Federated Learning Aggregation

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26 papers in the last four weeks, up 117% on the four weeks before. 0.3% of all new papers.

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Latest papers 167

May 18, 2026cs.LG

Federated Learning by Utility-Constrained Stochastic Aggregation for Improving Rational Participation

Federated Learning (FL) algorithms implicitly assume that clients passively comply with server-side orchestration by sharing local model updates upon server request. However, this overlooks an important aspect in real-world cross-silo environments: clients are often rational agents who may prioritize their utilities such as local model performance over that of the global model. In settings with significant statistical heterogeneity, rational clients may opt out of the federation if the perceived benefits of collaboration fail to meet their local utility thresholds. Such attrition degrades the global model performance and can lead to the collapse of the federated training process. In this work, we introduce FedUCA, (Federated Learning by Utility-Constrained Stochastic Aggregation for Improving Rational Participation), a framework that formalizes the server's role as an optimizer seeking to maximize global model performance by sustaining client participation. We substantiate our framework through extensive experiments on standard datasets demonstrating that by prioritizing participation feasibility, FedUCA achieves significantly higher client retention and, consequently, a superior global model performance.

M Yashwanth, Arunabh Singh, Ashok Nayak +2

Indian Institute of Science, Bangalore · Indian Institute of Technology Bombay · IIIT Hyderabad

Federated Learning Aggregation Federated Learning

May 17, 2026cs.LG

BESplit: Bias-Compensated Split Federated Learning with Evidential Aggregation

Split Federated Learning (SFL) enables privacy-preserving collaborative training by partitioning models between clients and a server. However, under non-IID data distributions, SFL often suffers from biased optimization and unstable convergence, while existing solutions largely adapt techniques from conventional federated learning. In this work, we observe that the split architecture of SFL inherently alters how client information is represented and coordinated, opening opportunities for bias compensation beyond parameter-level aggregation. Based on this insight, we propose BESplit, an architecture-aware framework that exploits the intrinsic structure of SFL to mitigate non-IID effects. First, to prevent biased local data from dominating global updates, we introduce Evidential Aggregation (EA) to perform fine-grained reweighting of client contributions based on evidential uncertainty. Second, to further reduce distributional skew, we develop Bias-Compensated Collaboration (BCC) to align split-layer representations by pairing complementary clients. Finally, Dual-Teacher Distillation (DTD) is incorporated to synchronize knowledge between decoupled client and server models, enabling independent local inference. Extensive experiments on five benchmark datasets demonstrate that BESplit consistently outperforms state-of-the-art methods in accuracy, convergence stability, and computational efficiency under diverse non-IID settings.

Yuhan Xie, Chen Lyu, Jingrong Huang

Shanghai University of Finance and Economics, China · MoE Key Laboratory of Interdisciplinary Research of Computation and Economics, China.

Federated Learning Aggregation Split Federated Learning Non-IID Federated Learning Federated Learning

May 15, 2026cs.LG

Practical Validity Conditions for Byzantine-Tolerant Federated Learning

Robust aggregation is the core operation in Byzantine-tolerant federated learning. To ensure the quality of aggregation independently of data distribution or attacks, validity conditions are needed. They provide geometric guarantees of where the output of the aggregation must lie. The widespread convex validity requires the output to lie in the convex hull of the honest vectors. Although this guarantee is strong in theory, it is poorly suited to modern federated learning systems, as it has dimension-dependent resilience and excludes many practical aggregation rules. We introduce the minimum enclosing ball (MEB) validity condition for robust aggregation, as well as its multiplicative relaxation,

c

-MEB validity, where

c

is a constant. We show that exact MEB validity still suffers from limited resilience, while relaxed

c

-MEB validity is achievable if a majority of clients is honest, i.e.

n>2t

. We give an optimal MinMax-MEB rule for the relaxed condition with the bound

c<\sqrt{2}

and prove explicit relaxed-MEB guarantees for standard aggregators including minimum-diameter averaging, medoid and geometric median. Finally, we relate MEB validity to convex, relaxed-convex and box validity studied in prior literature, thus providing a systematic map of geometric validity conditions for Byzantine-robust aggregation. Our results show that relaxed MEB validity connects validity conditions in distributed computing and Byzantine-tolerant aggregation rules, and offers a practical alternative to convex validity.

