Optimizing Small Language Models for NL2SQL via Chain-of-Thought Fine-Tuning

Natural Language to SQL (NL2SQL) aims to translate natural language queries into executable SQL statements, offering non-expert users intuitive access to databases. While recent approaches leveraging large-scale private LLMs such as GPT-4 have achieved state-of-the-art results, they face two critical challenges: the lack of openness and reproducibility, and the prohibitive computational cost of test-time scaling. To address these issues, we explore improving the model-level performance of small-scale public LLMs in NL2SQL under resource-constrained settings. Our exploratory experiments reveal the potential of task decomposition for enhancing NL2SQL performance, but also highlight the difficulty of enabling LLMs to decompose queries effectively. Motivated by these findings, we propose LearNAT, a novel framework designed to enhance decomposition capabilities of LLM. LearNAT introduces (1) a Decomposition Synthesis Procedure, which leverages AST-guided search with pruning strategies to generate verifiable and efficient decompositions, and (2) Margin-Aware Reinforcement Learning, which provides fine-grained preference optimization for multi-step reasoning beyond standard DPO. Extensive experiments on benchmark datasets demonstrate that LearNAT significantly improves the performance of small-scale LLMs, achieving results comparable to GPT-4 with only a 7B parameter model. These results validate the effectiveness of verifiable decomposition and fine-grained preference learning in advancing NL2SQL towards openness, transparency, and efficiency. Our code is publicly available at https://github.com/MrBlankness/LearNAT.

In the age of large language models, Natural Language to SQL (NL2SQL) translation remains an open problem with many useful applications. We explore interactions between several NL2SQL pipeline extensions to inspire development of more lightweight models. Specifically, we integrate the NatSQL intermediate representation, include a preprocessing step and a fine-tuning step based on synthetic data, and develop a novel reranker model to improve SQL selection in the final beam. We perform an ablation study supplemented by a Shapley analysis of these different components integrated with two backbone architectures, SmBoP and RASAT. We find that simply combining all of them does not lead to best results, but that their impact depends on their interactions with the baseline system, as well as each other.

The natural language to SQL (NL2SQL) task plays a pivotal role in democratizing data access by enabling non-expert users to interact with relational databases through intuitive language. While recent frameworks have enhanced translation accuracy via task specialization, their reliance on Large Language Models (LLMs) raises significant concerns regarding computational overhead, data privacy, and real-world deployability in resource-constrained environments. To address these challenges, we propose a schema based agentic system that strategically employs Small Language Models (SLMs) as primary agents, complemented by a selective LLM fallback mechanism. The LLM is invoked only upon detection of errors in SLM-generated output, the proposed system significantly minimizes computational expenditure. Experimental results on the BIRD benchmark demonstrate that our system achieves an execution accuracy of 47.78% and a validation efficiency score of 51.05%, achieving over 90% cost reduction compared to LLM-centric baselines as approximately 67% of queries are resolved using local SLMs. The system achieves an average cost per query of 0.0085 compared to 0.094 for LLM-only systems, achieving near-zero operational costs for locally executed queries. [Github repository: https://github.com/mindslab25/CESMA.]