Robust LLM-based Audio-Visual Speech Recognition with Sparse Modality Alignment and Visual Unit-Guided Refinement
Authors: Fei Su, Cancan Li, Juan Liu, Wei Ju, Hongbin Suo, Ming Li
Organizations: School of Computer Science, Wuhan University, China · School of Artificial Intelligence, Wuhan University, China · AI Center, OPPO, China · School of Artificial Intelligence, The Chinese University of Hong Kong, Shenzhen, China · Digital Innovation Research Center, Duke Kunshan University, China
Audio-Visual Speech Recognition (AVSR) integrates acoustic and visual information to enhance robustness in adverse acoustic conditions. Recent advances in Large Language Models (LLMs) have yielded competitive automatic speech recognition performance and shown effectiveness for AVSR. However, prior approaches project audio and visual features independently or apply shallow fusion, limiting cross-modal alignment and complementary exchange while increasing the LLM's computational load. To address this, we propose AVUR-LLM, an LLM-based Audio-Visual Speech Recognition via Sparse Modality Alignment and Visual Unit-Guided Refinement. Experiments on LRS3 demonstrate state-of-the-art results for AVSR. Under additive-noise conditions at 0 dB SNR, it achieves 37% relative improvement over the baseline system.
Figures & tables
Figure 1: Illustration of AVUR-LLM. (a) The Sparse Modality Alignment (SMA) module, audio-conditioned cross-attention sparsely inserted into the upper audio encoder layers; (b) The Adaptive Modulated Fusion (AMF) module, confidence-aware gating that adaptively modulates visual injection in the decoder; (c) The Visual Unit-Guided Refinement (VUR) module, discretizes mid-layer visual features into tokens for LLM rescoring. Training has two stages: Stage 1 performs SMA+AMF and outputs N -best hypotheses; Stage 2 extracts and compresses Xvℓ into visual discrete tokens and uses a LoRA-adapted LLM to rescore the hypotheses. Here Xa and Xv denote audio and visual encoder features. X^v denotes the SMA-refined visual features, Xvℓ denotes visual features extracted from encoder layer ℓ . Xasg denotes the audio features serving as keys/values with stop-gradient. gAMF denotes the AMF gate coefficients.
Method
Audio Encoder
Visual Encoder
Training Data (h)
WER(%) ↓
Audio-Only
CM-seq2seq [ 31 ]
Conformer
–
433
2.3
Fast Conformer [ 32 ]
Conformer
–
435
1.6
AV-HuBERT [ 7 ]
Transformer
–
433
1.6
Whisper-finetuned [ 12 ]
Transformer
–
433
2.3
Auto-AVSR [ 9 ]
Conformer
–
1902/3448
1.0/1.0
Table 1: WER (%) on LRS3 for AVUR-LLM and previous methods in ASR and AVSR under 30 h, 433 h, and LRS3+VoxCeleb2 (1759 h) settings.
Method
Modality
Clean
SNR Level (dB) , WER (%) ↓
10
5
0
-5
-10
AV-HuBERT [ 7 ]
AV
1.4
2.0
2.6
5.8
16.6
34.9
CMA [ 33 ]
1.5
1.8
2.4
4.4
11.9
25.8
Whisper-Flamingo [ 12 ]
1.1
1.4
2.0
6.3
28.0
42.6
AVGER [ 20 ]
1.1
–
1.9
3.7
12.3
29.1
Llama-AVSR [ 15 ]
0.95
–
2.2
4.2
16.9
–
Table 2: WER (%) on LRS3 (433 h setting) under clean and noisy conditions. We report AVSR results at SNRs {10, 5, 0, −5 , −10 } dB. “–” indicates not reported.
Figure 2: Effect of visual discrete tokens extraction depth and codebook size on WER (%). Solid lines denote clean, dashed lines denote 0 dB SNR. Blue curves denote K-means codebook size K=1000 , red curves denote K=2000 .
