stat.MLOct 27, 2026

Low-degree polynomials lower bounds for clustering in small dimension

Authors: Alexandra Carpentier, Nicolas Verzelen

Organizations: MISTEA

Abstract

We study the computational limits of clustering nn observations drawn from a mixture of KK isotropic distributions in Rd\mathbb R^d, in the regime where the number KK of groups is much larger than the dimension dd. In this regime, tensor-based procedures recover the partition with a polylogarithmic separation between the centers, but they require a sample size that is a large and non-explicit polynomial of dKdK, whereas the existing low-degree lower bounds only show that nn must be larger than dK2dK^2. We introduce a mixture of 2K2K product Bernoulli distributions on {0,1}d\{0,1\}^d, with K=(d+1)mK=(d+1)^m, whose centers are built from a dual BCH code. This construction ensures that the moment tensors of the observations coincide with those of the uniform distribution on {−1,1}d\{-1,1\}^d up to the order 2m+12m+1. For any fixed mm, we establish a low-degree polynomial lower bound showing that clustering is hard as long as the separation ΔΔ satisfies Δ2≪(K2d3/2/n)1/(2m+2)∧dΔ^2\ll(K^2d^{3/2}/n)^{1/(2m+2)}\wedge\sqrt d, up to polylogarithmic factors. In particular, with a polylogarithmic separation, low-degree polynomials require n≳K2d3/2n\gtrsim K^2d^{3/2} observations, up to polylogarithmic factors. Through a Gaussianization argument, this hardness carries over, in the sense of reductions, to isotropic Gaussian mixtures. Our proof relies on a family of polynomials of the observations, indexed by bipartite graphs, which is almost orthonormal. The moments of these polynomials are governed by the number of solutions of polynomial systems over the finite field F_d+1\mathbb F\_{d+1} that are induced by the BCH code, and the crux of our analysis is to connect the combinatorial structure of the bipartite graphs with the structure of the solution sets of these systems.

Explore similar work

Feb 26, 2026

Low-degree Lower bounds for clustering in moderate dimension

We study the fundamental problem of clustering nn points into KK groups drawn from a mixture of isotropic Gaussians in Rd\mathbb{R}^d. Specifically, we investigate the requisite minimal distance ΔΔ between mean vectors to partially recover the underlying partition. While the minimax-optimal threshold for ΔΔ is well-established, a significant gap exists between this information-theoretic limit and the performance of known polynomial-time procedures. Although this gap was recently characterized in the high-dimensional regime (n≤dKn \leq dK), it remains largely unexplored in the moderate-dimensional regime (n≥dKn \geq dK). In this manuscript, we address this regime by establishing a new low-degree polynomial lower bound for the moderate-dimensional case when d≥Kd \geq K. We show that while the difficulty of clustering for n≤dKn \leq dK is primarily driven by dimension reduction and spectral methods, the moderate-dimensional regime involves more delicate phenomena leading to a "non-parametric rate". We provide a novel non-spectral algorithm matching this rate, shedding new light on the computational limits of the clustering problem in moderate dimension.
Sep 26, 2025

Mixtures Closest to a Given Measure: A Semidefinite Programming Approach

Mixture models, such as Gaussian mixture models, are widely used in machine learning to represent complex data distributions. A key challenge, especially in high-dimensional settings, is to determine the mixture order and estimate the mixture parameters. We study the problem of approximating a target measure, available only through finitely many of its moments, by a mixture of distributions from a parametric family (e.g., Gaussian, exponential, Poisson), with approximation quality measured by the 2-Wasserstein or the total variation distance. Unlike many existing approaches, the parameter set is not assumed to be finite; it is modeled as a compact basic semi-algebraic set. We introduce a hierarchy of semidefinite relaxations with asymptotic convergence to the desired optimal value. In addition, when a certain rank condition is satisfied, the convergence is even finite and recovery of an optimal mixing measure is obtained. We also present an application to clustering, where our framework serves either as a stand-alone method or as a preprocessing step that yields both the number of clusters and strong initial parameter estimates, thereby accelerating convergence of standard (local) clustering algorithms.
Jan 16, 2024

Semidefinite programming relaxations and debiasing for MAXCUT-based clustering

In this paper, we consider the problem of partitioning a small data sample of size nn drawn from a mixture of 22 sub-gaussian distributions in Rp\mathbb{R}^p. We consider semidefinite programming relaxations of an integer quadratic program that is formulated essentially as finding the maximum cut on a graph, where edge weights in the cut represent dissimilarity scores between two nodes based on their pp features. We define the signal-to-noise ratio (SNR) as s2:=min⁡{npγ2,Δ2}s^2 := \min\{n p γ^2, Δ^2\}, where Δ2:=pγΔ^2 := p γ denotes the ℓ22\ell_2^2 distance between the two cluster centers. Our contributions are twofold. First, we provide a unified framework for analyzing three computationally efficient algorithms: SDP1, BalancedSDP, and Spectral clustering, yielding universal polynomial-rate misclassification guarantees for all three algorithms. Moreover, our theory allows for partial recovery (success rate <100%< 100\%) as long as s2s^2 is lower bounded by a constant. Second, we prove that the misclassification errors for SDP1 and BalancedSDP decay exponentially with respect to the SNR s2s^2 and the BalancedSDP requires no explicit debiasing when the two clusters have equal sizes. To our knowledge, this is the first time such results are obtained for semidefinite relaxations of MAX CUT in population clustering. We provide simulation evidence illuminating the theoretical predictions.