Scalable Incremental Robustness Analysis of Neural Network Feedback Systems
Authors: Zichen Wang, Peter Seiler, Geir Dullerud, Bin Hu
Organizations: Coordinated Science Laboratory and the Department of Electrical and Computer Engineering, University of Illinois Urbana–Champaign · Department of Electrical Engineering and Computer Science, at the University of Michigan · Electrical and Computer Engineering Department at the University of Minnesota
Semidefinite programming (SDP) certificates for feedback systems containing deep neural networks (NNs) typically scale with the total number of neurons, whereas small-gain tests are scalable but can be highly conservative. This paper develops a unified and scalable framework for incremental robust stability and performance analysis of feedback interconnections involving high-dimensional NNs and unmodeled dynamics. By combining a structured decomposition of the full-order SDP condition with scalable Lipschitz constant estimation algorithms, we derive reduced verification conditions that certify incremental convergence and incremental ℓ2-gain bounds. The dimensions of the resulting control-analysis linear matrix inequalities (LMIs) depend only on the widths of the last two network layers and are independent of network depth. The framework preserves the coupling between the plant and the NN, with the incremental small-gain condition recovered as a special case. To further reduce conservatism, we develop a multi-round alternating update scheme that iteratively refines the coupling variables while preserving scalability. Numerical experiments show that the proposed framework achieves state-of-the-art incremental ℓ2-gain bounds for large-scale NN feedback systems.
Figures & tables
Fig. 1 : Block diagram of the feedback interconnection F(G,ΔNN,ΔU) with exogenous input d and performance output e .
Method
Main control-analysis LMI dimension
Depth dependence
Coupling retained
Full-order SDP (Theorem 1 )
m+∑lnl
Yes
Full layerwise structure
Chordal-DeepSDP [ 17 ]
Small cliques; number grows with N
Yes
Full structure via sparse decomposition
Small gain (Proposition 1 )
m+nw
Via Lipschitz estimation only
Global scalar Lipschitz bound
Reduced condition (Theorem 2 )
m+nN−1+nw
Via Lipschitz estimation only
General plant–NN coupling via Y1,Y2,Y3
TABLE I : Comparison of the dimensions and structural properties of representative verification conditions.
Method
20
40
60
80
100
5000
Baselines
Theorem 1
6.48
6.47
6.41
∼
∼
∼
Chordal-DeepSDP
6.48
6.47
6.41
∼
∼
∼
Small-Gain + ECLipsE
7.86
7.89
7.39
7.56
7.67
> 1h
Small-Gain + ECLipsE-SN
10.75
10.23
9.16
10.40
14.74
10.61
Small-Gain + ECLipsE-GC
9.28
8.80
8.11
8.46
9.47
7.61
TABLE II : Upper bounds on the incremental ℓ2 gain versus network depth (Instance 1)
Method
20
40
60
80
100
5000
Baselines
Theorem 1
7.76
7.80
7.68
∼
∼
∼
Chordal-DeepSDP
7.76
7.80
7.68
∼
∼
∼
Small-Gain + ECLipsE
10.64
10.68
10.58
10.59
10.81
> 1h
Small-Gain + ECLipsE-SN
11.60
11.65
11.57
11.53
12.45
11.48
Small-Gain + ECLipsE-GC
10.74
10.84
10.73
10.73
11.40
10.29
TABLE III : Upper bounds on the incremental ℓ2 gain versus network depth (Instance 2)
Fig. 2 : Computational time versus network depth.
Method
ℓ2 Gain Bound
Baselines
Theorem 1
1.15
Chordal-DeepSDP
1.15
Small-Gain + ECLipsE
1.96
Small-Gain + ECLipsE-SN
2.10
Small-Gain + ECLipsE-GC
2.08
TABLE IV : Upper bound of the incremental ℓ2 gain for the spacecraft docking example.
Neural network robustness studies how models withstand adversarial inputs, data shifts, noise, and hardware faults while maintaining reliable predictions.