Method
SMA
AMF
VUR
Clean
Noisy
Whisper-Flamingo [ 12 ]
–
–
–
1.10
6.30
Llama-AVSR [ 15 ]
–
–
–
0.95
4.20
Staged ablation
AVUR-LLM (full)
✓
✓
✓
0.75
1.70
– w/o VUR
✓
✓
✗
0.97
5.50
– w/o AMF (SMA only)
✓
✗
✗
1.30
6.70
Table 3: Ablation of AVUR-LLM on LRS3 (433 h) under clean and noisy (0 dB SNR) conditions.
Large language model (LLM)-based audio-visual speech recognition (LLM-AVSR) has recently demonstrated strong robustness in adverse acoustic environments by leveraging complementary audio and visual information. Existing approaches typically employ independently pretrained acoustic and visual encoders, whose outputs are projected and fused as soft prompts to condition an LLM for speech recognition. However, most methods perform multimodal fusion without explicitly addressing the representational discrepancy between audio, visual and text modalities, potentially limiting the effectiveness of cross-modal integration. In this paper, we propose an optimal transport (OT)-based semantic alignment framework for LLM-AVSR. The proposed method explicitly bridges the modality gap by aligning the acoustic and visual representations with reference to the linguistic embedding space of the LLM before multimodal fusion. Specifically, OT is used to estimate probabilistic coupling matrices that characterize structured correspondences between modality-specific features and linguistic embeddings. The resulting OT couplings are further utilized as soft pseudo-labels to supervise contrastive learning, encouraging the extraction of semantically coherent and cross-modal consistent audio-visual representations. By anchoring multimodal features to the linguistic space of the LLM, the proposed framework facilitates more effective multimodal fusion and decoding. We implement the proposed framework using a Whisper-based acoustic encoder, an AV-HuBERT-based visual encoder, and a LLaMA3.2-3B decoder. Experiments conducted on the LRS3-TED benchmark demonstrate consistent improvements over strong baselines and achieve state-of-the-art performance under both clean and noisy evaluation conditions across a wide range of signal-to-noise ratios (SNRs).
Xugang Lu, Peng Shen, Yu Tsao +1
National Institute of Information and Communications Technology, Kyoto, Japan · Research Center for Information Technology Innovation, Academia Sinica, Taiwan
Audio-Visual Speech Recognition takes two input modalities, acoustic and visual streams, where visual information from lip movements aids recognition when audio is noisy. Recently, LLM-based AVSR models have emerged as a promising paradigm by connecting pre-trained audio-visual encoders to an LLM, achieving strong results in clean conditions. However, these models are predominantly optimized for clean acoustic conditions, with limited attention to making the LLM backbone robust to noise. No explicit mechanism is employed to produce stable representations under corrupted audio, leading to performance degradation in noisy environments. To address this, we propose VIB-AVSR, which integrates Variational Information Bottleneck layers at targeted positions within the LLM backbone to regularize representations. VIB-AVSR reduces degradation under noisy conditions across multiple SNR levels and noise types, without requiring architectural modifications or additional training data.
We introduce LRS-VoxMM, an in-the-wild benchmark for audio-visual speech recognition (AVSR). The benchmark is derived from VoxMM, a dataset of diverse real-world spoken conversations with human-annotated transcriptions. We select AVSR-suitable samples and preprocess them in an LRS-style format for direct use in existing AVSR pipelines. Compared with commonly used benchmarks, LRS-VoxMM covers a more diverse range of scenarios and acoustic conditions. We also release distorted evaluation sets with additive noise, reverberation, and bandwidth limitation to support evaluation under severe acoustic degradation. Experimental results show that LRS-VoxMM is considerably harder than LRS3 and that the contribution of visual information becomes more evident as the audio signal degrades. LRS-VoxMM supports more realistic AVSR benchmarking and encourages further research on the role of visual information in challenging real-world conditions.
Doyeop Kwak, Jeongsoo Choi, Suyeon Lee +1
Korea Advanced Institute of Science and Technology, South Korea