A Theoretical Framework for Statistical Evaluability of Generative Models
Organizations: University of Maryland · Tel Aviv University and Google Research · Technion and Google Research
Abstract
Statistical evaluation aims to estimate the generalization performance of a model using held-out i.i.d. test data sampled from the ground-truth distribution. In supervised learning settings such as classification, performance metrics such as error rate are well-defined, and test error reliably approximates population error given sufficiently large datasets. In contrast, evaluation is more challenging for generative models due to their open-ended nature: it is unclear which metrics are appropriate and whether such metrics can be reliably evaluated from finite samples. In this work, we introduce a theoretical framework for evaluating generative models and establish evaluability results for commonly used metrics. We study two categories of metrics: test-based metrics, including integral probability metrics (IPMs), and Rényi divergences. We show that IPMs with respect to any bounded test class can be evaluated from finite samples up to multiplicative and additive approximation errors. Moreover, when the test class has finite fat-shattering dimension, IPMs can be evaluated with arbitrary precision. In contrast, Rényi and KL divergences are not evaluable from finite samples, as their values can be critically determined by rare events. We also analyze the potential and limitations of perplexity as an evaluation method.
Figures & tables
| Evaluation Metric | Evaluability Guarantee |
| IPM w.r.t binary-valued | Estimable strongly evaluable if VC ; 3-weakly evaluable if VC ; ( Theorem 3.2 ) |
| IPM w.r.t. real-valued | Estimable strongly evaluable if for all ; -weakly evaluable if is unbounded for some ( Proposition 3.4 ) |
| Fixed Statistical Test Metrics w.r.t test function | Estimable strongly evaluable when is bounded; Not weakly evaluable when is sufficiently unbounded ( Theorem 3.8 ) |
| -Rényi divergence ( ) | Not weakly evaluable ( Theorem 4.2 ) |
| Coverage Profile ( Chen et al., 2026 ) | Not weakly evaluable ( Proposition 4.5 ); Strongly evaluable under additional conditions ( Theorem 4.8 ) |
| Total Variation Distance | Not weakly evaluable by perplexity score ( Theorem 5.3 ); Strongly evaluable under additional conditions ( Proposition 5.6 ) |