cs.LGSep 14, 2026

Interpolation Is Not Invariance: Pair Count Is Not Coverage in Transformation Audits

Authors: Mohammed AhnouchLotfi Elaachak

Organizations: Université Paris 1 Paris, France · Faculty of Science and Technology of Tangier Abdelmalek Essaadi University Tangier, Morocco

Abstract

Counting equivalent pairs is a common way to report transformation-audit coverage, but it can substantially overstate the constraints imposed by an audit: pairs generated from the same semantic object are correlated, and complete orbit graphs contain algebraically redundant edges. We therefore distinguish four complementary quantities---edge count mm, effective contrast rank ss, population support rank rr, and graph spectral gap ηη---and characterize their roles in audit coverage and deployment reliability. Under a rank-rr Gaussian contrast model, a population-invariant calibrated reader exists exactly when the anchor has a component in kerT\ker T. When an audit has rank s<rs < r, its unobserved risk is R/UR^\star/U, with UBeta((rs)/2,s/2)U \sim \operatorname{Beta}((r-s)/2,s/2); when srs \ge r, exact calibrated interpolation is infeasible. The same distinction appears in orbit topology: a spanning tree imposes the same exact-null constraints as a complete graph, while a sharp graph Poincare inequality propagates edge-level drift to an entire orbit at a cost proportional to 1/η1/η. Cyclic audits can additionally yield zero pair-level leave-one-out error without holding out any semantic object. To address these failures, we derive exact block-Woodbury leave-one-orbit-out updates and introduce a source-disjoint deployment gate over finitely many candidate readers. The gate retains the original reader unless uncertainty bounds certify lower drift within a prescribed clean-utility budget. etc..

Explore similar work

May 25, 2026cs.LG

Deployment-complete benchmarking

Benchmarks increasingly guide deployment, procurement and scientific screening, yet a score supports only the response it records, not necessarily the deployment action. We introduce deployment-complete benchmarking, which tests whether benchmark evidence determines a deployment action. A benchmark is complete for a claim exactly when the action is constant on each evidence fiber; mixed fibers expose missing deployment information, and completion curves quantify the evidence required to resolve ambiguity. In controlled response spaces, benchmark-channel conformal coverage of 94.98% transferred poorly to an unmeasured deployment channel (10.07%), whereas response-rank intervals achieved 94.91% coverage; even zero benchmark error certified only 45.4% of candidates at the largest residual size. Public audits revealed incompleteness, including 97.9% mixed Tox21 fibers and zero median certifiable fraction in main Matbench and JARVIS audits. In held-out replays, certify-then-acquire reduced false decisions from 1.19% to 0.027% in Tox21 and from 20.3% to 0.128% in JARVIS, while changing model choice and identifying deployment-relevant probes. Deployment-ready benchmarks should report evidence, supported actions, ambiguity and completion cost rather than scores alone.
El Mustapha Mansouri, Keigo Arai
Jul 23, 2026cs.LG

Finite-Sample Coverage Audits for High-Recall Candidate Generation: Certification and Learning-Theoretic Design

An initial high-recall stage in an empirical pipeline decides which items pass to later review, labelling, or modelling, and relevant items it misses are lost to every subsequent stage. We study how many audit labels are needed to certify, with finite-sample validity, that this missed relevant mass is small, and our main results characterise the label complexity of this problem. We first show that no procedure using only labels from inside the candidate set can certify any non-trivial bound on the missed mass: the audit must sample the excluded pool, the only region where unrecovered relevant items can lie. We then prove a matching finite-corpus lower bound. Any valid audit that certifies fewer than mm missed relevant items with high probability when none are present, even if adaptive and permitted to label the entire included pool, must inspect on the order of N0/mN_0/m excluded-pool labels. Excluded-pool auditing is therefore minimax rate-optimal, not merely convenient, for missed-mass certification in the zero-miss regime. Building on this characterisation, we develop an exact finite-sample toolkit, using binomial and hypergeometric inversion rather than asymptotic approximation, that certifies missed mass, converts it to recall through a two-pool design, certifies pre-specified families of nested candidate generators simultaneously, and produces stress-test certificates against declared perturbation mechanisms. These certificates can be paired with observable review burden to select the least burdensome pre-specified candidate generator meeting a missed-mass target. Every guarantee holds under one discipline: the candidate generator, or the pre-specified family from which it is selected, and the audit rule are fixed before the certification labels are examined.
Martin Anthony, Kaveh Salehzadeh Nobari
Jun 29, 2026cs.AI

Sequential Fairness Auditing with Limited Output Access

External evaluations are becoming increasingly central to the governance of AI systems. In practice, however, independent auditors often have limited access to deployed models and must rely on query-based interactions. Most existing fairness evaluation methods assume static datasets and fixed-sample statistical tests, making them poorly suited to real-world auditing scenarios in which evidence must be collected sequentially under query constraints. In this work, we formulate fairness auditing as a tolerance-aware sequential hypothesis-testing problem under limited model output access. We develop a sequential generalized likelihood-ratio framework that allows auditors to accumulate evidence from a finite audit pool and stop once sufficient support for compliance or violation has been obtained. The framework is instantiated for decision-based Statistical Parity and Equal Opportunity audits, and extended to score- and logit-based proxy audits when richer observables are available. Our results show that both the fairness metric and the level of model access significantly affect audit efficiency, and that the benefits of richer output information are not uniform across auditing settings. In particular, richer outputs can substantially reduce the number of queries required for some fairness metrics and operating regimes, while offering limited gains in near-threshold cases. This work provides a practical statistical framework for sequential fairness auditing under realistic deployment constraints.
Ioannis Pitsiorlas, Martha V. Sourla, Marios Kountouris