In many safety-critical applications, control of uncertain dynamical systems relies on observers that estimate states and external disturbances. Neural network observers can improve estimation accuracy, but certifying their Lyapunov stability via Linear Matrix Inequality (LMI) constraints leads to large-scale semidefinite programs (SDPs) that are difficult to solve for large networks. To overcome this scalability bottleneck, we propose a novel two-stage training framework for provably stable neural network observers. Our approach decouples the optimization into a point-guided Lyapunov pre-training phase, which rapidly achieves high estimation accuracy and local stability over sampled states, followed by an LMI fine-tuning phase that efficiently satisfies a strict global Lyapunov stability certificate. We provide formal theoretical guarantees for local stability radii and probabilistic coverage over a prescribed compact error-state domain under specified regularity and sampling assumptions. Experiments on nonlinear control benchmarks and X-29 aircraft ablations show that our LMI-certified neural network observers train significantly faster than direct LMI-based methods and generalize robustly across diverse systems, achieving improved tracking accuracy over a range of observer baselines. The code is available at https://github.com/Berry-Myon/LearningNeuralNetworkObserver.
Zhangyi Wang, Jiaxu Liu, Song Chen +2
College of Control Science and Engineering, Zhejiang University, China · School of Science, Huzhou Normal University, China · Department of Mathematics, National University of Singapore, Singapore
Existing linear program (LP) and semidefinite program (SDP) relaxations for rectified linear unit (ReLU) neural network (NN) verification yield overly-conservative safety guarantees due to significant relaxation gaps. While the completely positive program (CPP) formulation closes this gap, it is NP-hard to solve. Its cheapest tractable relaxation, the doubly non-negative program (DNN), retains critical constraints as an SDP, but one whose size exceeds the reach of interior-point methods at practical scale. While Burer-Monteiro (BM) factorization has been applied to make SDP-based verification scalable, no such result exists for the strictly tighter DNN formulation. A key obstacle is that additional non-negativity constraints in the DNN cause dual multipliers for optimality certification to be non-unique, making standard certification methods inapplicable. We propose a novel eigenvalue maximization procedure that searches the non-unique multiplier space for a valid certificate, i.e. a global optimality guarantee. Experiments demonstrate that our approach (DNN)2 produces bounds consistently tighter than the standard SDP method, often matching the exact solution, and that our certification procedure confirms global optimality when a valid certificate exists. These results are a key step toward providing tight, certifiable, and computationally scalable verification guarantees needed to deploy neural network controllers and perception modules in safety-critical autonomous systems.
Hanna Jiamei Zhang, Alan Papalia, Michael Everett +1
Departments of Computer Science, Electrical and Computer Engineering, and Mathematics Northeastern University, Boston, MA. · Department of Naval Architecture and Marine Engineering, University of Michigan, Ann Arbor, MI.
Despite recent advances in the verification of nonlinear neural feedback systems, scalability remains the central obstacle, as state-of-the-art solvers do not yet handle the network sizes and nonlinear dynamics of autonomy applications. Combinatorial solvers do not scale to large networks, whereas propagative solvers excessively sacrifice precision. This work seeks to improve the scalability of combinatorial solvers by formulating verification as branch-and-bound on an abstraction of the closed-loop system. We introduce \rail, an interface that exposes polyhedral enclosures of the dynamics to LiRPA-style bound propagation, and \clipper, a branch-and-bound algorithm that jointly refines enclosures and splits controller activations. This framework enables joint reasoning on the computational graph of the closed-loop system, preserving symbolic correlations across time steps. We present our construction and show that it yields significant improvements over the state of the art.
I. Samuel Akinwande, Mykel J. Kochenderfer, Clark Barrett
Department of Aeronautics and Astronautics, Stanford University Stanford, CA, 94305, USA · Department of Computer Science, Stanford University Stanford, CA, 94305, USA