HyperKKL: Enabling Non-Autonomous State Estimation through Dynamic Weight Conditioning

Kazantzis-Kravaris/Luenberger (KKL) observers are a class of state observers for nonlinear systems that rely on an injective map to transform the nonlinear dynamics into a stable quasi-linear latent space, from where the state estimate is obtained in the original coordinates via a left inverse of the transformation map. Current learning-based methods for these maps are designed exclusively for autonomous systems and do not generalize well to controlled or non-autonomous systems. In this paper, we propose two learning-based designs of neural KKL observers for non-autonomous systems whose dynamics are influenced by exogenous inputs. To this end, a hypernetwork-based framework ($HyperKKL$) is proposed with two input-conditioning strategies. First, an augmented observer approach ($HyperKKL_{obs}$) adds input-dependent corrections to the latent observer dynamics while retaining static transformation maps. Second, a dynamic observer approach ($HyperKKL_{dyn}$) employs a hypernetwork to generate encoder and decoder weights that are input-dependent, yielding time-varying transformation maps. We derive a theoretical worst-case bound on the state estimation error. Numerical evaluations on four nonlinear benchmark systems show that input conditioning yields consistent improvements in estimation accuracy over static autonomous maps, with an average symmetric mean absolute percentage error (SMAPE) reduction of 29% across all non-zero input regimes.

This paper proposes a computable state-estimation error bound for learning-based Kazantzis--Kravaris/Luenberger (KKL) observers. Recent work learns the KKL transformation map with a physics-informed neural network (PINN) and a corresponding left-inverse map with a conventional neural network. However, no computable state-estimation error bounds are currently available for this approach. We derive a state-estimation error bound that depends only on quantities that can be certified over a prescribed region using neural network verification. We further extend the result to bounded additive measurement noise and demonstrate the guarantees on nonlinear benchmark systems.

Offline models for autonomous robots often fail under time-varying dynamics outside their training distribution. Koopman operator theory offers a linear representation of nonlinear dynamics via lifting, but its transition to real-time recursive estimation may suffer numerical vulnerabilities: covariance windup under low excitation when using exponential forgetting, and vanishing gain without forgetting. This paper introduces a Covariance-Regulated Recursive Koopman Learning (CR-RKL) framework with two complementary strategies--error dead-zone gating and constant-trace normalization--each independently capable of preventing covariance explosion and parameter freezing, with the latter additionally preserving the geometric structure of uncertainty. Validated on a non-holonomic differential-drive robot with wheel slip and Stribeck friction and on a 26-gram butterfly-inspired flapping-wing micro aerial vehicle, CR-RKL achieves numerically stable and accurate online modeling, and when embedded in model predictive control, it maintains reliable tracking performance under uncertain, time-varying dynamics.