Mélanie Cambus, Darya Melnyk, Tijana Milentijević +1

Aalto University, Finland · Technical University Berlin

Federated Learning Aggregation Byzantine-Robust Federated Learning Federated Learning

May 14, 2026cs.LG

Byzantine-Resilient Federated Learning via QUBO-Based Client Selection on Quantum Annealers

Federated Learning (FL) trains a global model across decentralized clients while preserving data privacy, but at scale it is vulnerable to malicious updates. Byzantine-resilient aggregation methods such as MultiKrum score gradients against their nearest neighbors and can miss malicious updates that preserve the statistical properties of honest ones. We propose a quantum annealing approach that reformulates client selection as a Quadratic Unconstrained Binary Optimization (QUBO) problem, encoding pairwise distances into a cost function solved by quantum annealers (QA). Unlike MultiKrum's greedy per-client scoring, the QUBO formulation jointly optimizes over all subsets to find the mutually closest group of

m

clients. At small scale (15 clients), QUBO outperforms MultiKrum on the most challenging Byzantine attacks: e.g., Advanced LIE is detected with 95.11% accuracy versus 81.33% on MNIST and 97.78% versus 75.56% on CIFAR-10. QUBO fares poorly on simpler attacks where MultiKrum excels, so the two methods are complementary. QUBO quality also degrades as the number of clients grows. To address this, we introduce a MultiSignal ensemble that uses a dual-feature routing gate based on Euclidean and cosine Krum score gaps to classify attacks into four regimes and routes evasion attacks to a suspicion-penalized QUBO with agreement voting. At 100 clients on MNIST, MultiSignal achieves 95.3% average detection accuracy versus 91.8% for classical MultiKrum, with the largest gains on Sparse Lie (72.0% to 95.2%, +23.2 points) and Advanced Lie (80.4% to 85.2%, +4.8 points). These results show that QUBO-based quantum annealing with MultiSignal is a principled and scalable defense against the most challenging Byzantine strategies in federated learning.

Andras Ferenczi, Sutapa Samanta, Dagen Wang +1

American Express Co · American Express Co. · Columbia University

Federated Learning Aggregation Byzantine-Robust Federated Learning Quantum Annealing Client Selection in Federated Learning Federated Learning

May 13, 2026cs.CR

DisAgg: Distributed Aggregators for Efficient Secure Aggregation in Federated Learning

Federated learning enables collaborative model training across distributed clients, yet vanilla FL exposes client updates to the central server. Secure-aggregation schemes protect privacy against an honest-but-curious server, but existing approaches often suffer from many communication rounds, heavy public-key operations, or difficulty handling client dropouts. Recent methods like One-Shot Private Aggregation (OPA) cut rounds to a single server interaction per FL iteration, yet they impose substantial cryptographic and computational overhead on both server and clients. We propose a new protocol called DisAgg that leverages a small committee of clients called Aggregators to perform the aggregation itself: each client secret-shares its update vector to Aggregators, which locally compute partial sums and return only aggregated shares for server-side reconstruction. This design eliminates local masking and expensive homomorphic encryption, reducing endpoint computation while preserving privacy against a curious server and a limited fraction of colluding clients. By leveraging optimal trade-offs between communication and computation costs, DisAgg processes 100k-dimensional update vectors from 100k 5G clients with a 4.6x speedup compared to OPA, the previous best protocol.

Haaris Mehmood, Giorgos Tatsis, Dimitrios Alexopoulos +4

Samsung R&D Institute UK (SRUK) · Information Technologies Institute (CERTH-ITI)

Federated Learning Aggregation Communication-Efficient Distributed Training Privacy-Preserving ML Secure Aggregation Federated Learning

May 12, 2026cs.LG

Fed-BAC: Federated Bandit-Guided Additive Clustering in Hierarchical Federated Learning

Hierarchical federated learning (HFL) leverages edge servers for partial aggregation in edge computing. Yet existing FL methods lack mechanisms for jointly optimizing cluster assignment and client selection under data heterogeneity. This paper proposes Fed-BAC, which integrates additive cluster personalization with a two-level bandit framework: contextual bandits at the cloud learn server-to-cluster assignments, while Thompson Sampling at each edge server identifies high-contributing clients. The additive decomposition enables the sharing of knowledge between groups through a globally aggregated network, while cluster-specific networks capture distribution variations. Across three classification benchmarks (CIFAR-10, SVHN, Fashion-MNIST) under moderate (

α= 0.5

) and severe (

α= 0.1

) Dirichlet non-IID partitioning, Fed-BAC achieves distributed accuracy gains of up to +35.5pp over HierFAVG and +8.4pp over IFCA, while requiring only 80% client participation, converging 1.5 to 4.8

\times

faster depending on dataset and accuracy target, and improving cross-server fairness. These gains are further validated at 5

\times

deployment scale on CIFAR-10. The advantage of Fed-BAC increases with heterogeneity severity, confirming that additive cluster personalization becomes increasingly valuable as data distributions diverge.

