SCRUB-FL: Sanitizing and Cleansing Representations via Unlearning of Backdoors
Authors: Osama Wehbi, Sarhad Arisdakessian, Omar Abdel Wahab, Azzam Mourad, Hadi Otrok
Abstract
Federated Learning (FL) enables collaborative model training without sharing raw data, making it a promising paradigm for privacy-sensitive applications. However, its decentralized nature makes it inherently vulnerable to backdoor attacks, where malicious clients embed hidden triggers into local training data to manipulate model predictions. Existing defenses mainly operate during before and during aggregation cannot fully eliminate backdoor behaviors that persist in the converged global model. Moreover, the effectiveness of post-training sanitization is often limited by the server's lack of knowledge of trigger patterns or poisoned clients after convergence, resulting in residual backdoor behaviors or accuracy degradation due to neuron entanglement. To address this limitation, we propose SCRUB-FL (Sanitizing and Cleansing Representations via Unlearning of Backdoors), a two-phase solution for post-training backdoor removal in FL. During training, clients identify suspicious samples using spectral analysis and activation clustering, then train lightweight Wasserstein Generative Adversarial Network with Gradient Penalty (WGAN-GP) models to capture trigger-related distributions. The generator parameters are aggregated server-side to construct a global representation of suspicious patterns without exposing raw data. After convergence, the server synthesizes trigger-approximating samples and applies machine unlearning to erase the trigger-target association by redistributing predictions toward a uniform distribution. Experimental evaluations on CIFAR-10 and GTSRB across three attack types and up to 40% malicious participation demonstrate that SCRUB-FL reduces the backdoor attack success rate to as low as 3.88% while maintaining over 91% normal task accuracy, outperforming state-of-the-art defenses without requiring prior trigger knowledge or a large clean proxy dataset at the server.
Federated Learning remains highly susceptible to backdoor attacks--malicious clients inject targeted behaviours into the global model. Existing defenses suffer from substantial false-positive rates under realistic non-independent and identically distributed (non-IID) data, incorrectly flagging benign clients and degrading model accuracy even when adversaries are correctly identified. We present FedSurrogate, a novel backdoor defense that addresses this limitation by combining bidirectional gradient alignment filtering with layer-adaptive anomaly detection. FedSurrogate performs selective clustering on security-critical layers identified via directional divergence analysis, concentrating the detection signal on a low-dimensional subspace. A bidirectional soft-filtering stage screens trusted clients for residual contamination while rescuing false positives from suspects, substantially reducing misclassifications under heterogeneous conditions. Rather than removing confirmed malicious updates, FedSurrogate replaces them with downscaled surrogate updates from structurally similar benign clients, preserving gradient diversity while neutralising adversarial influence. Extensive evaluations demonstrate that FedSurrogate maintains false-positive rates below 10% across all datasets and attack types, compared to 31-32% for the nearest comparably effective baseline, while achieving superior main-task accuracy and maintaining attack success rates below 2.1% across all tested datasets and attack types under challenging non-IID settings.
Federated Learning (FL) is vulnerable to backdoor attacks because of its distributed nature in edge computing scenarios. Existing defense methods show limited efficacy as they overlook the deviations among benign local updates caused by statistical heterogeneity and the stealthiness of backdoor attacks. To tackle these issues, we propose FedDAB, a two-phase method that combines local contrastive regularization with alignment checking, to defend against backdoor attacks. In the first phase, FedDAB introduces a novel model-contrastive term into the local objective to enhance direction and magnitude consistency among benign updates. In the second phase, FedDAB employs an alignment checking strategy to evaluate each local update in terms of overall-direction alignment and parameter-level alignment with historical information, excluding updates that exhibit abnormal alignment patterns from global aggregation. We theoretically prove FedDAB's robustness with a convergence rate of O(1/T). Extensive experiments show that FedDAB outperforms existing defense methods against backdoor attacks.
Prior research suggests that differential privacy (DP) inherently enhances the robustness of federated learning (FL) against backdoor attacks. In this paper, we challenge this assumption. Through an empirical analysis of two baseline attack strategies, we uncover a fundamental tension in DP-FL: while bypassing DP allows state-of-the-art defenses to detect and filter malicious updates, complying with DP inadvertently masks their distinguishing statistical characteristics. Consequently, existing defenses become ineffective as DP reduces the raw backdoor signal. Building on this masking effect, we propose RING, a novel attack that explicitly exploits DP to conceal malicious contributions while maximizing attack impact. By collaboratively crafting adversarial perturbations, compromised clients reconstruct a strong backdoor signal during aggregation without triggering anomaly detection. RING operates as a perturbation layer that is agnostic to the underlying backdoor technique, making it broadly applicable and composable with existing attacks -- a property that significantly amplifies the threat it poses to DP-FL. Extensive evaluations across four image and text datasets under non-iid distributions show that RING achieves an average attack success rate of 90.3% against six state-of-the-art defenses under a moderate privacy budget, an improvement of up to 26.08x over baseline strategies. Finally, we evaluate potential countermeasures and find that mitigating this threat incurs significant utility trade-offs, exposing a fundamental security gap in the deployment of differentially private FL.