Surviving by Serving: Functional Relevance Drives Self-Organization in Complex Adaptive Systems
Authors: Claus Metzner, Ali Ghebleh, Achim Schilling, Andreas Maier, Thomas Kinfe, Patrick Krauss
Abstract
Complex adaptive systems often develop organized structures without centralized control. Yet the local mechanisms by which functional organization emerges and persists remain incompletely understood. Here we propose Surviving by Serving (SBS) as a general principle of self-organization: components persist as long as their outputs are utilized by other components, whereas prolonged non-utilization promotes adaptation and exploration. To investigate this idea, we introduce a minimal multi-agent model in which agents transform shared resources and receive only local feedback when their outputs are subsequently utilized elsewhere in the system. Despite the absence of global objectives, the system spontaneously self-organizes into functional interaction networks. We observe the emergence of stable transformation chains, core-periphery organization, and the generation of novel states that enable previously inaccessible target conditions to be reached. Remarkably, self-sustaining interaction networks can arise even without external selection pressures, creating a pre-adaptive search phase from which later functional solutions emerge. These findings suggest that functional utilization may provide a simple, substrate-independent mechanism for the emergence and stabilization of organized structure in complex adaptive systems.
This paper develops a general framework for analyzing multi-agent systems with feedback loops between agents actions and collective observations. The framework is built on two fundamental agent-level variables: power, which measures agent influence on collective outcomes, and response functions, which determine how agents react to observations. We derive how macroscopic properties, including total power, useful power, entropy, order, fragility, and mobility, emerge from these two variables of heterogeneous agents. To study the trade off between growth and resilience, we introduce a system-level utility function parameterized by a risk-appetite coefficient and derive an optimal degree of order that balances productivity, stability, and adaptability. The analysis suggests that stronger synchronization can increase collective output but may also increase systemic fragility and reduce mobility. We further argue that order, entropy, information, and useful energy are task-dependent and system-relative concepts whose meanings depend on the objectives of the system. By measuring and designing agent power distributions and response functions, it may be possible to better understand, predict, and optimize collective behavior and identify the conditions under which collective intelligence and optimal order emerge.
Molecular biology features numerous complexes of proteins that coordinate in an interlocking fashion to fulfill different functions. Adaptive evolution explains some of this complexity, but needn't be the default when neutral explanations suffice. A new artificial life model ``organism,'' the Quandary Den, is introduced to explore different neutral evolution scenarios where complexity increases in the absence of greater informational needs. Two interlocking complexity scenarios emerge. Subfunctionalization leads to functionality diffusing through the complex. Masking allows intracomplex interference to accumulate genetically, requiring that it be blocked at the level of expression.
Can evolutionary dynamics characteristic of biological development arise without a designer-specified fitness function? We present Genesis, a platform in which agents inhabit a Gray-Scott reaction-diffusion substrate and evolve under physical constraints alone. Three successive experimental cycles, each testing one falsifiable hypothesis, show: (1) constraint-driven selection sustains evolutionary activity after complete fitness removal but reaches a hard phenotypic complexity ceiling; (2) agent-mediated niche construction via chemical secretion is real but causally insufficient to break that ceiling; and (3) replacing the fixed-alphabet genome with a Compositional Pattern Producing Network (CPPN) indirect encoding, protected by NEAT-style speciation, produces the first evidence of progressive structural complexification in a fitness-free system. Null results are treated as precise, informative answers rather than failures, yielding reusable diagnostic tools and a sham-control protocol applicable to any open-ended evolution evaluation pipeline.