Beyond Text: LLM-Based Dimensional Emotion Evaluation in Multimodal Dialogue

SpeechLLMs have shown strong potential for emotion recognition, yet they read the predicted emotion off a generative decoder not suited for classification: it can emit labels outside the target set and favors frequent classes. We propose a discriminative adaptation that reads the final prompt token's hidden state through a classification head, producing a label in one forward pass without modifying the backbone. Because this readout starts from the hidden state the model would otherwise decode, it gives a controlled comparison of generative and discriminative inference in an otherwise identical speechLLM. We keep the head a single linear layer, trading little accuracy for interpretability: each emotion becomes one direction in the LLM output token space, revealing associated tokens. On IEMOCAP, across two speechLLM architectures, it improves Macro F1 and removes hallucinations, with largest gains on realistic ASR transcripts. Our analysis reveals that these emotion directions encode indirect associations mirroring biases in web-scale text.

Tracking an interpretable emotional arc of a conversation via the sentiment of individual utterances processed as a whole is central to both understanding and guiding communication in applied, especially clinical, conversational contexts. Existing approaches to emotion recognition operate at the utterance level, obscuring the persistent phases that characterize real conversational dynamics. We propose a lightweight framework that models conversational emotion as a sequence of latent emotional regimes using sticky factorial HDP-HMMs over multimodal valence-arousal representations derived from simultaneous video, audio and textual input. We evaluate the quality of regime prediction using LLM-as-a-Judge, geometric, and temporal consistency metrics, demonstrating that the sticky HDP-HMM produces more interpretable regime sequences than the baseline Gaussian HMM at a fraction of the computational cost of LLM-based dialogue state tracking methods. In addition, Question-Answer experiments in a clinical dataset suggest that meaningful emotional phases can reliably be recovered from multimodal valence-arousal trajectories and used to improve the quality of LLM responses in unstable affective regimes via context augmentation. This framework thus opens a path toward interpretable, lightweight, and actionable analysis of conversational emotion dynamics at scale.

Emotion recognition in natural language is a foundational challenge in affective computing, with critical implications for human-computer interaction, mental health support, and conversational AI. This paper presents a rigorous, unified zero-shot evaluation of three leading commercial large language models: Claude (claude-sonnet-4-6), ChatGPT (GPT-5.4), and Gemini (gemini-2.5-flash). The models were queried through their respective production APIs as of April 2026 on a fine-grained 13-class emotion classification task. Using a stratified 1,000-sentence sample from the boltuix/emotions dataset, which comprises 131,306 sentences across 13 categories, a single uniform prompt with no exemplars was applied identically across all models. Gemini achieves the highest accuracy (39.9%) and macro-F1 score (0.363), followed by GPT-5.4 (38.8%, macro-F1 = 0.291) and Claude (38.0%, macro-F1 = 0.159). All models excel on sarcasm and desire while consistently failing on love, confusion, and shame. McNemar tests reveal no statistically significant pairwise differences (p > 0.10), suggesting convergence at a shared zero-shot ceiling. Claude's markedly lower macro-F1 score exposes a class-imbalance prediction bias. These findings highlight the current limitations of frontier AI systems in zero-shot fine-grained emotion classification.