Satwat Bashir, Tasos Dagiuklas, Muddesar Iqbal

Computer Science and Informatics · London South Bank University · London, UK +1

Hierarchical Federated Learning Federated Learning Aggregation Non-IID Federated Learning Clustered Federated Learning Federated Learning

May 12, 2026cs.LG

FedOUI: OUI-Guided Client Weighting for Federated Aggregation

Federated learning usually aggregates client updates using dataset size or gradient-level criteria, while overlooking internal signals about how each client model is organizing its input space during training. We introduce FedOUI, a simple aggregation rule based on the Overfitting-Underfitting Indicator (OUI), an activation-based and label-free metric. Each participating client sends its local update together with a OUI value computed on a fixed probe batch, and the server estimates the round-wise OUI distribution to assign lower weights to structurally atypical clients through a smooth reweighting rule. We evaluate FedOUI on CIFAR-10 under strong non-IID partitioning and noisy-client conditions, comparing it with FedAvg, FedProx, and a gradient-alignment baseline. The clearest gains appear under strong heterogeneity, where OUI-based weighting improves aggregation quality while remaining lightweight and interpretable. These results show that internal activation structure can provide useful information for federated aggregation beyond client size and gradient geometry.

Alberto Fernández-Hernández, Jose I. Mestre, Cristian Pérez-Corral +3

Universitat Politècnica de València, Valencia, Spain · Universitat Jaume I, Castelló de la Plana, Spain · Openchip & Software Technologies S.L., Spain

Federated Learning Aggregation Non-IID Federated Learning Federated Learning Heterogeneous Federated Learning

May 10, 2026cs.LG

A Comparative Study of Federated Learning Aggregation Strategies under Homogeneous and Heterogeneous Data Distributions

Federated Learning has emerged as a transformative paradigm for collaborative machine learning across distributed environments. However, its performance is strongly influenced by the aggregation strategy used to combine local model updates at the server, which directly affects learning performance, robustness, and system behavior. This work presents a comprehensive experimental comparison of widely used federated aggregation strategies under both homogeneous and heterogeneous data distributions. Using benchmark image classification datasets, we analyze how different aggregation mechanisms respond to varying degrees of data heterogeneity, examining their impact on centralized accuracy and loss, and system-level efficiency metrics, including aggregation, training, and communication time. The results demonstrate that aggregation strategies exhibit distinct trade-offs across datasets and data distributions, with their effectiveness varying according to dataset characteristics and operating conditions.

Antonios Makris, Christos Dousis, Emmanouil Kritharakis +2

School of Electrical and Computer Engineering, National Technical University of Athens, Greece · Department of Informatics and Telematics, Harokopio University of Athens, Greece

Federated Learning Aggregation Non-IID Federated Learning Federated Learning Heterogeneous Federated Learning

May 9, 2026cs.LG

Evaluating Federated Learning approaches for mammography under breast density heterogeneity

Breast density is a key factor that influences mammography interpretation and is a major source of heterogeneity in multicenter datasets. Such heterogeneity poses challenges for collaborative machine learning across institutions, particularly in Federated Learning. This study aims to evaluate the impact of breast density-induced heterogeneity on FL for mammography image classification and to assess the robustness of common FL algorithms in realistic clinical settings. We conducted experiments under two scenarios: (1) a strongly heterogeneous setting where each participating site contributed exclusively low- or high-density cases, based on the BI-RADS density score, and (2) a population-based setting simulating breast density distributions in White and Asian populations. For the strongly heterogeneous setting, we evaluated two configurations: one with 2 clients, where the cases were grouped as BI-RADS A-B and C-D, and one with 4 clients, where each site contained cases of a single BI-RADS density. We compared three FL methods (FedAvg, FedProx, SCAFFOLD) against centralized training, local-only training, and naive aggregation approaches, including ensembling and weight averaging. Across both scenarios, FL achieved performance comparable to centralized training, while local models and naive aggregation approaches underperformed in the presence of strong heterogeneity. Notably, FedAvg achieved accuracy on par with or exceeding centralized training, demonstrating resilience to breast density-induced data imbalance without requiring specialized heterogeneity mitigation algorithms. These findings show that FL can address breast density-related heterogeneity, supporting its feasibility for real-world mammography workflows. The demonstrated robustness of FedAvg underscores the potential for broad clinical deployment of FL, enabling collaborative model development while maintaining data privacy.

