Evaluating Test-Time Adaptation For Facial Expression Recognition Under Natural Cross-Dataset Distribution Shifts

Facial expression recognition (FER) in videos requires model personalization to capture considerable variation across subjects. Vision-language models (VLMs) offer strong transfer through image-text alignment, but their performance can degrade under inter-subject distribution shifts. Test-time adaptation (TTA) can mitigate this challenge, yet most state-of-the-art methods rely on unsupervised parameter optimization, introducing computational overhead that limits real-world deployment. This paper introduces TTA through Cache Personalization (TTA-CaP), a gradient-free, cache-based method for cost-effective personalization of VLMs in video FER. Unlike prior cache-based TTA methods that rely solely on dynamic memories of test samples and may drift because of noisy pseudo-labels, TTA-CaP employs three complementary caches: a personalized static cache constructed through feature-statistics matching, a positive target cache containing reliable subject-specific samples, and a negative target cache containing low-confidence cases as negative evidence. A tri-gate mechanism prevents cache corruption by controlling updates according to temporal stability, confidence, and consistency with the personalized static cache. The caches jointly provide subject-matched positive and negative evidence for robust personalization. TTA-CaP further refines predictions through embedding fusion, supporting temporally stable video-level predictions. Experiments on BioVid, StressID, and BAH show that TTA-CaP outperforms state-of-the-art TTA methods under subject-specific and environmental shifts while maintaining low computational and memory overhead. Our code is publicly available at https://github.com/MasoumehSharafi/TTA-CaP.

Test-time adaptation (TTA) aims to improve model robustness under distribution shift by adapting a source model using unlabeled test data. Although methods such as TENT and EATA have demonstrated gains on corrupted data, aggregate accuracy can obscure the conditions under which adaptation fails or provides little benefit. We present a controlled comparison of three TTA strategies---BatchNorm-statistics adaptation (BN-Adapt), entropy-minimization adaptation (TENT), and reliability-filtered adaptation (a scoped re-implementation of EATA)---against an unadapted source model on the full CIFAR-10-C benchmark, covering 15 corruption types and 5 severity levels. All three methods improve mean accuracy over the source model by 12.2--13.3 percentage points (Wilcoxon signed-rank $p < 10^{-12}$). However, each method underperforms the source model on 8.0--9.3% of conditions, with failures concentrated in low-severity corruptions where the source model already performs near ceiling, particularly brightness, fog, contrast, and defocus blur. We further find that EATA closely tracks the gradient-free BN-Adapt baseline, with a mean absolute difference of 0.09 percentage points, compared with 1.08 percentage points relative to TENT. This suggests that reliability filtering can substantially restrict effective adaptation, causing EATA to behave more like a BatchNorm-statistics baseline than an entropy-minimization method. These results show that aggregate accuracy alone can mask systematic TTA failure modes and motivate condition-level evaluation of when adaptation helps, harms, or becomes effectively inactive.

Facial expression recognition (FER) in videos is challenging because models must identify subtle, temporally evolving affective states that vary across individuals. Although vision-language models provide transferable visual-semantic representations, models trained on subject-independent data often degrade under subject-specific distribution shifts at inference time. Existing test-time adaptation (TTA) methods commonly update model parameters during inference, increasing computational cost and latency. Cache-based methods avoid parameter updates, but they usually require enough target samples to form reliable class prototypes, which is difficult early in adaptation and for rarely observed classes. We introduce Energy-Based Cache Personalization (EB-CaP), a subject-based online TTA method for video FER that generates class-specific prototypes personalized to each target video. EB-CaP uses a lightweight energy-based model to sample prototypes from the current unlabeled video and populate a personalized cache online, without accumulating large amounts of target data or storing diverse source prototypes. Its energy function relies only on pretrained CLIP: similarities between the target video embedding and class text embeddings guide prototype sampling. In parallel, positive and negative caches store reliable and uncertain target embeddings. An adaptive entropy gate controls cache updates according to the evolving confidence distribution, while a diversity gate limits redundant samples. Final predictions combine cache-derived scores with the current CLIP scores. Experiments on BioVid, StressID, and BAH show that EB-CaP outperforms state-of-the-art TTA methods while maintaining low computational and memory overhead. Code is available at https://github.com/MasoumehSharafi/EB-CaP.