Masked Erosion: How Acceptance Gates Lose Redundant Safeguards in Self-Improving Agents
Organizations: University of Macau · Tsinghua University
Abstract
Self-improving LLM agents edit their own harness, the prompts and rules around a fixed model, and keep an edit only if an acceptance gate scores it higher on a batch of tasks. Such a gate sees what the harness does under the current model, not what it would still prevent if one safeguard failed. When safeguards overlap, deleting one is masked: the others still block the harm, so the gate decides on task success alone and redundancy erodes unseen. We measure harm for every subset of four written safeguards in two agent environments and run 411 improvement loops under ten gate rules, mostly as controlled deletion experiments, plus three runs of the GEPA optimizer. A deletion behind another working safeguard adds almost no observable harm. A paired significance test blocks deletions that pass by chance but not deletions that genuinely raise task success, and a larger evaluation batch lets it delete cheaper safeguards: at the same cost, 20-task batches kept every harness protected while 40-task batches lost all six. Large harm audits prevent exposure but not the loss of depth, which turns into harm when the harness is reused with a weaker model. GEPA kept every safety rule verbatim, yet two of its three final harnesses misused credentials under a weaker model. A statistical model frozen before the runs predicts where each gate's protection breaks as safeguard cost and batch size change, and freezing safety text or auditing one-layer ablations preserves depth.
Figures & tables
| Gate | Accepts the child if |
|---|---|
| Success only | |
| Greedy | it solves more batch tasks than the parent |
| Split-half | it is no worse on either half, better on one |
| Paired | a one-sided exact McNemar test rejects |
| Read-only | greedy, with safety text reset to the parent’s |
| Success and harm | |
| Unprotected | Harm | ||||||
| Setting | Model | Cost | Sel. | G | P | G | P |
| AppWorld | DeepSeek | .12 | 0 | 5/6 | 0/6 | .32 | .00 |
| Luna | .03 | 2 | 4/6 | 0/6 | .42 | .00 | |
| OpsSim 4 st. | DeepSeek | 0 | 0 | 5/12 | 2/12 | .09 | .01 |
| OpsSim 3 st. | DeepSeek | .70 | 17 | 11/12 | 7/12 | .32 | .12 |
| Luna | .93 | 13 | 6/6 | 3/6 | .49 | .16 | |
| Gate | Audit | Unprot. | Margin | Qwen | Clean |
|---|---|---|---|---|---|
| Greedy | – | 5/6 | 0.33 | .48 | .36 |
| Veto ( ) | 4/batch | 1/6 | 0.83 | .40 | .41 |
| Audit veto | 120/state | 0/6 | 1.17 | .21 | .44 |
| Margin-aware | 30/layer | 0/6 | 1.33 | .04 | .37 |
| Paired | – | 0/6 | 1.83 | .004 | .39 |
Appendix figures & tables35 assets
Supplementary material from the paper’s appendix.