Gonzalo Iñaki Quintana, Franco Martin Di Maria, Laurence Vancamberg

GE HealthCare, 283 Rue de la Mini`ere, 78530 Buc, France · ENS Paris-Saclay, 4 Av. des Sciences, 91190 Gif-sur-Yvette, France · IMT Atlantique, 655 Av. du Technopˆole, 29280 Plouzan´e, France +1

Federated Learning Aggregation Medical Image Analysis Non-IID Federated Learning Medical Image Classification Federated Learning

May 8, 2026cs.LG

FLAM: Evaluating Model Performance with Aggregatable Measures in Federated Learning

Performance evaluation is essential for assessing the quality of machine learning (ML) models and guiding deployment decisions. In federated learning (FL), assessing the performance is challenging because data are distributed across participants. Consequently, the coordinator must rely on locally computed evaluation metrics and aggregate them to assess the global model. A key challenge is that common aggregation strategies, such as weighted averaging based on the local samples per participant, do not always produce the same results as centralized evaluation. Existing definitions of performance evaluation are largely tailored to accuracy and do not generalize to other metrics, leading to inconsistencies between participant-based and centralized evaluation. However, such discrepancies are inconsistent with the FL objective and lead to a wrong calculation of the metric. To address this issue, we examine the underlying reasons for these discrepancies and propose FLAM, a performance evaluation method based on aggregatable measures that yields the same results as centralized evaluation without the need for a global test dataset.

Fabian Stricker, Jose A. Peregrina, David Bermbach +1

Institute of Data-Centric Software Systems (IDSS), Hochschule Karlsruhe, Karlsruhe, Germany · Scalable Software Systems Research Group, TU Berlin, Berlin, Germany

Federated Learning Aggregation Federated Learning

May 8, 2026cs.LG

UMEDA: Unified Multi-modal Efficient Data Fusion for Privacy-Preserving Graph Federated Learning via Spectral-Gated Attention and Diffusion-Based Operator Alignment

Device-free localization trains models from heterogeneous wireless and visual sensors (e.g., Wi-Fi, LiDAR) distributed across edge devices. Federated learning offers a privacy-respecting framework, but is brittle when clients differ in sensor modality and resolution, when their data distributions drift, and when privacy noise destroys the structural signal needed for localization. We propose UMEDA, a graph federated learning framework in which clients form nodes of a global graph that share a continuous integral operator, and aggregation is reformulated as spectral signal processing on this operator. Each client encodes its local sensors with a linear-attention layer whose kernel spectrum is low-rank filtered, suppressing modality-specific residuals so clients with different sensors align in a common low-rank subspace. The server then aggregates client updates via a diffusion model over the kernel's spectral coefficients, treating updates as discretizations of a shared operator rather than topology-bound weights -- this absorbs varying graph sizes and missing modalities without node-wise correspondence. To balance privacy and utility, we add an anisotropic differential-privacy mechanism that projects noise preferentially into the null space of the signal subspace, preserving dominant eigendirections while ensuring formal

(ε, δ)

-DP under gradient clipping. On MM-Fi and the RELI11D out-of-distribution benchmark, UMEDA outperforms state-of-the-art federated baselines in accuracy, convergence, and communication efficiency, particularly under high modality heterogeneity and tight privacy budgets.

Shih-Yu Lai, Hirozumi Yamaguchi, Shang-Tse Chen +2

National Taiwan University · RIKEN-CCS · The University of Osaka +1

Multimodal Federated Learning Federated Learning Aggregation Communication-Efficient Distributed Training Federated Graph Learning Differentially Private Federated Learning Federated Learning+2

May 8, 2026eess.SP

Resource-Element Energy Difference for Noncoherent Over-the-Air Federated Learning

Over-the-air federated learning (OTA-FL) reduces uplink latency by aggregating client updates directly over the wireless multiple-access channel. Coherent analog aggregation realizes this idea by aligning the phases and amplitudes of simultaneously transmitted waveforms, which typically requires synchronization, instantaneous channel-state information (CSI), phase compensation, and power control. Noncoherent energy detection removes the need for phase-coherent combining, but a single energy measurement is nonnegative and, therefore, cannot represent signed model updates. This paper introduces resource-element energy difference (REED), a noncoherent physical-layer primitive for continuous signed aggregation. REED maps the positive and negative parts of each real-valued update to transmit energies on paired orthogonal resource elements and estimates the signed sum by subtracting the corresponding received energies. The construction uses slow-timescale calibration of average channel powers, but does not require instantaneous transmitter- or receiver-side CSI or channel inversion. For independent Rayleigh fading, we derive exact first- and second-moment expressions for single-shot REED and for a chip-diverse extension that spreads each coordinate over multiple independently faded paired chips. The resulting variance laws separate fading-induced self-noise, signal-noise interaction, and receiver-noise fluctuation, giving an explicit diversity-resource tradeoff. More->The rest of abstract is in the paper.

