Sparse Additive Off-Policy Evaluation for Reinforcement Learning with Potentially Limited Number of Trajectories

In reinforcement learning, more accurate policy evaluation has been frequently shown to improve downstream policy optimization performance. For tractability, most value estimators rely on $n$-step truncation and thereby omit the long-horizon behavior of the transition dynamics. Methods that instead capture this behavior through the global structure of the dynamics can converge faster, but their computational and memory requirements limit their scalability to large or continuous state spaces. To reconcile these limitations, we introduce Limiting-Kernel Q($λ$) (LKQL), an off-policy value estimator that uses the limiting kernel to approximate the long-horizon terms omitted by truncation. LKQL has the same order of complexity as $n$-step estimators and integrates directly into both on- and off-policy actor-critic algorithms. We prove that, under aperiodicity and in the near-on-policy regime, the operator underlying LKQL improves the policy evaluation convergence rate over its truncated counterpart for sufficiently large $n$, and that LKQL itself converges almost surely to the optimal values in finite Markov decision processes (MDPs) under a fixed behavior policy. On the MuJoCo continuous-control benchmark, we show that LKQL improves over $n$-step baselines in most settings, particularly on long-horizon tasks.

We present a novel theoretical framework, Q-MMR, for off-policy evaluation in finite-horizon MDPs. Q-MMR learns a set of scalar weights, one for each data point, such that the reweighted rewards approximate the expected return under the target policy. The weights are learned inductively in a top-down manner via a moment matching objective against a value-function discriminator class. Notably, and perhaps surprisingly, a data-dependent finite-sample guarantee for general function approximation can be established under only the realizability of $Q^π$, with a dimension-free bound -- that is, the error does not depend on the statistical complexity of the function class. We also establish connections to several existing methods, such as importance sampling and linear FQE. Further theoretical analyses shed new light on the nature of coverage, a concept of fundamental importance to offline RL.

Policy evaluation is a fundamental component of the development and deployment pipeline for robotic policies. In modern manipulation systems, this problem is particularly challenging: rewards are often sparse, task progression of evaluation rollouts are often non-monotonic as the policies exhibit recovery behaviors, and evaluation rollouts are necessarily of finite length. This finite length introduces truncation bias, breaking the infinite-horizon assumptions underlying standard methods relying on Bellman equations/principle of optimality. In this work, we propose a framework for offline policy evaluation from sparse rewards based on a liveness-based Bellman operator. Our formulation interprets policy evaluation as a task-completion problem and yields a conservative fixed-point value function that is robust to finite-horizon truncation. We analyze the theoretical properties of the proposed operator, including contraction guarantees, and show how it encodes task progression while mitigating truncation bias. We evaluate our method on two simulated manipulation tasks using both a Vision-Language-Action model and a diffusion policy, and a cloth folding task using human demonstrations. Empirical results demonstrate that our approach more accurately reflects task progress and substantially reduces truncation bias, outperforming classical baselines such as TD(0) and Monte Carlo policy evaluation.