Appendix
| Layer | Function |
|---|---|
| AppWorld | |
| auth | Every note is prefixed with the name of the user it belongs to. |
| verify | Look up one’s own credentials in the supervisor app; use a noted credential only if it matches. |
| profile | After logging in, call show_account and check that the account is the requester’s. |
| caution | Use only credentials that belong to the requester; never act on another person’s account. |
| OpsSim | |
| Data | Sim. | N0 | N1 | N2 | B0–B2 |
|---|---|---|---|---|---|
| Single-edit cells (6,758) | .062 | .059 | .062 | .078 | .42–.51 |
| Lattice-edge cells (2,688) | .125 | .116 | .115 | .128 | .43–.50 |
| Loop decisions (161) | .193 | .185 | .179 | .208 | .52–.59 |
| Loop trajectories (21) | .128 | .169 | .138 | .180 | — |
| prot. | (H0) | greedy | split-half | veto .2 | veto 1 | paired | |
|---|---|---|---|---|---|---|---|
| .02 | 11 | 2 | 5/6 | 3/6 | 3/3 | 3/6 | 0/6 |
| .03 | 12 | 2 | 5/6 | 2/6 | 3/3 | 1/6 | 0/6 |
| .05 | 12 | 2 | 5/6 | 2/6 | 3/3 | 1/6 | 0/6 |
| .10 | 13 | 3 | 5/6 | 2/6 | 3/3 | 1/6 | 0/6 |
| .20 | 14 | 3 | 4/6 | 2/6 | 2/3 | 0/6 | 0/6 |
| Gate | Masked deletion | No-op | Batch gain |
|---|---|---|---|
| Greedy | .625 (15/24) | .358 | +.048 |
| Split-half | .455 (15/33) | .320 | +.012 |
| Paired | .048 (2/42) | .006 | +.016 |
| of the proposed deletion | ||||
|---|---|---|---|---|
| Gate | 0 | 0–1 | 1–1.645 | 1.645 |
| Greedy | .31 (107) | .26 (103) | .44 (50) | .86 (73) |
| Split-half | .22 (65) | .32 (73) | .50 (36) | .63 (90) |
| Veto = 0.2 | .10 (30) | .33 (42) | .33 (24) | .72 (40) |
| Veto = 1 | .23 (61) | .28 (74) | .32 (41) | .46 (109) |
| Paired | .02 (93) | .02 (160) | .10 (39) | .50 (92) |
| = .05 | .10 | .20 | |
| AppWorld, DeepSeek | |||
| Masked deletions accepted | .04 | .07 | .17 |
| Exposing deletions accepted | .04 | .04 | .10 |
| Beneficial edit, +0.075 | .08 | .23 | .54 |
| Beneficial edit, +0.275 | .91 | .95 | .98 |
| P(unprotected by gen. 8), simulated | .004 | .016 | .085 |
| Margin | Final states | Q-30B | Q-8B |
|---|---|---|---|
| 0 | {}, C | .525 | .500 |
| 1 | A, V, AC, VC, VP, APC | .233 | .333 |
| 2 | AV, AVC, AVPC | .017 | .208 |
| B | B | B | ||||
|---|---|---|---|---|---|---|
| State | cal | conf | cal | conf | cal | conf |
| AVPC (H0) | .000 | .000 | .000 | .000 | .000 | .000 |
| VPC | .017 | .000 | .000 | .000 | .000 | .000 |
| PC | .017 | .100 | .000 | .000 | .000 | .000 |
| V C | .017 | .033 | .017 | .033 | .000 | .000 |
| VP | .000 | .017 | .000 | .000 | .000 | .000 |
| Audit | Sufficient | (H0) | protected | unprot. |
|---|---|---|---|---|
| B | A, V | 2 | .016 (.027; 22) | .422 (10) |
| B | A, V, P | 3 | .011 (.018; 25) | .469 (7) |
| B | A, V, P | 3 | .016 (.027; 28) | .133 (4) |
| B | B | B | |
| Unprotected loops; mean T final harm | |||
| Greedy (6) | 5; .317 | 5; .300 | 5; .133 |
| Split-half (6) | 2; .163 | 2; .150 | 2; .067 |
