Optimizing Multilingual LLMs via Federated Learning: A Study of Client Language Composition

We present a comprehensive benchmark of Federated Learning (FL) for multilingual Automatic Speech Recognition (ASR), evaluating four Speech-LLM architectures on the Multilingual LibriSpeech dataset. We compare FedAvg and FedProx across frozen and unfrozen encoder configurations, demonstrating that optimized learning rates are critical for performance. Specifically, independently tuning the learning rates for the speech encoder, connector, and decoder yields the lowest error rates, with full three-component adaptation (LoRA for encoder and decoder, full training for the connector) producing the best FL results. We observe that FedProx efficacy is architecture-dependent, providing notable advantages in multilingual pre-trained architectures (e.g., EuroLLM over TinyLlama when keeping the encoder fixed); this indicates that LLM backbone capacity plays a key role in mediating resilience to heterogeneous data distributions. These findings offer concrete design guidance for deploying multilingual Speech-LLMs in privacy-sensitive, distributed environments.

Previous studies on federated learning (FL) often encounter performance degradation due to data heterogeneity among different clients. In light of the recent advances in multimodal large language models (MLLMs), such as GPT-4v and LLaVA, which demonstrate their exceptional proficiency in multimodal tasks, such as image captioning and multimodal question answering. We introduce a novel federated learning framework, named Multimodal Large Language Model Assisted Federated Learning (MLLM-LLaVA-FL), which employs powerful MLLMs at the server end to address the heterogeneous and long-tailed challenges. Owing to the advanced cross-modality representation capabilities and the extensive open-vocabulary prior knowledge of MLLMs, our framework is adept at harnessing the extensive, yet previously underexploited, open-source data accessible from websites and powerful server-side computational resources. Hence, the MLLM-LLaVA-FL not only enhances the performance but also avoids increasing the risk of privacy leakage and the computational burden on local devices, distinguishing it from prior methodologies. Our framework has three key stages. Initially, we conduct global visual-text pretraining of the model. This pretraining is facilitated by utilizing the extensive open-source data available online, with the assistance of MLLMs. Subsequently, the pretrained model is distributed among various clients for local training. Finally, once the locally trained models are transmitted back to the server, a global alignment is carried out under the supervision of MLLMs to further enhance the performance. Experimental evaluations on established benchmarks, show that our framework delivers promising performance in the typical scenarios with data heterogeneity and long-tail distribution across different clients in FL.

Federated learning (FL) enables privacy-preserving training of automatic speech recognition (ASR) systems across distributed data sources, yet its application to large-scale speech language models (SpeechLLMs) remains unexplored. This paper presents the first systematic study of federated training for SpeechLLM-based end-to-end ASR systems. We design a communication-efficient federated optimization strategy tailored to the unique challenges of SpeechLLM architectures, addressing high-dimensional parameter spaces, gradient communication overhead, and computational constraints in distributed settings. Through extensive empirical evaluation on monolingual ASR tasks in English and Italian, we demonstrate the effectiveness and stability of our federated approach compared to centralized training baselines across diverse acoustic conditions and speaking styles. Additionally, we conduct a comprehensive ablation study analyzing the impact of different speech encoder architectures on monolingual English ASR performance within the federated framework, providing insights into optimal model configurations for decentralized training. Our results achieve competitive word error rates while reducing communication costs, establishing practical foundations for federated SpeechLLM deployment in real-world multilingual scenarios.