating shafts under varying operating conditions. Experimental data were collected from a test rig in which a primary shaft, equipped with a flange carrying unbalanced masses, was driven at different rotational speeds, while a secondary shaft could be optionally activated to introduce domain discrepancy. The unbalance masses were positioned at a fixed radial distance, and the dynamic response of the system was recorded using triaxial accelerometers. The inverse problem of mass estimation is formulated within a domain adaptation framework, where the network is trained with a maximum mean discrepancy strategy to align feature representations across source and target distributions. The results demonstrate the effectiveness of explicitly addressing domain shift in improving prediction accuracy, especially when the system's physical behavior and sources of domain discrepancy are not fully known and fall outside the training conditions. These findings highlight the potential of domain-shift aware models for regression tasks in Structural Health Monitoring.
Vibration-based health monitoring of rotating machinery requires reliable fault diagnosis under operational data constraints, yet condition assessment remains challenged by structural scarcity of fault events and heterogeneous sim-to-real gaps in digital twin-generated signals. Each fault type generates impulses with distinct periodicity, amplitude modulation, and spectral character, making feature-space discrepancies fundamentally heterogeneous across fault classes. Existing domain adaptation methods apply a class-agnostic global transformation that cannot close all fault-specific gaps without distorting inter-class separability, while uniform source-target mixing introduces distributional noise into the data-abundant Normal class. These limitations stem from treating a sequential, state-dependent alignment problem as a one-shot optimization. Each corrective transformation simultaneously reshapes all class distributions, creating state dependencies that static gradient descent cannot resolve. We formulate feature alignment as a continuous-action Markov decision process solved via Proximal Policy Optimization, where the learned policy issues fault-type-specific affine corrections responsive to the current feature-space configuration, with a dual-objective reward balancing gap minimization against separability preservation. An asymmetry-aware strategy reserves real data for the Normal class while augmenting fault classes with policy-aligned simulated samples. Validation across XJTU-SY, CWRU, and a self-built slewing bearing testbed confirms the dominant gain from reinforcement learning-driven alignment, and cross-equipment linear probing achieves 92.8% without encoder retraining, demonstrating transferable monitoring capability.
Unsupervised domain adaptation is a widespread set of methods that leverages the knowledge of a labeled source domain to train a model to perform well on a related unlabeled target domain. They generally introduce an auxiliary adaptation-related task that can be integrated into the multitask paradigm, which aims to merge multiple single-task models into a unified architecture. In this paper, we propose to associate domain adaptation and multitask balancing in the realistic context of an extreme class imbalance. Therefore, we propose a combined framework to cover and validate these approaches, and evaluate its performance in the physics-based context of the Cherenkov Telescope Array Observatory (CTAO). Along with a comparative study of some relevant adaptation techniques, we highlight the impact of extreme label shift and extend the investigations on importance weighting to rectify it. The complete code and results are published and available as open-source resources on Zenodo.
Michaël Dell'aiera, Thomas Vuillaume, Alexandre Benoit
Bike-sharing models trained on historical station-hour data may degrade when deployed in later years because travel patterns change over time. This paper studies March Citi Bike demand prediction from 2021 to 2026 as a temporal domain adaptation problem and proposes Gen-ROTDA, a robust optimal transport-guided residual domain adaptation framework. The method fits a target-domain station-time anchor with a small labeled target subset, transfers residual rather than raw demand, applies a deterministic label-preserving residual feature generator, and trims high-cost transport matches before training the final residual predictor. Experiments compare Gen-ROTDA with anchor-only, source-only, target-only, fine-tuning, MMD adaptation, Sinkhorn OTDA, ROTDA, and Gen-OTDA. Gen-ROTDA achieves the lowest MAE on the main 2025 to 2026 task and is the best OT-family method on average across multi-year tasks, although fine-tuning and MMD adaptation remain strong overall baselines. Under abnormal target-unlabeled records, Gen-ROTDA is much more stable than non-robust OT variants, suggesting that robust transport is useful for noisy temporal transfer in bike-sharing demand prediction.