SAGE: A Hierarchical Framework for Evaluating Interpretive Literary Quality in Narratives
Organizations: Mercy University Math & Computer Science Department Dobbs Ferry, NY, USA · IBM T.J. Watson Research Center Yorktown Heights, NY, USA
Abstract
Assessing the literary quality of narratives requires evaluating interpretive dimensions (cultural representation, emotional depth, and philosophical engagement) that existing NLG metrics cannot measure. We introduce SAGE, a six-layer evaluation framework that separates rule-based assessment of observable textual properties from LLM-based evaluation of interpretive qualities drawn from cultural theory, affect theory, and existentialist philosophy. Each interpretive layer is assessed through multi-round iterative LLM evaluation with independent cross-validation, achieving measurement-grade reliability (98.8% convergence, >94% inter-rater agreement) stable across evaluator models. Validated on 600 evaluations across 100 short stories, our central finding is a systematic capability boundary: emotional-psychological representation approaches human levels, while cultural critique and philosophical depth exhibit approximately double the gap. LLM-generated narratives score below even commercial genre fiction on all three layers. We interpret this as a boundary between pattern-reproducible literary capacities learnable from training corpora and stance-requiring ones demanding cultural positioning and philosophical engagement that pattern matching alone cannot provide.
Figures & tables
| L | Focus | Key Dimensions |
| Rule-Based (L1–L3) | ||
| 1 | Lexical | Vocabulary richness, syntactic complexity |
| 2 | Narrative | Entity coherence, emotional arcs |
| 3 | Thematic | Topic diversity, semantic networks |
| LLM-Based (L4–L6) | ||
| 4 | Cultural | IPD, CVP, CSP, CPC |
| Work | Dims. | Values | Layer |
|---|---|---|---|
| “Hills Like White Eleph.” | AC / PI | H / L | L5 |
| Mrs. Dalloway | AC / PI | H / H | L5 |
| Heart of Darkness | IPD / CVP | H / L | L4 |
| Things Fall Apart | IPD / CVP | H / H | L4 |
| The Stranger | LP / MR | H / L | L6 |
| Crime and Punishment | LP / MR | H / H | L6 |
| Category | Stories | Evals. | Quality |
|---|---|---|---|
| Canonical | 50 | 300 | Academically recognized |
| Pulp Fiction | 30 | 180 | Commercial genre |
| LLM-Generated | 20 | 120 | Multi-model, stratified |
| Total | 100 | 600 | 3 layers 2 modes |
| Metric | Value | Threshold |
|---|---|---|
| Evaluation success rate | 100.0% | — |
| Convergence rate (R4 R5) | 98.8% | |
| Inter-rater agreement | 94% | MAD 0.5 |
| Mode invariance (max ) | 0.05 |
| Layer | Canon. | Pulp | LLM | (C vs L) | |
|---|---|---|---|---|---|
| L4 Cultural | 3.96 .41 | 3.83 .36 | 2.55 .62 | 2.68 | 0.001 |
| L5 Emotional | 4.15 .31 | 4.04 .24 | 3.36 .59 | 1.68 | 0.001 |
| L6 Existential | 3.95 .57 | 3.68 .56 | 2.59 .57 | 2.40 | 0.001 |
| Average | 4.02 | 3.85 | 2.83 | — | — |
| Layer Pair | Pearson | Spearman | |
|---|---|---|---|
| L4 L5 | 0.649 | 0.514 | 0.001 |
| L4 L6 | 0.683 | 0.598 | 0.001 |
| L5 L6 | 0.680 | 0.621 | 0.001 |
Appendix figures & tables9 assets
Supplementary material from the paper’s appendix.
