On the Faithfulness of Post-Hoc Concept Bottleneck Models
Authors: Laines Schmalwasser, Jan Blunk, Niklas Penzel, Julia Niebling, Joachim Denzler
Organizations: Institute of Data Science, German Aerospace Center, Jena, Germany · Computer Vision Group Jena, Friedrich Schiller University Jena, Germany · GEOMAR Helmholtz Centre for Ocean Research Kiel, Germany
Abstract
Human decision-making interprets the world through high-level concepts, such as recognizing a bird by its belly color. To bridge the gap between opaque deep learning representations and human understanding, Post-Hoc Concept Bottleneck Models (post-hoc CBMs) project latent features onto interpretable concept spaces using auxiliary datasets or vision-language models. However, relying on target task accuracy as the primary measure of post-hoc CBM success obscures whether the learned concepts are semantically meaningful or merely predictive artifacts. For example, random concept projections can achieve competitive accuracy despite being semantically meaningless. In this work, we analyze the learned projections directly and identify two failure cases: First, for concept projections learned from auxiliary data, covariate shifts can lead to unfaithful concept representations for the target task. In particular, we provide an upper bound on the error introduced by this shift. Second, systematic label noise in surrogate concept labels generated by vision-language models leads to unfaithful projections. After formalizing these failure modes, we introduce novel metrics that decouple concept faithfulness from predictive accuracy. Our empirical results across real-world and synthetic benchmarks confirm that these metrics identify unfaithful behaviors that standard accuracy-based evaluation fails to detect.
Concept bottleneck models predict outcomes from high-level concepts detected in inputs. Although concepts provide a simple way to reap benefits from interpretability, very few datasets include concept labels. This limits researchers' ability to determine which problems are suitable for these models, isolate the factors that drive their performance or lead to failures, or uncover which algorithms perform well. In this paper, we develop synthetic benchmarks for concept-bottleneck models, focusing on their two main use cases: decision support, in which models assist humans in making better decisions, and automation, in which models handle routine tasks without supervision. Our benchmarks can generate labeled datasets while controlling for properties that affect performance, including data modality, concept choice, annotation quality, and completeness. We demonstrate how the benchmarks can be used to evaluate representative classes of concept bottleneck models. Our demonstrations show how the benchmarks can diagnose failure modes and guide follow-up testing.
Julian Skirzynski, Harry Cheon, Shreyas Kadekodi +2
Concept-bottleneck models (CBMs) are neural classifiers that compute predictions from high-level concepts extracted from the input. CBMs ensure stakeholders can understand the concepts -- and the predictions they entail -- by learning these from concept-level annotations, which are however seldom available. Recent CBM architectures work around this issue by obtaining annotations from Vision-Language Models (VLMs). While greatly broadening applicability, doing so can yield lower quality concepts and therefore less interpretable models. We strike for a middle ground by introducing Vision-plus-Human-guided CBM (VH-CBM), a hybrid approach that exploits both VLMs and a small amount of dense annotations. VH-CBM employs a Gaussian Process in the VLM's embedding space, which captures useful global information about the target domain, to propagate the expert's supervision to any target data point. Our empirical evaluation shows how VH-CBM predicts more accurate concepts than VLM-guided CBMs even when annotating as little as 1% of the data, while sporting better concept calibration and supporting active learning.
Concept Bottleneck Models (CBMs) aim to improve interpretability in Deep Learning by structuring predictions through human-understandable concepts, but they provide no way to verify whether learned concepts align with the human's intended meaning, hurting interpretability. We introduce Prototype-Grounded Concept Models (PGCMs), which ground concepts in learned visual prototypes: image parts that serve as explicit evidence for the concepts. This grounding enables direct inspection of concept semantics and supports targeted human intervention at the prototype level to correct misalignments. Empirically, PGCMs achieve similar predictive performance as state-of-the-art CBMs while substantially improving transparency, interpretability, and intervenability.
Stefano Colamonaco, David Debot, Pietro Barbiero +1