Hao Chen, Zavareh Bozorgasl

Signal, Communication, and Learning Lab (SCALE Lab), Department of Electrical and Computer Engineering, Boise State University, Boise, ID 83712 USA

Federated Learning Aggregation Wireless Communications Over-the-Air Federated Learning Federated Learning

May 7, 2026cs.LG

Beyond Factor Aggregation: Gauge-Aware Low-Rank Server Representations for Federated LoRA

Federated LoRA enables parameter-efficient adaptation of large language models under decentralized data and limited client resources.However, directly averaging LoRA factors is representation-dependent: the same intrinsic update admits infinitely many gauge-equivalent factorizations, so factor-level aggregation can change under arbitrary coordinate choices while the underlying update remains unchanged. This reveals a semantic mismatch in existing federated LoRA aggregation rules. We propose \textbf{GLoRA}, a gauge-aware server representation for federated LoRA.Instead of aggregating raw factors, GLoRA estimates a consensus update subspace from client projectors and aggregates client updates in shared reference coordinates, thereby representing semantic update aggregation entirely in low-rank form. To support heterogeneous client capacities, GLoRA further provides a rank-compatible readout that instantiates adapters of different ranks from the same server state without dense update reconstruction. Experiments on GLUE and SuperNI show that GLoRA consistently outperforms federated LoRA baselines under data, resource, and task heterogeneity, including heterogeneous client ranks, sparse participation, larger backbones, and unseen-task evaluation. GLoRA also achieves a favorable efficiency--performance trade-off, suggesting that effective federated LoRA requires not merely averaging low-rank factors, but defining a semantically meaningful server-side representation for aggregation.

Jinqian Chen, Chang Liu, Jihua Zhu

School of Software Engineering Xi’an Jiaotong University Xi’an, China 710000

Federated Learning Aggregation Low-Rank Adaptation Federated Fine-Tuning Federated Learning Parameter-Efficient Fine-Tuning Heterogeneous Federated Learning

May 7, 2026cs.LG

Adaptive Selection of LoRA Components in Privacy-Preserving Federated Learning

Differentially private federated fine-tuning of large models with LoRA suffers from aggregation error caused by LoRA's multiplicative structure, which is further amplified by DP noise and degrades both stability and accuracy. Existing remedies apply a single update mode uniformly across all layers and all communication rounds (or alternate them on a fixed schedule), ignoring both the structural asymmetry between the two LoRA factors and the round-wise dynamics of training. We propose AS-LoRA, an adaptive framework defined by three axes (i) layer-wise freedom, in which each layer independently selects its active component, (ii) round-wise adaptivity, in which the selection updates over communication rounds, and (iii) a curvature-aware score derived from a second-order approximation of the loss. Theoretically, AS-LoRA eliminates the reconstruction-error floor of layer-tied schedules, accelerates convergence, implicitly biases solutions toward flatter minima, and incurs no additional privacy cost. Across GLUE, SQuAD, CIFAR-100, and Tiny-ImageNet under strict DP budgets and non-IID partitions, AS-LoRA improves over the federated LoRA baselines by up to

+7.5

pp on GLUE and

+12.5

pp on MNLI-mm for example, while matching or exceeding SVD-based aggregation methods at

33\text{--}180 \times

lower aggregation cost and with negligible communication overhead. Code for the proposed method is available at https://anonymous.4open.science/r/as_lora-F75F/.

Myoungjun Kim, Sangwoo Park, Yoseob Han +1

Myongji University · King’s College London · Soongsil University

Federated Learning Aggregation Low-Rank Adaptation Differentially Private Federated Learning Differential Privacy Federated Fine-Tuning Federated Learning

May 6, 2026cs.LG

Trustworthy Federated Label Distribution Learning under Annotation Quality Disparity

Label Distribution Learning (LDL) models supervision as an instance-wise probability distribution, enabling fine-grained learning under inherent ambiguity, but its success relies on high-fidelity label distributions that are costly to obtain and thus often noisy. Motivated by privacy-sensitive applications, we study Federated Label Distribution Learning (Fed-LDL), where data isolation further induces heterogeneous annotation quality across clients, making local updates unevenly reliable and breaking sample-size-based aggregation (e.g., FedAvg). To address this trust dilemma, we propose FedQual, a quality-aware Fed-LDL framework with two coupled mechanisms: (i) quality-adaptive client training guided by a global semantic anchor that calibrates low-quality clients while preserving high-quality autonomy, and (ii) reliability-aware server aggregation that reweights client contributions by effective reliable information rather than raw sample size. To enable rigorous evaluation, we construct four new Fed-LDL benchmarks (FER-LDL, FI-LDL, PIPAL-LDL, and KADID-LDL) with controlled annotation quality disparity. We further provide a theoretical guarantee showing that under heterogeneous supervision quality, client-specific calibration is strictly better than any uniform calibration. Extensive experiments on the proposed benchmarks demonstrate the effectiveness of FedQual.

