cs.LGSep 9, 2026

Beyond Conventional Federated Learning via High-Order Regularization

Authors: Alireza KabganiMasoud Ahookhosh

Abstract

Federated clients that perform several local optimization steps can return parameter displacements with widely different magnitudes. The quadratic regularization of FedProx grows linearly with displacement and therefore offers limited control over the contrast between ordinary and unusually large client movements. We here introduce HiFedProx, which replaces the quadratic penalty with a scale-matched power-type regularizer indexed by p2p\geq2. All powers have the same regularization-gradient magnitude at a reference displacement RR, while every p>2p>2 gives a weaker response below RR and a stronger response above it. An exact affine reference calculation shows that increasing pp compresses relative displacement disparities, although very large powers approach fixed-radius behavior and increase local curvature. HiFedProx combines this geometry with finite-budget stochastic client optimization and same-minibatch Armijo backtracking. In paired five-seed experiments on a frozen 60-writer FEMNIST subset, a common-parameter study over p{2,3,4,5,6,7,8}p\in\{2,3,4,5,6,7,8\} shows similar clean-training performance but substantial gains under composite stress. The lowest moderate- and severe-stress losses occur at p=7p=7 and p=6p=6, improving over p=2p=2 by 11.44%11.44\% and 23.16%23.16\%, respectively. Although displacement-tail ratios continue to decrease through p=8p=8, predictive performance peaks in an intermediate range and Armijo trial cost increases with pp. These results indicate that the exponent should be calibrated rather than maximized. In our experiments, p=5p=5--77 provides the most useful range.

Explore similar work

Jun 9, 2026stat.ML

Range Penalization: Theoretical Insights with Applications in Federated Learning

This paper introduces range regularization for federated learning with linear systematic components to enhance statistical accuracy and induce cross-client regularity conducive to quantization, coding, and resource efficiency. Our approach identifies features with shared weights across different clients and adaptively clusters the weights of personalized features at extreme values, a process we refer to as polar clustering. Theoretical analysis of the associated estimators poses significant challenges due to the seminorm nature and non-decomposability of the regularizer. We develop new proof techniques for the nonasymptotic analysis of statistical accuracy and faithful pattern recovery. Moreover, a fast optimization algorithm that leverages varying degrees of local strong convexity is proposed to reduce iteration complexity. Experiments support the efficacy and efficiency of the proposed approach.
Yiyuan She, Zhaojun Hu, Yifan Sun
May 13, 2026cs.CV

FedHPro: Federated Hyper-Prototype Learning via Gradient Matching

Federated Learning (FL) enables collaborative training of distributed clients while protecting privacy. To enhance generalization capability in FL, prototype-based FL is in the spotlight, since shared global prototypes offer semantic anchors for aligning client-specific local prototypes. However, existing methods update global prototypes at the prototype-level via averaging local prototypes or refining global anchors, which often leads to semantic drift across clients and subsequently yields a misaligned global signal. To alleviate this issue, we introduce hyper-prototypes, defined by a set of learnable global class-wise prototypes to preserve underlying semantic knowledge across clients. The hyper-prototypes are optimized via gradient matching to align with class-relevant characteristics distilled directly from clients' real samples, rather than prototype-level descriptors. We further propose FedHPro, a Federated Hyper-Prototype Learning framework, to leverage hyper-prototypes to promote inter-class separability via mutual-contrastive learning with client-specific margin, while encouraging intra-class uniformity through a consistency penalty. Comprehensive experiments under diverse heterogeneous scenarios confirm that 1) hyper-prototypes produce a more semantically consistent global signal, and 2) FedHPro achieves state-of-the-art performance on several benchmark datasets. Code is available at \href{https://github.com/mala-lab/FedHPro}{https://github.com/mala-lab/FedHPro}.
Huan Wang, Jun Shen, Haoran Li +6
Jul 5, 2026eess.IV

FedProIn: Mitigating Client Drift for Learnable Prototypes in Federated Medical Imaging

Federated learning (FL) is severely hindered by statistical heterogeneity due to variations in scanners, acquisition protocols, and patient populations. Such non-IID data induces client drift during local optimization, leading to unstable convergence and suboptimal global models when parameter-based aggregation is applied. We propose a prototype-based, influence-aware federated learning framework (FedProIn) that uses multiple learnable class prototypes to capture shared semantic structures across heterogeneous clients. We introduce feature divergence loss and prototype contrastive loss to mitigate client drift by decomposing it into feature drift and prototype drift. In addition, we propose a normalized influence aggregation strategy that adaptively weights client prototypes according to their contribution to the global representation, reducing the impact of biased or low-quality updates. Experimental results on two publicly available medical datasets, HAM10000 and Matek-19, demonstrate that FedProIn achieves accuracies of (83.5% IID, 81.1% non-IID) on HAM10000 and (96.2% IID, 95.8% non-IID) on Matek-19, respectively, outperforming existing baselines in both conditions. Our code is available at https://github.com/harsh-kmr/FedProIn.
Harsh Kumar, Tarun Kumar Garg, Vaanathi Sundaresan