cs.ITOct 5, 2026

On the Cardinality of Optimal Representations in the Binary-Source Information Bottleneck

Authors: Dier Tang, Jun Chen

Organizations: Department of Mathematics, The University of Hong Kong · Electrical and Computer Engineering, McMaster University

Abstract

The information bottleneck (IB) seeks a representation UU of a source XX that retains as much information as possible about a target YY, subject to a constraint on I(U;X)I(U;X). A classical argument shows that it suffices to consider representations with at most ∣X∣+1|\mathcal{X}|+1 symbols, and this bound is known to be tight whenever ∣X∣≥3|\mathcal{X}| \geq 3. We show that the binary case behaves differently: if XX is binary and YY is finite, then for every joint distribution of (X,Y)(X,Y) and every rate constraint, the IB optimum is attained by a binary UU. Hence the bound ∣U∣≤∣X∣+1|\mathcal{U}| \leq |\mathcal{X}|+1 sharpens to ∣U∣≤∣X∣|\mathcal{U}| \leq |\mathcal{X}| for binary sources. The proof combines a separating hyperplane argument with the observation that, for a binary source, the ratio of the second derivatives of the two entropy functions involved is concave.

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