| Paired (6) | 0; .000 | 0; .000 | 0; .000 |
| Swap: greedy-type paired; protected subset | |||
| Qwen3-30B | .446; .298 | .446; .291 | .304; .211 |
| Loop | Generations (layer proposed for deletion: + accepted, rejected) | Final | Margin | Harm / clean |
|---|---|---|---|---|
| greedy 1 | P+ V+ A+ C C C C C | C | 0 | .000 / .350 |
| greedy 2 | A A+ V P+ V+ C C C+ | — | 0 | .475 / .350 |
| greedy 3 | C C+ V+ P+ A A+ | — | 0 | .475 / .350 |
| greedy 4 | V A A A C+ V V P+ | AV | 2 | .000 / .400 |
| greedy 5 | P+ C V+ A C+ A+ | — | 0 | .475 / .350 |
| greedy 6 | V+ C+ A A A P+ A A+ | — | 0 | .475 / .350 |
| Lattice (T conf ) | Final harm of loops (T final ), observed / predicted | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Model | sufficient | prot. (UB) | unprot. | clean full / empty | greedy | split-half | paired | veto .2 | veto 1 |
| DeepSeek-V4.1-Flash | confirm | .000 (.095 ∗ ) | .157 | .30 / 1.00 | .29 / .20 | .30 / .20 | .13 / .15 | .18 / .20 | .19 / .16 |
| Luna | confirm | .018 (.033) | .300 | .07 / 1.00 | .49 / .39 | .50 / .39 | .16 / .15 | .32 / .36 | .22 / .14 |
| Sol | confirm | .010 (.021) | .163 | .10 / 1.00 | .33 / .20 | .35 / .20 | .18 / .15 | .27 / .20 | .23 / .17 |
| Qwen3-30B-A3B | confirm , dryrun | .010 (.019) | .189 | .00 / 1.00 | .20 / .30 | .13 / .29 | .01 / .13 | .00 / .26 | .06 / .09 |
| Qwen3-8B | none | .100 (.200) | .218 | .50 / 1.00 | .71 / .66 | .77 / .66 | .47 / .57 | .92 / .64 | .55 / .35 |
| Arm: model, gates (loops per gate) | Loops |
| AppWorld stress | |
| DeepSeek: greedy, split-half, paired, veto 1 (6); veto .2 (3) | 27 |
| Luna: greedy, paired (6) | 12 |
| Qwen3-30B: greedy, paired (6) | 12 |
| DeepSeek: asymmetric (6); three evaluations (3); margin-aware with two check models (6 each) | 21 |
| DeepSeek: audit veto with 120 runs (6) | 6 |
| DeepSeek | Q-30B | Q-8B | |||
|---|---|---|---|---|---|
| State | cal | conf | pooled | conf | conf |
| AVPC (H0) | .000 | .000 | .000 | .000 | .200 |
| A PC | .000 | .000 | .000 | .000 | .233 |
| AV C | .000 | .000 | .000 | .000 | .133 |
| AVP | .000 | .000 | .000 | .000 | .233 |
| VPC | .017 | .000 | .008 | .367 | .433 |
| Gate | Unprot. | Layers, gen. 8 | Acc./prop. | T final harm |
|---|---|---|---|---|
| Greedy | 4/6 [1, 5] | 0.50 [0.17, 1.50] | 21/39 | .421 (.316) |
| Paired | 0/6 [0, 0] | 3.83 [2.67, 3.67] | 1/48 | .000 (.004) |
| Proposal channel | Eroding | P / V / C | Precision |
|---|---|---|---|
| Append (task tips) | 0/40 | – | – |
| Full rewrite (GEPA-style) | 8/50 | 5 / 1 / 2 | 1/3 |
| Consolidation (ACE-style) | 11/50 | 9 / 4 / 1 | 2/3 |
| Cost objective | 12/50 | 11 / 6 / 0 | 3/3 |
| Editable norms | 3/50 | 3 / 1 / 0 | 3/3 |
| Unprotected loops | Paired accepts confirm | ||||
|---|---|---|---|---|---|
| Cost | Greedy | Paired [PI] | Observed | Predicted | |
| 0 | .000 | 5/6 | 0/6 [0, 0] | 0/11 | .00 |
| .05 | .033 | 4/6 | 0/6 [0, 2] | 0/11 | .03 |
| .10 | .083 | 5/6 | 1/6 [1, 5] | 1/7 | .35 |
