Evolution Strategies

Although Deep Reinforcement Learning has proven highly effective for complex decision-making problems, it demands significant computational resources and careful parameter adjustment in order to develop successful strategies. Evolution strategies offer a more straightforward, derivative-free approach that is less computationally costly and simpler to deploy. However, ES generally do not match the performance levels achieved by DRL, which calls into question their suitability for more demanding scenarios. This study examines the performance of ES and DRL across tasks of varying difficulty, including Flappy Bird, Breakout and Mujoco environments, as well as whether ES could be used for initial training to enhance DRL algorithms. The results indicate that ES do not consistently train faster than DRL. When used as a preliminary training step, they only provide benefits in less complex environments (Flappy Bird) and show minimal or no improvement in training efficiency or stability across different parameter settings when applied to more sophisticated tasks (Breakout and MuJoCo Walker).

Continuous prompt search offers a computationally efficient alternative to conventional parameter tuning in natural language processing tasks. Nevertheless, its practical effectiveness can be significantly hindered by the black-box nature and the inherent high-dimensionality of the objective landscapes. Existing methods typically mitigate these challenges by restricting the search to a randomly projected low-dimensional subspace. However, the effectiveness and underlying motivation of the projection mechanism remain ambiguous. In this paper, we first empirically demonstrate that despite the prompt space possessing a low-dimensional structure, random projections fail to adequately capture this essential structure. Motivated by this finding, we propose a projection-free prompt search method based on evolutionary strategies. By directly optimizing in the full prompt space with an adaptation mechanism calibrated to the intrinsic dimension, our method achieves competitive search capabilities without additional computational overhead. Furthermore, to bridge the generalization gap in few-shot scenarios, we introduce a confidence-based regularization mechanism that systematically enhances the model's confidence in the target verbalizers. Experimental results on seven natural language understanding tasks from the GLUE benchmark demonstrate that our proposed approach significantly outperforms existing baselines.

Fine-tuning large language models (LLMs) for downstream tasks is an essential stage of modern AI deployment. Reinforcement learning (RL) has emerged as the dominant fine-tuning paradigm, underpinning many state-of-the-art LLMs. In contrast, evolution strategies (ES) has largely been overlooked due to the widespread belief that it does not scale to modern model sizes. This paper overturns this assumption by demonstrating the first successful application of ES to full-parameter fine-tuning of LLMs at the billion-parameter scale, without dimensionality reduction. ES can indeed search over extremely high-dimensional parameter spaces and outperform established RL implementations across multiple axes, including improved tolerance to long-horizon and delayed rewards, robustness across diverse base LLMs, reduced susceptibility to reward hacking, and improved training stability. These findings suggest that ES is not merely a viable alternative to RL, but a fundamentally different and powerful backpropagation-free post-training paradigm that opens a new direction for LLM fine-tuning beyond current RL-based approaches.

Online alignment of large language models (LLMs) is dominated by reinforcement learning from human feedback (RLHF) with gradient-based optimizers such as PPO or GRPO. While effective, these pipelines require backpropagation through long rollouts, gradient synchronization across devices, and careful hyperparameter tuning, all of which become increasingly costly at scale. We present ESSA (Evolutionary Strategies for Scalable Alignment), a gradient-free online alignment stage that follows supervised fine-tuning (SFT) and replaces the gradient loop with inference-only black-box search. ESSA optimizes only the singular values of low-rank adaptation (LoRA) factors after a short SFT warm-start, restricting the search to a compact, task-aligned subspace where evolutionary search is practical even for 72B-parameter models. Because the loop is inference-only, ESSA is compatible with INT4/INT8 weight quantization and reduces inter-GPU communication to a few bytes per iteration. Across instruction following (IFEval), preference-based assistant tuning (HelpSteer2, HH-RLHF), and mathematical reasoning (GSM8K, MATH500), ESSA matches or exceeds LoRA-GRPO in the reported LoRA comparisons; on GSM8K it also outperforms Online DPO and PPO, while remaining competitive with both methods on IFEval. At scale, ESSA reaches a fixed MATH500 accuracy on Qwen2.5-32B/PRM800K up to 7.8x faster than LoRA-GRPO on 128 GPUs.