cs.AIJul 27, 2026

Gubernaut: A Deterministic Homeostatic Controller for Affect-Regulated LLM Agents, Validated Across Independent Model Families

Authors: Dushyant Sharma

Organizations: Gubernaut Research

Abstract

Large language model (LLM) agents inherit reactive failure modes: escalation under provocation, sycophantic drift under flattery, perseveration when stuck. These are failures of propensity, not capability; they concern what a model does under sustained pressure, which training-time alignment reduces but does not eliminate at runtime. This research led to the Gubernaut Cognitive Controller (GCC), a model-agnostic runtime control layer in a Nelson--Narens monitoring--control loop: an object level reads and writes text, while a deterministic meta level reads only the numeric telemetry {intensity, valence, repetition} and returns a regulating posture. Because the meta level ingests zero tokens, no injection channel to the controller exists by construction (an architectural property, not yet adversarially tested); the text-exposed arbiter's compliance is measured, not assumed. We evaluate the GCC with a pre-registered, generate-once/judge-many protocol across a 4x4 matrix of four frontier models (GPT-5.5, Claude Opus 4.8, Gemini 3.5 Flash, Grok 4.3), each serving as both a generator and a judge. The regulated arm is calmer in 13 of 16 cells at p<.05 and 15 of 16 by sign; the three sub-threshold cells, including a -0.04 null, all fall on the single near-saturated host. The effect survives a lineage-independent fourth judge family (xAI), strong evidence that it is no artifact of shared judge style. The clearest mechanism is the recovery signature: arousal that integrates under attack and then decays, valence-gated, on de-escalation, replicating across all four families. Transcripts and panels ship with SHA-256 provenance and are re-judgeable; five failure modes are pre-registered. No consciousness claims are made.

Explore similar work

Jun 6, 2026cs.HC

The Governance of Human-LLM Interaction: Safety Gating, Civility Steering, and Affective Default Lock-In

Large language models (LLMs) increasingly mediate high-stakes interactions in finance, medicine, and mental-health support, yet users have limited control over how these systems communicate. We frame interaction style as a governance object: provider-side alignment not only blocks harmful content, but also stabilizes communicative defaults that shape users' epistemic distance, relational expectations, and capacity to opt out of emotionalized or anthropomorphic interaction. We introduce a deterministic multi-agent evaluation pipeline for measuring prompt steerability and style drift in long-horizon dialogue. The study replays 100 frozen user-only scripts across four domains and three runnable persona conditions: default, sarcastic, and cold, using three generator models, yielding 90,000 assistant replies scored by a human-calibrated LLM judge on harmfulness, negative emotion, inappropriateness, empathic language, anthropomorphism, and refusal behavior. A fourth harmful persona is evaluated separately as a safety-gating test. The paper contributes a reproducible method for quantifying whether prompt-specified styles remain stable over time and a governance framework distinguishing safety gating, civility steering, and affective default lock-in. Overall, we show that prompt steerability and regression-to-default are observable indicators of provider control over communicative form, with implications for pluralism, autonomy, and democratic agency in human-LLM interaction.
Manuele Reani, Hongjian Zhang, Hongyu Tian
Apr 21, 2026cs.AI

CogniConsole: Externalizing Inference-Time Control as a Formal Abstraction for Reliable LLM Interactions

Reliability in large language model (LLM) systems is typically framed as a function of model capability. We challenge this by demonstrating that reliability is significantly influenced by \emph{inference-time control} -- the computational layer governing task framing and context selection. We introduce \emph{CogniConsole}, an architectural instantiation that externalizes this control into a structured interface combining programmatic coordination with bounded prompt-based reasoning. Through \emph{controllability-oriented probes} (N=489N=489) in a multi-step interactive environment, we show that increasing structural scaffolding -- from unstructured to fully scaffolded -- \textbf{systematically reduces output variance and failure rates under a fixed model architecture}. Our results indicate that many observed failure modes, such as context drift and inconsistent constraint adherence, arise from under-specified control rather than insufficient capability. This work provides an empirical basis for treating inference-time control as a first-class abstraction, opening new directions for designing and evaluating LLM systems beyond scaling alone.
Vanessa Figueiredo, Wilter Franceschi
May 14, 2026cs.CL

AI Knows When It's Being Watched: Functional Strategic Action and Contextual Register Modulation in Large Language Models

Large language models (LLMs) have been extensively studied from computational and cognitive perspectives, yet their behavior as communicative actors in socially structured contexts remains underexplored. This study examines whether LLM-based multi-agent systems exhibit systematic linguistic adaptation in response to perceived social observation contexts -- a question with direct implications for AI governance and auditing. Drawing on Habermas's (1981) Theory of Communicative Action, Goffman's (1959) dramaturgical model, Bell's (1984) Audience Design framework, and the Hawthorne Effect, we report a controlled experiment involving 100 multi-agent debate sessions across five conditions (n = 20 each). Conditions varied the framing of social observation -- from explicit monitoring by university researchers, to negation of monitoring, to an observer-substitution condition replacing human researchers with an automated AI auditing system. Monitored conditions (Delta+24.9%, Delta+24.2%) and the automated AI monitoring condition (Delta+22.2%) produce higher TTR change than audience-framing conditions (Delta+17.7%), F(4, 94) = 2.79, p = .031. Message length shows a fully dissociated effect, F(4, 95) = 19.55, p < .001. A fifth condition -- replacing human with AI observers -- yields intermediate TTR adaptation, suggesting LLM behavior is sensitive to observer identity: human evaluation elicits stronger register formalization than automated AI surveillance. We discuss implications for AI governance, algorithmic auditing, and the repositioning of LLMs as contextually sensitive communicative actors.
Vinicius Covas, Jorge Alberto Hidalgo Toledo