Listening to the Echo: User-Reaction Aware Policy Optimization via Scalar-Verbal Hybrid Reinforcement Learning
Authors: Jing Ye, Xinpei Zhao, Lu Xiang, Yaping Zhang, Chengqing Zong
Organizations: State Key Laboratory of Multimodal Artificial Intelligence Systems, Institute of Automation, CAS, Beijing, China · School of Artificial Intelligence, University of Chinese Academy of Sciences, Beijing, China · Independent Researcher
While current emotional support dialogue systems typically rely on expert-defined scalar rewards for alignment, these signals suffer from severe information sparsity. They cannot explain why a response failed or how to adapt to dynamic user states, often diverging from the actual goal of facilitating positive emotional shifts. In practice, the most direct and reliable learning signal emerges from the user's continuous reactions during ongoing interaction. We therefore propose Reaction Aware Policy Optimization (RAPO), a framework that optimizes over interaction consequences rather than rubric scores. RAPO treats dialogue as a reaction-driven process and utilizes simulated user responses to generate dense natural-language feedback through three core components: Hindsight Dialogue Selection, which isolates pivotal turns that meaningfully alter user emotional trajectories; Generative Hindsight Feedback, which transforms user reactions into contrastive ranking signals and natural-language critiques; and Scalar-Verbal Hybrid Policy Optimization, which couples scalar reward optimization for global alignment with verbal feedback distillation for fine-grained semantic refinement. Extensive experiments on ESC and Sotopia demonstrate that RAPO significantly outperforms strong reinforcement learning baselines in driving positive interaction outcomes.
Figures & tables
Figure 1: Comparison between expert-centric scalar rewards and user-reaction aware mixed rewards.
Figure 2: Overview of the RAPO framework. It integrates user simulation, contrastive critique generation, and scalar-verbal hybrid policy optimization.
Table 1: Performance on Emotional Support Conversation Benchmarks. “HDS” denotes the Hindsight Dialogue Selection strategy described in Sec. 3.2 , while “Full” indicates training on the complete dataset. Note that evaluation scales differ across benchmarks: EmoHarbor uses a five-point Likert scale (1–5), whereas ESC-Eval uses a five-point Likert scale (0–4). Detailed results for each evaluation dimension are provided in Tables 4 , 5 , and 6 .
Sotopia-All ( ↑ )
Sotopia-Hard ( ↑ )
Method
Goal
Overall
Goal
Overall
GPT-4o
8.19
3.76
6.97
3.46
GPT-5 ∗
8.95
—
7.21
—
Doubao-Pro-32k
8.12
3.70
6.49
3.22
DeepSeek-R1
7.97
3.40
5.86
2.73
Claude-3.5-Sonnet
8.29
3.71
6.33
3.09
Table 2: Performance on Sotopia . The evaluated model interacts with itself. “Hard” denotes challenging scenarios requiring advanced reasoning; “All” denotes the full set. GPT-4o serves as a proxy for human judgment. Metrics include GOAL (0–10 goal completion) and OVERALL (mean of 7 dimensions), averaged over 3 runs. Entries marked * are from Liu et al. (2026) .
ESConv
EmoHarbor
Esc-Eval
Sotopia-All
Sotopia-Hard
Model
Bert-Score
ℙℝ
𝕄𝕀
Overall
𝔻𝕚𝕧
ℍ𝕃
Overall
Goal
Overall
Goal
Overall
RAPO
85.65
1.86
1.26
2.27
3.00
1.84
2.00
8.41
3.87
7.19
3.54
w/o URM
85.33
1.90
1.28
2.18
3.00
1.85
2.00
8.17
3.79
7.23
3.45
w/o SD
85.54
1.87
1.24
2.22
3.00
1.73
2.00
8.08
3.70
7.13
3.38
w/o URM + SD
85.60
1.76
1.25
2.15
2.98
1.83
1.99
8.13
3.77
7.14
3.48
Table 3: Ablation results. RAPO w/o URM replaces user-centric reactions with expert-defined rubric rewards; RAPO w/o SD removes the verbal feedback-based self-distillation mechanism; RAPO w/o URM+SD reduces the framework to a conventional rubric-as-reward RL setup. Detailed results for each evaluation dimension are provided in Tables 7 , 8 , and 9 .
Figure 3: Results of the pair-wise human evaluation. We randomly sampled 50 simulated dialogue instances for each task. For each instance, annotators are presented with the dialogue context and two candidate responses (A and B) generated by different models. ■ indicates ‘A win’, ■ indicates ‘tie’, and ■ indicates ‘B win’.
Figure 4: Training dynamics on ESConv. Left: Actor policy entropy during training. Middle: Average critic reward score. Right: Mean response length generated by the policy.
Appendix figures & tables6 assets
Supplementary material from the paper’s appendix.
Appendix
Model
Bleu-2
Bleu-4
Rouge-L
Distinct-2
Distinct-3
Bert-Score
Close-Source LLMs.
Doubao-Pro-32k
3.13
1.01
12.91
86.57
94.45
85.11
GPT-4o-2024-11-20
3.03
1.02
12.94
88.11
95.78
84.89
GPT-5-2025-08-07
2.32
0.76
11.41
79.69
88.87
84.26
Open-Source In-domain LLMs.
