Physically Constrained Federated Additive Models for O-RAN SLA-Risk Prediction
Authors: Aubida A. Al-Hameed, Mohammed M. H. Qazzaz, Maryam Hafeez, Syed A. Zaidi
Organizations: College of Electronics Engineering, Ninevah University, Mosul, Iraq · School of Electronic and Electrical Engineering, University of Leeds, Leeds, UK
Proactive service assurance in O-RAN requires predicting per-slice SLA violations before they occur. The prediction model must be auditable by operators and must train across base stations without pooling per-slice KPIs, which are commercially sensitive because slices are leased to individual tenants. Neural additive models (NAMs) offer auditability because each KPI contributes through a visible shape function. However, visibility alone does not guarantee physical validity. On the ColO-RAN testbed dataset, unconstrained NAMs learn effects that contradict wireless physics, for example predicting higher risk when channel quality improves. This failure appears under both local and centralized training, and non-IID federated averaging worsens it. We present Monotone FedNAM, a federated additive model in which KPIs with unambiguous physical direction are represented as monotone splines whose constraints survive FedAvg aggregation by construction, while contestable KPIs remain unconstrained. The model trains and operates as a Non-RT RIC rApp and is compact enough for deployment as a Near-RT RIC xApp. Monotone FedNAM eliminates all monotonicity violations, raises constrained shape consistency from 0.71 to 1.00, generalizes to an unseen scheduling policy, and reduces uplink traffic by 65%, at a cost of 0.04 to 0.07 AUC. These results show that physically constrained federated additive models can support auditable SLA risk inference for multi-tenant O-RAN service assurance
The O-RAN control plane is becoming agentic: autonomous AI agents, deployed as rApps by different vendors, independently close control loops over shared radio resources. We demonstrate on a live O-RAN system that this independence is unsafe. Two agents with individually correct objectives, one protecting a latency SLA and one maximizing utilization for energy efficiency, jointly drive recurring opposing excursions of the shared resource partition that neither produces alone. Existing conflict-mitigation mechanisms presume a statically known application population and cannot govern agents whose behavior emerges at run time. We present AURA, a lightweight arbitration layer that admits agent actions only when they satisfy feasibility invariants, per-variable dwell times, and a deadband, and we prove the arbitrated system converges to a feasible operating point. Implemented on an OpenAirInterface (OAI) testbed with measured one-way latency and throughput, AURA reduces recurring shared-state excursions by more than an order of magnitude (from 8.4 to 0.4 PRB amplitude) and virtually eliminates cross-slice throughput starvation (from 40-55% to 0.3%), while leaving the protected slice's own latency compliance unchanged, a trade-off the convergence guarantee makes explicit.
To mitigate the scalability bottleneck in the radio access network (RAN) in federated edge learning (FEEL), over-the-air federated learning (AirFL) exploits waveform superposition over multiple-access channels (MACs) for analog model aggregation. However, coherent AirFL typically relies on stringent PHY-layer conditions such as accurate channel state information (CSI), tight time/frequency synchronization, and frequent transceiver calibration for signal alignment. However, these requirements, if not impossible to be met, incur substantial communication and computation overhead. In this paper, we propose a non-coherent AirFL (NCAirFL) protocol over a broadband single-antenna MAC, leveraging binary dithering, unbiased non-coherent detection, and long-term error feedback to waive the need for instantaneous CSI. For NCAirFL with general smooth non-convex objectives and a constant learning rate, we establish a convergence bound achieving the convergence rate in the same order of O(1/T) as communication-ideal FedAvg, where T is the total number of communication rounds. To further improve communication efficiency under data and wireless resource heterogeneity, we also derive a lower bound on the expected single-round objective decrease in the global loss conditioned on device scheduling, building upon which a surrogate objective function is obtained for jointly optimal device selection and power control. Experimental results on MNIST and CIFAR-10 corroborate that NCAirFL achieves learning performance close to FedAvg in practical settings, with the proposed device scheduling policy substantially accelerating convergence.
Federated learning over IEEE~802.11 shares the wireless channel among clients that send model updates. We use ns-3 to measure the frame-delivery ratio and saturation throughput for different client densities and offered loads. A separate FedAvg trainer uses the frame-delivery ratio as a first-order proxy for the update-admission probability and uses an equation to estimate communication time. The method does not simulate the delivery of a complete model update or measure end-to-end training time. Across 720 evaluated runs with two datasets, two data partitions, six client densities, six offered loads, and five seeds, all runs reached their predefined target accuracy within the round budget. Rounds-to-target changed little with offered load, while communication time-to-target increased by about two orders of magnitude across the client-density range. A Bianchi-anchored estimator produced a mean absolute percentage error from 2.3% to 10.2% on held-out configurations. This error is measured against communication time constructed from the same round-duration equation, not against independently measured completion time. We also compare uniform participation with persistent heterogeneous participation. The study does not detect a statistically distinguishable excluded-class accuracy gap over five seeds, but the confidence intervals are wide. The results apply only to the evaluated configurations and do not provide a general convergence or fairness guarantee.