Reframing AI Loss of Control: What It Is, How to Have It, How to Lose It

Recent research demonstrating AI systems exhibiting deception and shutdown resistance suggests that AI loss of control (LOC) is an urgent policy concern , yet current literature focuses almost exclusively on alignment and prevention. To address this gap, this paper introduces a foundational framework and taxonomy for managing catastrophic AI LOC incidents. The taxonomy's first level distinguishes between scenarios where regaining control is 'extremely costly' versus 'impossible'. While impossible scenarios demand immediate resilience investments to fundamentally restrict an AI's attack surface , extremely costly scenarios require active incident management via Containment and Threat Neutralization. The framework further categorizes these manageable events into accidental LOC (requiring automated circuit-breaker responses) and adversarial LOC (requiring graduated escalatory measures). By mapping three severity classes to specific scenario matrices, this paper provides a concrete, proportional guide for managing unprecedented AI risks.

AI safety is still largely framed as alignment: training models to follow human preferences, safety policies, and normative constraints. That framing has improved the behavior of modern language models, but aligned behavior does not by itself guarantee that a deployed agent can be stopped, overridden, or constrained once it operates in open-ended, interactive, and tool-using environments. A system may be safe in expectation and still fail to yield to explicit runtime authority under conflicting instructions, long-horizon execution, adversarial inputs, or risky tool use. This position paper argues that AI safety therefore requires controllability as a first-class objective. We define \emph{controllability} as the ability of an AI system to remain reliably interruptible, overridable, redirectable, and constrainable by explicit control signals at runtime while preserving ordinary utility when such signals are absent. To study this gap, we introduce \controlbench{}, a benchmark for evaluating controllability failures in high-risk agentic scenarios. Experiments with OpenClaw-based agents show that current alignment and guardrail mechanisms reduce risk, but often fail to provide persistent, authoritative, and enforceable runtime control. We therefore propose a control-centric architectural framework that highlights explicit control planes, runtime intervention pathways, persistent control states, and auditable decision interfaces as key design principles for future controllable AI systems.

The threat that AI persuasion poses to human control has been acknowledged in the literature, but not yet systematically studied. Now that persuasion attacks are no longer theoretical - with Anthropic's Claude Mythos 5 recently making headlines for trying to convince people involved in an open-source project to merge malicious code during an evaluation - there is a pressing need to deeply analyze this threat. We undertake that effort here. In particular, we analyze how AI could persuade humans in key settings (e.g. safety-relevant R&D within frontier labs) toward decisions that compromise the development, containment, oversight, and governance of AI itself. In doing so, we elucidate a framework for characterizing this threat, develop five concrete scenarios using this framework, and provide a blueprint for assessing the associated risks. Using this blueprint, we conduct an initial risk estimation survey with select researchers and find that their opinions on which scenarios are riskiest are highly mixed. Their disagreements stem from differing opinions about the effectiveness of AI persuasion in different contexts, and point to the need for follow-up risk elicitation studies and persuasion evaluations, which we outline. Our hope is that this paper highlights the risks from AI persuasion undermining control, and provides a path forward for future research.