Junxiang Wu, Zhiqiang Kou, Hongwei Zeng +7

School of Computer Science and Engineering, Southeast University, Nanjing, China · Key Laboratory of New Generation Artificial Intelligence Technology and Its Interdisciplinary Applications (Southeast University), Ministry of Education, China · University of the Chinese Academy of Sciences, China +3

Federated Learning Aggregation Label Distribution Learning Noisy-Label Learning Federated Learning Heterogeneous Federated Learning

May 4, 2026cs.LG

Personalized Federated Learning for Gradient Alignment

Personalized federated learning (pFL) aims to adapt models to client specific data distributions, yet it often fails to reliably preserve personalized information. Local training is hindered by high variance gradients induced by limited and heterogeneous client data, while aggregation further distorts client specific optimization directions. To address these challenges, we propose pFLAlign, a gradient alignment framework to maintain client specific information during both local training and aggregation. pFLAlign consists of two complementary mechanisms: one adapts local gradient directions to reduce variance during client side optimization, and the other mitigates aggregation induced distortion by realigning the global model with each client's personalized direction. Theoretically, we derive pFLAlign from a PAC Bayesian analysis, which reveals how personalized gradient alignment preserves client specific information. Our experiments and ablation studies show that pFLAlign consistently improves personalization performance and training stability, achieving state of the art results.

Dongwon Kim, Gyuejeong Lee

SAKAK Inc., Korea · Div. of Artificial Intelligence and Data Science, Korea Cyber University, Korea

Federated Learning Aggregation Non-IID Federated Learning Federated Learning Gradient Alignment

May 4, 2026cs.DC

FedQueue: Queue-Aware Federated Learning for Cross-Facility HPC Training

Federated learning (FL) across multiple HPC facilities faces stochastic admission delays from batch schedulers that dominate wall-clock time. Synchronous FL suffers from severe stragglers, while asynchronous FL accumulates stale updates when queues spike. We propose FedQueue, a queue-aware FL protocol that incorporates scheduler delays directly into training and aggregation, which (i) predicts per-facility queue delays online to budget local work, (ii) applies cutoff-based admission that buffers late arrivals to bound staleness, and (iii) performs staleness-aware aggregation to stabilize heterogeneous local workloads. We prove the convergence for non-convex objectives at rate

\mathcal{O}(1/\sqrt{R})

under bounded staleness, and show that the admission controls yield bounded staleness with high probability under queue-prediction error. Real-world cross-facility deployment of FedQueue shows 20.5% improvement over baseline algorithms. Controlled queue simulations demonstrate robust improvement over the baselines; in particular, up to 60% reduction in time to reach a target accuracy level under high queue variance and non-IID partitions.

Yijiang Li, Emon Dey, Zilinghan Li +3

Mathematics and Computer Science Division, Argonne National Laboratory, Lemont, IL, USA · Data Science and Learning Division, Argonne National Laboratory, Lemont, IL, USA

Federated Learning Aggregation High-Performance Computing Asynchronous Federated Learning Federated Learning Heterogeneous Federated Learning

May 1, 2026eess.IV

FedKPer: Tackling Generalization and Personalization in Medical Federated Learning via Knowledge Personalization

Federated learning (FL) holds great potential for medical applications. However, statistical heterogeneity across healthcare institutions poses a major challenge for FL, as the global model struggles both to generalize across unseen patient populations and to adapt to the unique data distributions of individual hospitals. This heterogeneity also exacerbates forgetting at both the global and local level, resulting in previous learned patient patterns to be misclassified after model updates. While prior work has largely treated generalization and personalization as separate challenges, we show that a better balance between the two can be achieved through selective alignment with the global model and a modified aggregation scheme, which together mitigate the effects of statistical heterogeneity. Specifically, we introduce FedKPer, which introduces knowledge personalization into the training stage of each local device. Afterwards, generalization is considered via the global model aggregation process, where local updates that are reliable and label-diverse are emphasized. We evaluate the performance of FedKPer, devising additional metrics that relate to common consequences of forgetting. Overall, we demonstrate FedKPer improves the generalization-personalization trade-off without sacrificing retention.

Zoe Fowler, Ghassan AlRegib

Georgia Institute of Technology

Federated Learning Aggregation Cross-Domain Generalization Federated Learning Heterogeneous Federated Learning Catastrophic Forgetting

May 1, 2026cs.LG

Federated Learning with Hypergradient-based Online Update of Aggregation Weights

Federated learning using mobile and Internet of Things devices requires not only the ability to handle heterogeneity of clients' data distributions but also high adaptability to varying communication environments. We propose FedHAW (Federated Learning with Hypergradient-based update of Aggregation Weights) that implements online updates of aggregation weights. FedHAW updates the aggregation weights by using hypergradient, the gradient of the objective function with respect to the weights, which can be calculated with low computational overhead. Simulation results show that the proposed method possesses high generalization performance in heterogeneous environments and high robustness to communication errors.

