RAS: Measuring LLM Safety Through Refusal Alignment
Authors: Chang-Chieh Huang, Yan-Lun Chen, Chia-Mu Yu, Wei-Bin Lee
Organizations: National Yang Ming Chiao Tung University · Hon Hai Research Institute
Abstract
Safety evaluation of large language models (LLMs) is commonly performed by querying models with unsafe or jailbreak prompts and judging whether their outputs violate a safety policy. Although useful, output-level evaluation is expensive, sensitive to judge choice, and easily tied to fixed question banks. We propose SafeVec, a white-box evaluation procedure that measures safety from internal representations rather than generated answers. SafeVec first extracts layer-wise refusal directions from a safety-aligned reference model, then selects stable layer windows where safe and unsafe behaviors are separable, and finally scores a target model by measuring whether its hidden states align with these refusal directions under unsafe and jailbreak prompts. The resulting metric, RAS (Refusal Alignment Score), maps representation-level refusal alignment to a calibrated 0-100 safety score. Across Llama, Gemma, and Qwen model families, RAS separates aligned models from uncensored and abliterated variants, tracks output-level attack success rate, and is substantially faster than judge-based evaluation. These results suggest that refusal alignment provides a compact and efficient signal for white-box LLM safety evaluation.
Safety alignment in Large Language Models (LLMs) often involves mediating internal representations to refuse harmful requests. Recent research has demonstrated that these safety mechanisms can be bypassed by ablating or removing specific representational directions within the model. In this paper, we propose the opposite approach: Rank-One Safety Injection (ROSI), a white-box method that amplifies a model's safety alignment by permanently steering its activations toward the refusal-mediating subspace. ROSI operates as a simple, fine-tuning-free rank-one weight modification applied to all residual stream write matrices. The required safety direction can be computed from a small set of harmful and harmless instruction pairs. We show that ROSI consistently increases safety refusal rates - as evaluated by Llama Guard 3 - while preserving the utility of the model on standard benchmarks such as MMLU, HellaSwag, and Arc. Furthermore, we show that ROSI can also re-align 'uncensored' models by amplifying their own latent safety directions, demonstrating its utility as an effective last-mile safety procedure. Our results suggest that targeted, interpretable weight steering is a cheap and potent mechanism to improve LLM safety, complementing more resource-intensive fine-tuning paradigms.
Harethah Abu Shairah, Hasan Abed Al Kader Hammoud, George Turkiyyah +1
Refusal rates are a poor proxy for LLM safety, i.e., a model may over-refuse benign prompts while still complying with harmful ones. We audit both failure modes across 21 open-weight LLMs on four safety benchmarks (OR-Bench, XSTest, ToxiGen, BOLD), using a composition adjustment to isolate model sensitivity from dataset toxicity confounds. We report three findings. First, models adopt fundamentally different calibration strategies: conservative ecosystems such as Llama suppress unsafe outputs at the cost of elevated over-refusals, while permissive ecosystems such as DeepSeek and Qwen preserve helpfulness but tolerate higher harmful compliance. Second, demographic protection is unequal: models over-protect prominent racial and religious groups, frequently refusing even benign prompts about them, while providing substantially weaker protection against disability-targeted attacks. Third, refusal and compliance tendencies are stable within model families across generations and scales, suggesting that post-training objectives shape safety behavior more than architecture. Our results call for joint, demographically-aware, and multi-judge safety evaluation.
Aligned large language models (LLMs) are expected to exhibit safety behavior based on the content of the user request: they should refuse unsafe requests and comply with safe ones. However, we show that the same request can elicit substantially different safety decisions under different traits assigned in the system prompt, a failure mode we call trait-induced safety variation. To measure this failure, we introduce refusal-based metrics: Trait-Induced Deviation measures dataset-level deviation from the no-trait baseline, while Trait-Induced Flip Rate measures whether the same request receives different safety decisions across traits. We then provide a representation-level analysis of the mechanism behind trait-induced safety shifts and find that traits perturb the model's safety representations within a low-dimensional subspace. To achieve trait-invariant safety, where safety behavior remains stable across traits, we introduce Trait-Invariant Safety Tuning (TIST), a simple yet effective self-distillation framework that aligns an LLM's trait-conditioned behavior with its no-trait behavior. Guided by our analysis, we further propose Trait-Subspace Neutralization (TraSN), an instantiation of TIST, which enforces invariance only within the identified trait subspace. Experiments show that TraSN improves trait-invariant safety and strengthens harmful-request safety while preserving general capability. Our results highlight traits as an important factor in LLM safety and robust model behavior.