Readers make targeted regressions to plausible errors in reanalysis of "noisy-channel garden-path" sentences
Authors: Thomas Hikaru Clark, Roger Levy, Edward Gibson
Organizations: MIT Brain and Cognitive Sciences 43 Vassar Street, Cambridge MA, USA
Abstract
A key question in psycholinguistics is how inferences about the meaning of linguistic input unfold incrementally a comprehender's mind. In this work, we study reading dynamics for ``noisy-channel garden-path'' sentences, which temporarily appear well-formed but feature late-appearing violations of expectation that can be resolved not by inferring an alternative syntactic structure, but by inferring the presence of an error. We find evidence for targeted regressions -- eye movements towards regions that are promising loci of possible errors in light of later-arriving information, showing patterns consistent with the posterior inferences of a model of noisy-channel processing with reanalysis. We discuss the implications of these findings for theories of noisy-channel language comprehension and information-theoretic explanations of reading dynamics.
Garden path sentences present a processing difficulty for humans -- the sentence prefix leads the listener towards one interpretation, until the listener hears a critical word that shows that the initial interpretation was wrong. Lexical surprisal, a measure that usually predicts sentence processing difficulty quite well, fails to provide good predictions for garden path sentences. We propose an alternative that actively predicts a probability distribution over syntactic trees (its syntactic belief) and updates that distribution after each new word. If a processor is led down a garden path, syntactic beliefs will be wrong and will require a large update at the critical word. The magnitude of the update is measured with a generalized Rényi divergence. Crucially, this metric is dependent on lexical items, but is fully independent of the probability of lexical items. This Syntactic Belief Update provides a better fit to the human reading time data on garden path sentences. This suggests a new research direction examining purely non-lexical alternatives to surprisal for psycholinguistics.
Like visual processing, language processing is susceptible to illusions in which people systematically misperceive stimuli. In one such case--the comparative illusion (CI), e.g., More students have been to Russia than I have--comprehenders tend to judge the sentence as acceptable despite its underlying nonsensical comparison. Prior research has argued that this phenomenon can be explained as Bayesian inference over a noisy channel: the posterior probability of an interpretation of a sentence is proportional to both the prior probability of that interpretation and the likelihood of corruption into the observed (CI) sentence. Initial behavioral work has supported this claim by evaluating a narrow set of alternative interpretations of CI sentences and showing that comprehenders favor interpretations that are more likely to have been corrupted into the illusory sentence. In this study, we replicate and go substantially beyond this earlier work by directly predicting the strength of illusion with a quantitative model of the posterior probability of plausible interpretations, which we derive through a novel synthesis of statistical language models with human behavioral data. Our model explains not only the fine gradations in the strength of CI effects, but also a previously unexplained effect caused by pronominal vs. full noun phrase than-clause subjects. These findings support a noisy-channel theory of sentence comprehension by demonstrating that the theory makes novel predictions about the comparative illusion that bear out empirically. This outcome joins related evidence of noisy channel processing in both illusory and non-illusory contexts to support noisy channel inference as a unified computational-level theory of diverse language processing phenomena.
Surprisal theory hypothesizes that the difficulty of human sentence processing increases linearly with surprisal, the negative log-probability of a word given its context. Computational psycholinguistics has tested this hypothesis using language models (LMs) as proxies for human prediction. While surprisal derived from recent neural LMs generally captures human processing difficulty on naturalistic corpora that predominantly consist of simple sentences, it severely underestimates processing difficulty on sentences that require syntactic disambiguation (garden-path effects). This leads to the claim that the processing difficulty of such sentences cannot be reduced to surprisal, although it remains possible that neural LMs simply differ from humans in next-word prediction. In this paper, we investigate whether it is truly impossible to construct a neural LM that can explain garden-path effects via surprisal. Specifically, instead of evaluating off-the-shelf neural LMs, we fine-tune these LMs on garden-path sentences so as to better align surprisal-based reading-time estimates with actual human reading times. Our results show that fine-tuned LMs do not overfit and successfully capture human reading slowdowns on held-out garden-path items; they even improve predictive power for human reading times on naturalistic corpora and preserve their general LM capabilities. These results provide an existence proof for a neural LM that can explain both garden-path effects and naturalistic reading times via surprisal, but also raise a theoretical question: what kind of evidence can truly falsify surprisal theory?