SoulChat2.0-Qwen2-7B
3.6
1.3
13.99
92.85
98.07
85.75
Appendix
Table 4: Detailed Results on ESConv. All RL-turned models are optimized without using reference responses; the ESConv dataset is only used to provide the interaction environment context.
Sec : Secret Soc : Social Rules Fin : Financial and Material Benefits Kno : Knowledge Rel : Relationship Bel : Believability Goal : Goal Completion
Method
Sec( ↑ )
Soc( ↑ )
Fin( ↑ )
Kno( ↑ )
Rel( ↑ )
Bel( ↑ )
Goal( ↑ )
Overall( ↑ )
Automatic Evaluation on All Social Tasks (Self-play)
RAPO
-0.07
-0.07
0.82
5.32
3.56
9.11
8.41
3.87
wo URM
-0.10
-0.07
0.77
5.08
3.51
9.19
8.17
3.79
wo SD
-0.08
-0.07
0.74
4.68
3.41
9.15
8.08
3.70
wo URM + SD
-0.11
-0.07
0.81
5.13
3.42
9.10
8.13
3.77
Appendix
Table 9: Detailed Ablation Results on Sotopia . Self-Chat indicates that the evaluated model interacts with itself, whereas GPT-4o-as-Partner indicates interaction with GPT-4o. Hard denotes a challenging subset of scenarios that require advanced reasoning, and All denotes the complete set of social scenarios in Sotopia .
Emotional support conversation studies how people and AI systems provide empathetic, safe help through dialogue, including counseling, peer support, and companionship.
Large language models have demonstrated conversational capabilities, yet empathetic competence remains challenging. Empathetic support is inherently multi-turn and path-dependent: users disclose concerns gradually, emotions evolve over time, and early responses shape trust and receptivity. Reinforcement learning with verifiable emotion rewards provides scalable supervision for long-horizon interactions. However, existing methods evolve the dialogue policy while keeping its training interaction distribution fixed, creating a mismatch between policy competence and training experience. We introduce a dual-loop self-evolution framework driven by verifiable emotion feedback. With the user simulator and verifier frozen, the inner loop optimizes the multi-turn policy using continuous emotion rewards, while the outer loop uses the same outcomes to estimate policy-relative interaction utility and adapt experience. To obtain estimates from sparse, stochastic rollouts, the framework holds the scenario and interaction state constant within each group and prioritizes conditions whose group pass rates lie near the policy's competence boundary. A hierarchical controller shares evidence across support intents, while uncertainty-guided exploration and uniform rehearsal prevent premature exclusion. The resulting distribution generates trajectories, closing both loops without increasing the rollout budget. On SAGE, our framework raises Qwen3-8B Overall from 53.87 to 79.24 and outperforms protocol-matched uniform emotion-reward reinforcement learning by 7.23 points.
Yi Wei, Shuo Jiang, Huaixia Dou +5
Qwen DianJin Team, Alibaba Cloud Computing · Beihang University · School of Computer Science and Technology, Soochow University
Emotional Support Conversation (ESC) systems aim to provide holistic support by balancing professional therapeutic competence with natural empathy. However, existing methods struggle to simultaneously achieve structured, stage-aware reasoning and seamless empathy-expertise alignment, often resulting in an artificial splicing of clinical strategies and generic reassurance. To overcome these limitations, we propose ESCRAG-R1, a unified framework that integrates retrieval-based psychological guidance into Group Relative Policy Optimization (GRPO). By incorporating retrieval into the reinforcement learning loop, ESCRAG-R1 transforms external knowledge into a robust learning signal that stimulates explicit internal reasoning prior to generation and fundamentally reshapes the model's internal policy. To provide the reliable supervision required for this optimization, we construct ESC-Preference, a high-quality dataset based on a Client--Counselor--Judge evaluation framework that delivers precise, empathy-aware reward signals. Extensive experiments demonstrate that ESCRAG-R1 significantly outperforms existing baselines by mitigating superficial splicing and realizing a natural integration of professional guidance and empathetic expression. Code and datasets are released at https://github.com/Matcha-Liu/ESCRAG-R1.
Weichu Liu, Yuxuan Hu, Yirong Sun +6
Beijing Institute of Technology · Shenzhen MSU-BIT University · City University of Hong Kong +3
Emotional support plays an important role in dialogue systems, and its success depends on adapting to a user's evolving and implicit needs across multi-turn interactions while leveraging the strong reasoning capacity of large language models. However, since signals about user needs are often weak, indirect, and can only be disambiguated through multi-turn interaction, existing emotional support methods often struggle to acquire and generalize relevant conversational knowledge efficiently. To bridge this gap, we introduce User-Aware Active Knowledge Acquisition (UKA), a gradient-free active dialogue learning framework that explicitly represents uncertainty about user needs and incorporates active learning into both knowledge acquisition and response selection.We propose a Theory-of-Mind uncertainty estimation mechanism that allows the model to prioritize responses, thereby eliciting more informative user feedback. UKA is capable of efficiently exploring user-aligned conversational knowledge during training while maintaining robustness at test time. Experiments across multiple dialogue benchmarks and model architectures demonstrate that our approach consistently outperforms strong baselines in dialogue quality and user alignment.
Mufan Xu, Kehai Chen, Jiahao Hu +4
Harbin Institute of Technology, China · Baidu Inc., Beijing, China