On the Cardinality of Optimal Representations in the Binary-Source Information Bottleneck

In this work, we study the information bottleneck under perfect privacy, with particular emphasis on the active-rate regime, where the representation-rate constraint is binding and directly limits the achievable utility. The goal is to construct a representation that preserves utility-relevant information while remaining statistically independent of a sensitive variable. This exact independence requirement introduces an additional constraint beyond the classical rate-relevance tradeoff and must be explicitly incorporated into the optimization. To this end, we develop an alternating direction method of multipliers (ADMM)-based method tailored to the resulting problem structure. Under suitable regularity conditions, we establish global convergence of the generated sequence, characterize its convergence rate through the Kurdyka-Lojasiewicz exponent, and extend the analysis to inexact block updates.

We introduce Bellman-sufficient information complexity for minimax analysis of sequential decision problems. A Bellman-sufficient state retains enough of the history to close the controlled recursion, while an index $Y=χ(Ω)$ specifies the decision-relevant information being charged. The upper bound is a log-penalized Bellman program; the lower bound is a Bellman--Fano comparison along an algorithm-dependent reference trajectory. If the two values match at a common localization scale and the stated admissibility, calibration, and growth conditions hold, they form an information-risk sandwich. UCB, E2D, and AMS/EBO control or relax the upper Bellman bracket in different ways. For the main application, we give a negative answer to a widely studied form of the GP--UCB minimax-optimality question. For every $0<α<1/4$, we construct one bounded continuous kernel whose minimax regret is $Θ(T^{1-α})$ along an infinite sequence of horizons, while two globally calibrated GP--UCB rules incur linear regret under one fixed truth. An epochwise finite-marginal action-index AIR Bellman policy, implemented through robust AIR/AMS/EBO control, attains the minimax order. The construction separates realized information from the cost of uniform optimism: many low-value directions inflate the exploration multiplier and change the trajectory. Through the canonical RKHS feature map, it also yields a finite-horizon polynomial minimax separation for the specified maximal-information-calibrated LinUCB rule. A reproducible experiment illustrates the mechanism.

Standard information bottleneck (IB) regularization constrains representations via a single scalar I(Z;X), implicitlytreating all information as homogeneous. However, a single global compression control couples label-relevant structurewith residual within-condition variation, rather than regulating their allocation independently, allowing nuisanceinformation to persist in learned representations. For example, in medical imaging applications, residual variation oftenstems from acquisition conditions, background factors, or subject-specific appearance. This issue becomes particularlypronounced in data-limited settings, where models tend to overfit such variation, hindering generalization. While existingregularization methods can stabilize training, control capacity, or shape representation geometry, they do not explicitlyseparate nuisance-like variation from task-supporting structure. To address this limitation, we revisit IB from a structuredperspective based on a label-induced partition, where condition-level structure and within-condition information playdistinct roles. This leads to a dual-bottleneck formulation: a standard KL term controls global information capacity, while aconditional KL term targets within-condition information. We show that the conditional KL admits an exact decompositioninto a within-condition information term and a prior-mismatch term, explaining its alignment with the design objective.With a simplex-structured conditional prior, the method provides controllable latent geometry and integrates seamlesslyinto existing pipelines. Experiments on classification and segmentation show the clearest gains in low-data classificationand consistent improvements across dense prediction benchmarks.