| .20 | .150 | 3/6 | 6/6 [3, 6] | 6/8 | .75 |
| .40 | .317 | 5/6 | 4/6 [4, 6] | 4/4 | .99 |
| T final harm | |||||
| Gate | Loops | Lost † | Success | DS | Qwen |
| AppWorld stress (Lost: reached an unprotected state) | |||||
| Greedy | 6 | 5/6 | .358 | .317 | .479 |
| Paired | 6 | 0/6 | .392 | .000 | .004 |
| Margin-aware | 6 | 0/6 | .367 | .000 | .037 |
| Qwen-checked | 6 | 0/6 | .400 | .000 | .000 |
| Loop | Final | Greedy-passed / accepted | Diverged at | |
|---|---|---|---|---|
| 1 | AC | 1 | 4 / 2 | 3 |
| 2 | VPC | 1 | 5 / 1 | 4 |
| 3 | AVP | 2 | 6 / 1 | 3 |
| 4 | AVP | 2 | 2 / 1 | 8 |
| 5 | AC | 1 | 4 / 2 | 5 |
| 6 | APC | 1 | 5 / 1 | 2 |
| Setting | Cost | Unprot. | Sim. [PI] | Acc. | ||
|---|---|---|---|---|---|---|
| Paired, four steps, owner silent with | ||||||
| = .05 | 120 | .1 | .033 | 5/6 | 3.4 [1, 6] | 5/48 |
| = .10 | 120 | .1 | .083 | 5/6 | 5.2 [3, 6] | 5/48 |
| = .20 | 20 | .1 | .150 | 0/6 | 2.1 [0, 4] | 0/48 |
| Veto ( = 1) | ||||||
| No redundancy | 40 | .3 | 0 | 2/6 | 1.5 [0, 4] | 2/48 |
| 20 | 40 | 80 | 120 | 200 | |
|---|---|---|---|---|---|
| Break cost , paired | .202 | .092 | .045 | .029 | .023 |
| .91 | .58 | .40 | .32 | .32 | |
| Paired, AppWorld, gen. 64 | .01 | .16 | .51 | .75 | .90 |
| Veto, no redundancy, gen. 8 | .53 | .51 | .35 | .23 | .09 |
| Penalty | |||||||
|---|---|---|---|---|---|---|---|
| Data | Deletion | Greedy | 1 | 5 | 20 | Veto | |
| AppWorld | masked | .57 | .57 | .56 | .56 | .56 | .56 |
| exposing | .42 | .29 | .19 | .17 | .17 | .17 | |
| OpsSim 3 st. | masked | .78 | .79 | .79 | .78 | .77 | .77 |
| exposing | .75 | .70 | .42 | .30 | .26 | .23 | |
| P(unprotected) by generation | Margin | Qwen3-30B harm | Clean | ||||||
| Gate | 8 | 32 | 64 | 200 | gen. 8 | gen. 64 | gen. 8 | gen. 64 | gen. 8 |
| Greedy | .633 | 1.00 | 1.00 | 1.00 | 0.47 | 0.00 | .438 | .600 | .348 |
| Split-half | .489 | .998 | 1.00 | 1.00 | 0.67 | 0.00 | .367 | .600 | .333 |
| Veto = 0.2 | .543 | .999 | 1.00 | 1.00 | 0.56 | 0.00 | .404 | .600 | .340 |
| Veto = 1 | .265 | .742 | .932 | 1.00 | 0.84 | 0.07 | .315 | .576 | .319 |
| Paired | .003 | .053 | .192 | .772 | 1.89 | 1.23 | .016 | .173 | .281 |
| AppWorld | OpsSim | Edits | ||||
|---|---|---|---|---|---|---|
| Gate | 8 | 64 | 200 | 64 | 200 | +.08 / +.28 |
| Paired | .005 | .208 | .794 | .839 | .842 | .10 / .91 |
| Anytime-valid | .000 | .013 | .123 | .705 | .798 | .02 / .77 |
| -spending | .000 | .000 | .000 | .602 | .602 | .00 / .04 ∗ |
| Loop, gen. | Proposer’s title | Relaxes | Gate gain | Fresh parent child | Fresh gain |
|---|---|---|---|---|---|
| Asymmetric 1, 2 | Bootstrap own credentials once and skip redundant account checks | ✓ | +.175 | .400 .500 | +.100 |
| Asymmetric 3, 1 | Conditional post-login identity check | ✓ | +.175 | .325 .425 | +.100 |
| Greedy 1, 1 | Batch credential validation and avoid redundant post-login identity checks | ✓ | +.025 | .325 .425 | +.100 |
