ORDERS: An Empirical Study of Norm-Rank Aggregation for Personalized Federated Learning

Federated parameter-efficient fine-tuning enables clients to adapt pre-trained models without sharing raw data or communicating the full model, but statistical heterogeneity makes a single global adapter insufficient for personalized prediction. Existing personalized methods typically use the same low-rank structure for both shared and private adaptation, overlooking their distinct requirements for aggregation and personalization. We propose FedLAFP, a role-aware framework that couples a compact, globally aggregated LoRA branch with a client-private, full-rank-capable RandLoRA branch. The shared branch provides an efficient interface for transferring common knowledge, whereas the private branch combines fixed random low-rank bases with learned scaling coefficients to provide expressive client-specific adaptation without additional communication. Client- and layer-specific mixing coefficients jointly fuse the two branches, and only the shared LoRA parameters are exchanged. A controlled linear study supports this role assignment: LoRA yields more aligned client updates and lower aggregation error, while RandLoRA more accurately recovers client-specific residuals. Experiments across four visual recognition benchmarks show that FedLAFP consistently outperforms local-only and federated LoRA baselines, achieving an average personalized accuracy of $86.93\%$ and exceeding the best baseline average by $1.30$ percentage points.

Federated learning enables collaborative model training without sharing raw data, but its performance can degrade substantially under heterogeneous client data distributions. A single global model often cannot satisfy diverse client requirements, so personalized federated learning has therefore been explored to improve client specific performance while preserving global generalization. Existing PFL methods often face a fundamental tradeoff in which stronger global sharing can undermine local specialization, whereas stronger local adaptation can lead to overfitting under limited data, label imbalance, and missing class scenarios. In this work, we propose PGFedSplit, a personalized federated learning framework that improves both personalization and global generalization under severe client heterogeneity. PGFedSplit adopts a split architecture and performs adaptive aggregation scheduling tailored to the roles of different model components, enabling stable knowledge sharing while maintaining client specific adaptation. Each client further leverages a mixture of locally extracted representations and synthetic representations generated from server side Gaussian statistics, improving robustness under label imbalance and missing class conditions. Extensive experiments on Fashion MNIST, CIFAR 10, CIFAR 100, and Tiny ImageNet demonstrate consistent improvements over state of the art PFL methods, with stable convergence and superior personalization in highly heterogeneous settings.

Federated learning usually aggregates client updates using dataset size or gradient-level criteria, while overlooking internal signals about how each client model is organizing its input space during training. We introduce FedOUI, a simple aggregation rule based on the Overfitting-Underfitting Indicator (OUI), an activation-based and label-free metric. Each participating client sends its local update together with a OUI value computed on a fixed probe batch, and the server estimates the round-wise OUI distribution to assign lower weights to structurally atypical clients through a smooth reweighting rule. We evaluate FedOUI on CIFAR-10 under strong non-IID partitioning and noisy-client conditions, comparing it with FedAvg, FedProx, and a gradient-alignment baseline. The clearest gains appear under strong heterogeneity, where OUI-based weighting improves aggregation quality while remaining lightweight and interpretable. These results show that internal activation structure can provide useful information for federated aggregation beyond client size and gradient geometry.