Ayano Nakai-Kasai, Tadashi Wadayama

Nagoya Institute of Technology, Gokiso-cho, Showa-ku, Nagoya, Aichi 466-8555, Japan

Federated Learning Aggregation Non-IID Federated Learning Federated Learning Heterogeneous Federated Learning

Apr 30, 2026cs.LG

AdaBFL: Multi-Layer Defensive Adaptive Aggregation for Bzantine-Robust Federated Learning

Federated learning (FL) is a popular distributed learning paradigm in machine learning, which enables multiple clients to collaboratively train models under the guidance of a server without exposing private client data. However, FL's decentralized nature makes it vulnerable to poisoning attacks, where malicious clients can submit corrupted models to manipulate the system. To counter such attacks, although various Byzantine-robust methods have been proposed, these methods struggle to provide balanced defense against multiple types of attacks or rely on possessing the dataset in the server. To deal with these drawbacks, thus, we propose an effective multi-layer defensive adaptive aggregation for Bzantine-robust federated learning (AdaBFL) based on a novel three-layer defensive mechanism, which can adaptively adjust the weights of defense algorithms to counter complex attacks. Moreover, we provide convergence properties of our AdaBFL method under the non-convex setting on non-iid data. Comprehensive experiments across multiple datasets validate the superiority of our AdaBFL over the comparable algorithms.

Zehui Tang, Yuchen Liu, Feihu Huang

College of Computer Science and Technology, Nanjing University of Aeronautics and Astronautics, Nanjing, China · MIIT Key Laboratory of Pattern Analysis and Machine Intelligence, Nanjing, China.

Federated Learning Aggregation Byzantine-Robust Federated Learning Data Poisoning Attacks Federated Learning

Apr 29, 2026cs.LG

Who Trains Matters: Federated Learning under Enrollment and Participation Selection Biases

Federated learning (FL) trains a shared model from updates contributed by distributed clients, often implicitly assuming that contributing clients are representative of the target population. In practice, this representativeness assumption can fail at two distinct stages, inducing selection bias. First, eligibility rules such as device constraints, software requirements, or user consent determine which clients are ever enrolled and reachable for training, inducing \emph{enrollment bias}. Second, among enrolled clients, user and system factors such as battery state, network status, and local time determine which clients participate in each communication round, inducing \emph{participation bias}. Although existing work has largely addressed round-level participation bias, it has paid far less attention to population-level enrollment bias, which can induce a persistent mismatch between the training objective and the target-population objective. We formalize FL under a two-stage selection model and derive \textsc{FedIPW}, an inverse-probability-weighted aggregation scheme that recovers the target-population mean update under standard ignorability and positivity assumptions. Because client-level covariates are often unavailable for non-enrolled clients, we also introduce a limited-information aggregate-calibration extension that uses known target-population summaries to reweight the enrolled sample, partially correcting enrollment bias. We further provide an algorithm-agnostic optimization analysis under residual weighting error and show that incomplete selection correction can induce a non-vanishing bias floor. Finally, experiments on synthetic federated logistic regression validate the predicted objective mismatch and show that enrollment correction reduces target-population error under two-stage selection.

Gota Morishita

Centre for Brain, Mind and Markets University of Melbourne Parkville, Victoria, Australia

Inverse Probability Weighting Federated Learning Aggregation Client Selection in Federated Learning Selection Bias Federated Learning

Apr 25, 2026cs.CR

Scalable and Verifiable Federated Learning for Cross-Institution Financial Fraud Detection

Financial fraud increasingly exploits institutional boundaries: laundering networks distribute transactions across multiple banks because no single institution can observe the full pattern. Federated Learning (FL) enables collaborative detection without raw data sharing, yet practical deployment in banking environments remains constrained by three pressures. First, homomorphic encryption schemes impose high computational costs that limit real-time aggregation at scale. Second, mask-based protocols such as Google's SecAgg require O(N^2) pairwise key exchanges, which become inefficient as participant count grows. Third, existing protocols provide limited verification that submitted gradient updates are well-formed, leaving aggregation vulnerable to consistency attacks. This paper presents Dynamic Sharded Federated Learning (DSFL), a secure aggregation framework for cross-institution fraud detection. DSFL introduces Dynamic Stochastic Sharding, which partitions participants into small cryptographically ephemeral clusters of fixed size m, reducing communication complexity to O(N*m). Within each cluster, participants submit Linear Integrity Tags, additive-homomorphic commitments that allow the server to verify update consistency without decryption. The mechanism detects inconsistent updates rather than malicious gradients. An Active Neighborhood Recovery protocol handles mid-round dropouts by reconstructing orphaned masks. Experiments on the ULB Credit Card Fraud Detection dataset (284,807 transactions across 10 simulated banking nodes) show that DSFL achieves approximately 34x lower aggregation latency than Paillier-based secure aggregation at N=1000, based on analytical extrapolation from empirical baselines, while maintaining 99% recovery fidelity under a 20% dropout regime. Global fraud recall reached 91.2% (+/-0.8%), above the 68% average of locally trained models.

