Test-Time Adaptation via Cache Personalization for Facial Expression Recognition in Videos

Facial expression recognition (FER) in videos is challenging because models must identify subtle, temporally evolving affective states that vary across individuals. Although vision-language models provide transferable visual-semantic representations, models trained on subject-independent data often degrade under subject-specific distribution shifts at inference time. Existing test-time adaptation (TTA) methods commonly update model parameters during inference, increasing computational cost and latency. Cache-based methods avoid parameter updates, but they usually require enough target samples to form reliable class prototypes, which is difficult early in adaptation and for rarely observed classes. We introduce Energy-Based Cache Personalization (EB-CaP), a subject-based online TTA method for video FER that generates class-specific prototypes personalized to each target video. EB-CaP uses a lightweight energy-based model to sample prototypes from the current unlabeled video and populate a personalized cache online, without accumulating large amounts of target data or storing diverse source prototypes. Its energy function relies only on pretrained CLIP: similarities between the target video embedding and class text embeddings guide prototype sampling. In parallel, positive and negative caches store reliable and uncertain target embeddings. An adaptive entropy gate controls cache updates according to the evolving confidence distribution, while a diversity gate limits redundant samples. Final predictions combine cache-derived scores with the current CLIP scores. Experiments on BioVid, StressID, and BAH show that EB-CaP outperforms state-of-the-art TTA methods while maintaining low computational and memory overhead. Code is available at https://github.com/MasoumehSharafi/EB-CaP.

Deep learning models often struggle under natural distribution shifts, a common challenge in real-world deployments. Test-Time Adaptation (TTA) addresses this by adapting models during inference without labeled source data. We present the first evaluation of TTA methods for FER under natural domain shifts, performing cross-dataset experiments with widely used FER datasets. This moves beyond synthetic corruptions to examine real-world shifts caused by differing collection protocols, annotation standards, and demographics. Results show TTA can boost FER performance under natural shifts by up to 11.34%. Entropy minimization methods such as TENT and SAR perform best when the target distribution is clean. In contrast, prototype adjustment methods like T3A excel under larger distributional distance scenarios. Finally, feature alignment methods such as SHOT deliver the largest gains when the target distribution is noisier than our source. Our cross-dataset analysis shows that TTA effectiveness is governed by the distributional distance and the severity of the natural shift across domains.

Personalization in emotion recognition (ER) is essential for accurate interpretation of subtle and subject-specific expressive patterns. Recent advances in vision-language models (VLMs), such as CLIP, demonstrate strong potential for leveraging joint image-text representations in ER. However, existing CLIP-based methods either rely on CLIP's contrastive pretraining or use LLMs to generate descriptive text prompts, which can be noisy, computationally expensive, and often fail to capture fine-grained expressions, leading to degraded performance. In this work, Action Units (AUs) are leveraged as structured textual prompts within CLIP to model fine-grained facial expressions. AUs encode the subtle muscle activations underlying expressions, providing localized and interpretable semantic cues for more robust facial expression recognition (FER). We introduce CLIP-AU, a lightweight AU-guided temporal learning method that integrates interpretable AU semantics into CLIP. It learns generic, subject-agnostic representations by aligning AU prompts with facial dynamics, enabling fine-grained FER without CLIP fine-tuning or LLM-generated text supervision. Although CLIP-AU models fine-grained AU semantics, it does not adapt to subject-specific variability in subtle expressions. To address this limitation, we propose CLIP-AUTT, a video-based test-time personalization method that dynamically adapts AU prompts to videos from unseen subjects. By combining entropy-guided temporal window selection with prompt tuning, CLIP-AUTT enables subject-specific adaptation while preserving temporal consistency. Our experiments on three challenging video-based datasets, BioVid, StressID, and BAH, indicate that CLIP-AU and CLIP-AUTT outperform state-of-the-art CLIP-based FER and TTA methods.