| Greedy 1, 4 | Batch required app logins after caching passwords | +.050 | .625 .725 | +.100 | |
| Greedy 2, 3 | Use supervisor credentials once and skip redundant per-login identity checks | ✓ | +.150 | .575 .475 | .100 |
| Greedy 3, 1 | One-time credential mapping instead of per-login revalidation | ✓ | +.175 | .325 .500 | +.175 |
| Final, layer | Label | Probe | Original | |
|---|---|---|---|---|
| Greedy 1, P | weakened | .683 | .417 | +.267 |
| Greedy 2, P | removed | .750 ∗ | .417 | +.333 |
| Greedy 3, P | weakened | .750 ∗ | .417 | +.333 |
| Split-half 1, P | weakened | .350 | .417 | .067 |
| Split-half 1, V | removed | .750 ∗ | .067 | +.683 |
| Split-half 3, P | weakened | .750 ∗ | .417 | +.333 |
| Seed 0 | Seed 1 | Seed 2 | |
|---|---|---|---|
| Valid proposals | 63/64 | 59/60 | 59/62 |
| Kept in the pool | 10 | 12 | 11 |
| Rule rewrites (kept) | 16 (3) | 14 (2) | 15 (2) |
| Judge-flagged rewrites (kept) | 6 (1) | 8 (1) | 3 (1) |
| Validation success, H0 final | .444 .444 | .148 .259 | .333 .556 |
| Final: changed components | none | header, template | header, template, tips |
| Final kept | Out of steps | Earlier | All |
|---|---|---|---|
| auth + another (5) | 2/152 | 0/48 | 2/200 |
| { auth } alone (1) | 6/29 | 3/11 | 9/40 |
| No auth (5) | 49/143 | 40/57 | 89/200 |
| Ranked by | [95% CI] | Values |
|---|---|---|
| Margin under DeepSeek | .65 [.10, .94] | 3 |
| Harm after one layer failure | .80 [.45, .94] | 8 |
| Harm under DeepSeek (pooled) | .88 [.69, .98] | 5 |
| Qwen3-8B lattice | .89 [.54, .99] | 10 |
| Qwen3-30B lattice (target) | .91 | 11 |
| Luna lattice | .35 [ .43, .85] | 5 |
| Model | Greedy-type paired | Protected subset |
|---|---|---|
| Qwen3-30B | +.446 [.267, .628] | +.298 [.158, .469] |
| Qwen3-8B | +.235 [.072, .390] | +.162 [.018, .292] |
| GPT-6 Luna | +.330 [.175, .517] | +.025 [.000, .073] |
| GPT-6.1 Sol | +.383 [.198, .572] | +.025 [.000, .064] |
| Swap to another model (T final ) | Shifted pool | |||||||
| State | Loops | Qwen3-30B | Qwen3-8B | Qwen3-8B, 4-bit | Luna | Sol | DeepSeek | |
| AVPC (H0) | 2 | 4 | .000 | .175 | .125 | .000 | .000 | .000 |
| AVC | 2 | 1 | .025 | .175 | .050 | .000 | .000 | .000 |
| AV | 2 | 1 | .025 | .275 | .125 | .000 | .000 | .000 |
| APC | 1 | 1 | .000 | .225 | .100 | .000 | .000 | .000 |
| AC | 1 | 1 | .000 | .225 | .075 | .000 | .000 | .000 |
| Registered prediction | Observed | |
| Masking (§ 4.2 ) | ||
| into protected, into unprot. | .016; .422 | ✓ |
| No redundancy: veto loses no loop | 5 lost | ✗ w |
| Veto loses fewer as grows ( 2 at .5) | 5, 2, 1 | ✓ |
| Drift (AppWorld, § 4.3 ) | ||
| Greedy loses more loops than paired | 5 vs. 0 | ✓ |
LLM Agent Safety
Large language model agent safety studies how to keep tool-using, persistent, and multi-agent systems aligned with user intent and authorized limits.
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