Appendix
| Work | Form | IPD | CVP | CSP | CPC |
|---|---|---|---|---|---|
| Things Fall Apart (Achebe) | Novel | H | H | H | H |
| Heart of Darkness (Conrad) | Novel | H | L | M | M |
| The Great Gatsby (Fitzgerald) | Novel | L | L | H | L |
| Animal Farm (Orwell) | Novel | H | L | L | L |
| “Everyday Use” (Walker) | Short | H | H | H | H |
| “Lady with the Dog” (Chekhov) | Short | L | L | H | L |
| Work | Form | AC | PI | EG | ENC |
|---|---|---|---|---|---|
| “Hills Like White Elephants” (Hemingway) | Short | H | L | L | H |
| “The Metamorphosis” (Kafka) | Short | M | L | L | H |
| “Runaway” (Munro) | Short | H | H | H | H |
| “Miss Brill” (Mansfield) | Short | M | H | H † | H |
| “Cathedral” (Carver) | Short | L H | L | L | H |
| Mrs. Dalloway (Woolf) | Novel | H | H | H | H |
| Work | Form | LP | MR | HC | ME |
|---|---|---|---|---|---|
| The Stranger (Camus) | Novel | H | L | H | H |
| Crime and Punishment (Dostoevsky) | Novel | H | H | H | H |
| Germinal (Zola) | Novel | L | M | H | L |
| Middlemarch (Eliot) | Novel | L | H | H | M |
| Never Let Me Go (Ishiguro) | Novel | L ∗ | M | H | H |
| “The Guest” (Camus) | Short | H | Susp. ‡ | H | H |
| R | Focus | Task |
|---|---|---|
| 1 | Initial | Extract layer-relevant content; score all 4 dimensions (1.0–5.0) with confidence and textual evidence |
| 2 | Bias check | L4: hallucination check. L5: projection bias (emotional norms). L6: Western framework imposition |
| 3 | Boundary | Verify no cross-layer contamination |
| 4 | Evidence | Adjust confidence (not scores) if evidence is sparse or ambiguous |
| 5 | Final | Confirm or adjust scores; convergence: from R4 to R5 |
| Score | Criteria |
|---|---|
| 4.5–5.0 | Exceptional: rich, multi-layered representation; extensive evidence; demonstrable mastery |
| 4.0–4.5 | Strong: substantial representation; clear evidence; depth and nuance |
| 3.0–3.5 | Moderate: some representation; adequate but not extensive evidence |
| 2.0–2.5 | Weak: minimal representation; surface-level; sparse evidence |
| 1.0–1.5 | Absent/Negligible: dimension effectively absent; no meaningful evidence |
| Component | Design |
|---|---|
| System role | Expert analyst for the target layer; dimension definitions with theoretical citations |
| Core principles | (1) Evidence Sovereignty: all scores cite textual evidence. (2) Layer Boundary: evaluate only target-layer content. (3) Projection Awareness: no norm imposition. (4) Dimension Independence: score each dimension separately |
| Mode instruction | Content-limit: text only, no prior knowledge. Title-limit: scholarly consensus from title/author only |
| R1 output schema | JSON: extracted content, per-dimension score (1.0–5.0) / confidence (1–5) / reasoning / evidence strength, overall score |
| R2 bias check | L4 : hallucination check (fabricated cultural/historical claims). L5 : projection bias (Western emotional norms). L6 : framework imposition (Sartre/Camus onto non-Western texts; overlooking Buddhist/Confucian/Daoist depth) |
| R3 boundary | Verify no cross-layer contamination (e.g., L5 must not score cultural power or philosophical claims) |
| Layer | Pearson | Spearman | MAD | GPT / Claude |
|---|---|---|---|---|
| L4 Cultural | 0.812 | 0.799 | 0.705 | 3.46 / 2.87 |
| L5 Emotional | 0.636 | 0.751 | 0.622 | 3.83 / 3.39 |
| L6 Existential | 0.797 | 0.778 | 0.614 | 3.44 / 2.97 |
| Overall | 0.775 | — | 0.647 | — |
Language Model Generation Evaluation
Language model generation evaluation measures the quality, reliability, diversity, and task fit of outputs produced by language models.
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