FedSurrogate: Backdoor Defense in Federated Learning via Layer Criticality and Surrogate Replacement

Federated Learning (FL) enables collaborative model training without sharing raw data, making it a promising paradigm for privacy-sensitive applications. However, its decentralized nature makes it inherently vulnerable to backdoor attacks, where malicious clients embed hidden triggers into local training data to manipulate model predictions. Existing defenses mainly operate during before and during aggregation cannot fully eliminate backdoor behaviors that persist in the converged global model. Moreover, the effectiveness of post-training sanitization is often limited by the server's lack of knowledge of trigger patterns or poisoned clients after convergence, resulting in residual backdoor behaviors or accuracy degradation due to neuron entanglement. To address this limitation, we propose SCRUB-FL (Sanitizing and Cleansing Representations via Unlearning of Backdoors), a two-phase solution for post-training backdoor removal in FL. During training, clients identify suspicious samples using spectral analysis and activation clustering, then train lightweight Wasserstein Generative Adversarial Network with Gradient Penalty (WGAN-GP) models to capture trigger-related distributions. The generator parameters are aggregated server-side to construct a global representation of suspicious patterns without exposing raw data. After convergence, the server synthesizes trigger-approximating samples and applies machine unlearning to erase the trigger-target association by redistributing predictions toward a uniform distribution. Experimental evaluations on CIFAR-10 and GTSRB across three attack types and up to 40% malicious participation demonstrate that SCRUB-FL reduces the backdoor attack success rate to as low as 3.88% while maintaining over 91% normal task accuracy, outperforming state-of-the-art defenses without requiring prior trigger knowledge or a large clean proxy dataset at the server.

Federated Learning (FL) is vulnerable to backdoor attacks because of its distributed nature in edge computing scenarios. Existing defense methods show limited efficacy as they overlook the deviations among benign local updates caused by statistical heterogeneity and the stealthiness of backdoor attacks. To tackle these issues, we propose FedDAB, a two-phase method that combines local contrastive regularization with alignment checking, to defend against backdoor attacks. In the first phase, FedDAB introduces a novel model-contrastive term into the local objective to enhance direction and magnitude consistency among benign updates. In the second phase, FedDAB employs an alignment checking strategy to evaluate each local update in terms of overall-direction alignment and parameter-level alignment with historical information, excluding updates that exhibit abnormal alignment patterns from global aggregation. We theoretically prove FedDAB's robustness with a convergence rate of $\mathcal{O}(1/T)$. Extensive experiments show that FedDAB outperforms existing defense methods against backdoor attacks.

Federated learning, as a privacy-preserving distributed machine learning paradigm, faces significant threats from backdoor attacks. Compared to centralized attacks, distributed backdoor attacks are more harmful but require more poisoned samples to compensate for the loss of trigger strength due to decomposition. Fixed trigger patterns are also easily detected by robust aggregation algorithms, increasing the risk of attack exposure. To address these challenges, we propose a fine-grained distributed backdoor attack framework (FDBA). This framework uses dynamic trigger generation and embedding vector optimization to perform attacks with fewer poisoned samples. First, we design a dynamic trigger generation method based on image edge structures using the Canny algorithm to extract edge features, which are then injected with Laplacian noise. RGB channel decomposition is applied for covert adaptation of the distributed trigger, reducing detection chances. Second, we introduce an embedding vector contrastive learning strategy that forces poisoned samples to approach the target class center in the feature space, enhancing attack effectiveness. On CIFAR-10, piecewise-linear estimates for target ASRs between 70% and 90% show that FDBA reduces the required poisoning ratio by 37.4%--48.4% compared with DBA. In non-independent and identically distributed (Non-IID) scenarios, FDBA retains 84.7% of its IID attack performance under extreme heterogeneity, whereas DBA drops to 73.5%, and the framework successfully bypasses mainstream defense mechanisms. This study offers new insights into federated learning security and emphasizes the potential threats and defense challenges posed by fine-grained distributed attacks.