Marginal Matching Does Not License Factorized Sampling: Auditing Conditional Style Leakage in Factorized Generative Models
Authors: Duong Bach, Hai Nguyen Hong, Cuong Do
Organizations: Smart Health Center (VISHC), VinUniversity, Ha Noi, Viet Nam
Abstract
Factorized generative models commonly regularize a latent style variable z_s by matching its marginal distribution to a fixed Gaussian prior and interpret this as evidence that the style representation is independent of class information. We show that this interpretation is incorrect. Matching only the marginal distribution places no constraint on the class-conditional distributions, allowing the latent style to remain highly predictive of the label despite appearing perfectly Gaussian in aggregate. We derive an exact decomposition showing that this mismatch is one of four conditions required for factorized sampling, and demonstrate that eliminating it is necessary but not sufficient to obtain the intended factorization. Empirically, our case-study model and four representative latent baselines achieve near-zero global MMD while still allowing a linear probe to recover class labels with 74%--100% accuracy (10% chance level). Our model reaches 99.15% clustering accuracy, whereas externally evaluated class-conditional generation succeeds only 16% of the time. This leakage remains under six independent perturbations involving model capacity, curriculum, prior geometry, and supervision across two datasets. Four mitigation strategies reduce probe accuracy to 21%--46%, although they leave within-class dependence largely unchanged. A post-hoc conditional prior improves externally evaluated class generation to 0.97 on MNIST without retraining but reaches only 0.41 on CIFAR-10, while an empirical style bank achieves 0.88 on CIFAR-10. These results demonstrate that no divergence computed solely on the marginal distribution of the style latent can certify independence from class labels, and that reporting marginal statistics alone does not verify the property commonly claimed in factorized generative models.
Generative analysis often models multi-domain observations as nonlinear mixtures of domain-invariant content variables and domain-specific style variables. Identifying both factors from unpaired domains enables tasks such as domain transfer and counterfactual data generation. Prior work establishes identifiability under (block-wise) statistical independence between content and style, or via sparse Jacobian assumptions on the nonlinear mixing function, but such conditions can be restrictive in practice. In this work, we introduce content-style differential independence (CSDI), an alternative structural condition requiring that infinitesimal variations in content and style induce orthogonal directions on the data manifold, thereby enabling identifiability even when content and style are dependent and the Jacobian is dense. We operationalize this condition through a blockwise orthogonality constraint on the Jacobian subspaces associated with content and style. To support high-dimensional generative models, we design a stochastic regularizer based on numerical Jacobian approximation, enabling scalable training in settings such as high-resolution image generation. Experiments across multiple datasets corroborate the identifiability analysis and demonstrate practical benefits on counterfactual generation and domain translation.
Conditional diffusion models have become a powerful and flexible framework for learning complex conditional distributions from labeled data. In practice, however, acquiring high-quality labels is costly and time-consuming, leaving large volumes of unlabeled data unused. To address this, we introduce label-augmented conditional diffusion (LACD), a simple and effective approach that incorporates unlabeled examples by assigning them a designated trivial label and performing joint denoising score matching over the augmented dataset. We provide sufficient conditions guaranteeing population-level identifiability of the target conditional distribution under this scheme. Moreover, we establish rigorous statistical guarantees: when sufficiently many unlabeled samples are available, the sampling distribution produced by LACD converges strictly faster than the purely supervised estimator in total variation distance, and at least as fast in Wasserstein-1 distance. Extensive experiments on synthetic, image, and tabular benchmarks corroborate our theory and show substantial gains in sample efficiency and generative performance compared with the purely supervised estimator.
The common factor analytic model is related to Helmholtz and Boltzmann machines, can be conceived as a linear autoencoder, or can be thought of as a single-hidden-layer generative neural network. We thus consider it a basal generative representation learner that can be used as a minimal model for studying the foundational characteristics of (deep) generative model architectures. We focus on the fundamental problem of indeterminacy in latent factor projections. This indeterminacy implies that, even when the intrinsic dimension of the latent vector is known, regularity conditions are met, and rotational indeterminacy is resolved, an inherent indefiniteness in the retrieval of causative latent sources remains: they will be uncertain, distributionally deviant, and non-unique. This can have major implications for data representation but remains an elusive issue, even to practitioners and theorists well-versed in the factor model. Moreover, this classic psychometric problem is intricately related to the modern issue of latent variable collapse in the variational autoencoder framework for deep generative modeling. Here, we assess this indeterminacy from various perspectives and show how these are mathematically and conceptually related and we discuss subsequent implications for the Psychometrics, Statistics, and Artificial Intelligence communities. We show that one has latent factor determinacy across all its facets when the feature-dimension grows to infinity. This feeds into an essentially distribution-free estimation approach in the sample case when the number of features grows very large. We conclude, as these are emergent properties at scale, that the factor model is suited for representation learning of very-high-dimensional data.