Emergent Capabilities Arise Randomly from Learning Sparse Attention Patterns

This paper studies simple transformers trained on a high-order Markov chain, where the model must incorporate information from multiple past positions, each with different statistical importance. We show that transformers learn the task incrementally, with each stage corresponding to learning how to copy information from a subset of positions via a sparse attention pattern. Notably, the learning dynamics transition from a competitive phase, where all heads focus on the statistically most important positions, to a cooperative phase, where different heads specialize in different patterns. We model these dynamics with simplified differential equations and prove stage-wise convergence of the resulting system. Functionally, these stages correspond to a sequence of increasingly expressive misspecified models, with the full model class reached only at the end. Overall, we give a theoretical account of how structured attention patterns and head specialization emerge in stages without an explicit curriculum, with implications for generalization in sequential tasks.

Sparse attention offers a promising strategy to extend long-context capabilities in Transformer LLMs, yet its efficiency-accuracy trade-offs remain unclear due to the lack of comprehensive evaluation. We address this gap with the largest-scale empirical analysis to date of training-free sparse attention, evaluating six methods across multiple model families and sizes, sequences up to 128K tokens, and sparsity levels up to 0.95 (i.e., $1/20$ attention budget) on nine diverse tasks. We first organise the rapidly evolving landscape of sparse attention methods into a taxonomy along four design axes. Our analysis then yields actionable insights: 1) sparse attention is effective: larger sparse models outperform smaller dense ones at equivalent cost, improving the Pareto frontier; 2) for the training-free methods we study, fine-grained per-query importance estimation during prefilling remains impractical-due to both the cost of estimation and the lack of sparse kernels that translate fine-grained sparsity into wall-clock gains-forcing a task-dependent choice between global-to-token and block-to-block selection. Instead, during decoding, token-to-page selection becomes feasible, enabling better generalisation and higher sparsity tolerance; 3) longer sequences tolerate higher sparsity, suggesting that fixed-budget methods in production are suboptimal. Together, these findings provide practical guidance for deploying sparse attention and methodological recommendations for future evaluations. Our code is available at https://github.com/PiotrNawrot/sparse-frontier.

Large language models (LLMs) exhibit a wide range of capabilities, including mathematical reasoning, code generation, and linguistic behaviors. We show that Transformer architectures contain small subsets of attention heads that are necessary for certain capabilities. Zeroing out as few as five task-specific heads can degrade performance by up to $60\%$ on standard benchmarks measuring the capability of interest, while largely preserving performance on unrelated tasks. We introduce a compressed sensing-based method that exploits the sparsity of these heads to identify them via strategic knockouts and a small number of model evaluations. We validate these findings across Llama and Qwen models ranging from 1B to 14B parameters and a diverse set of capabilities including mathematical abilities and code generation, revealing a modular organization in which specialized capabilities are dependent on sparse, functionally distinct components. Overall, our results suggest that capability localization is a general organizational principle of Transformer language models, with implications for interpretability, model editing, and AI safety. Code is released at https://github.com/locuslab/llm-components.