Prajwal Panth, Nishant Nigam

School of Computer Engineering, KIIT Deemed to be University, Bhubaneswar, India · School of Electronics Engineering, KIIT Deemed to be University, Bhubaneswar, India

Federated Learning Aggregation Communication-Efficient Distributed Training Financial Fraud Detection Secure Aggregation Federated Learning

Apr 24, 2026cs.LG

Data-Free Contribution Estimation in Federated Learning using Gradient von Neumann Entropy

Client contribution estimation in Federated Learning is necessary for identifying clients' importance and for providing fair rewards. Current methods often rely on server-side validation data or self-reported client information, which can compromise privacy or be susceptible to manipulation. We introduce a data-free signal based on the matrix von Neumann (spectral) entropy of the final-layer updates, which measures the diversity of the information contributed. We instantiate two practical schemes: (i) SpectralFed, which uses normalized entropy as aggregation weights, and (ii) SpectralFuse, which fuses entropy with class-specific alignment via a rank-adaptive Kalman filter for per-round stability. Across CIFAR-10/100 and the naturally partitioned FEMNIST and FedISIC benchmarks, entropy-derived scores show a consistently high correlation with standalone client accuracy under diverse non-IID regimes - without validation data or client metadata. We compare our results with data-free contribution estimation baselines and show that spectral entropy serves as a useful indicator of client contribution.

Asim Ukaye, Mubarak Abdu-Aguye, Nurbek Tastan +1

MBZUAI, UAE · Michigan State University, USA

Federated Learning Aggregation Federated Learning

Apr 24, 2026stat.ML

FedSPDnet: Geometry-Aware Federated Deep Learning with SPDnet

We introduce two federated learning frameworks for the classical SPDnet model operating on symmetric positive definite (SPD) matrices with Stiefel-constrained parameters. Unlike standard Euclidean averaging, which violates orthogonality, our approach preserves geometric structure through two efficient aggregation strategies: ProjAvg, projecting arithmetic means onto the Stiefel manifold, and RLAvg, approximating tangent-space averaging via retractions and liftings. Both methods are computationally efficient, independent of the optimizer, and enable scalable federated learning for signal processing applications whose features are SPD matrices. Simulations on EEG motor imagery benchmarks show that FedSPDnet outperforms federated EEGnet in F1 score and robustness to federation and partial participation, while using fewer parameters per communication round.

Thibault Pautrel, Florent Bouchard, Ammar Mian +1

CentraleSup´elec, L2S, France · Universit´e Savoie Mont-Blanc, LISTIC, France

Federated Learning Aggregation Federated Learning

Apr 23, 2026cs.DC

Shard the Gradient, Scale the Model: Serverless Federated Aggregation via Gradient Partitioning

Federated learning (FL) aggregation on serverless platforms faces a hard scalability ceiling: existing architectures (lambda-FL, LIFL) partition clients across aggregators, but every aggregator must hold the complete model gradient in memory. When gradients exceed the per-function memory limit (e.g., 10 GB on AWS Lambda), aggregation becomes infeasible regardless of tree depth or branching factor. We propose GradsSharding, which instead partitions the gradient tensor into M shards, each averaged independently by a serverless function that receives contributions from all clients. Because FedAvg averaging is element-wise, this produces bit-identical results to tree-based approaches, so model accuracy is invariant by construction. Per-function memory is bounded at O(|θ|/M), independent of client count, enabling aggregation of arbitrarily large models. We evaluate GradsSharding against lambda-FL and LIFL through HPC experiments and real AWS Lambda deployments across model sizes from 43 MB to 5 GB. Results show a cost crossover at approximately 500 MB gradient size, 2.7x cost reduction at VGG-16 scale, and that GradsSharding is the only architecture that remains deployable beyond the serverless memory ceiling.

Amine Barrak

Department of Computer Science and Engineering, Oakland University, Rochester, MI 48309, USA

Federated Learning Aggregation Cloud Computing Federated Learning

Apr 22, 2026cs.LG

Differentially Private Clustered Federated Learning with Privacy-Preserving Initialization and Normality-Driven Aggregation

Federated learning (FL) enables training of a global model while keeping raw data on end-devices. Despite this, FL has shown to leak private user information and thus in practice, it is often coupled with methods such as differential privacy (DP) and secure vector sum to provide formal privacy guarantees to its participants. In realistic cross-device deployments, the data are highly heterogeneous, so vanilla federated learning converges slowly and generalizes poorly. Clustered federated learning (CFL) mitigates this by segregating users into clusters, leading to lower intra-cluster data heterogeneity. Nevertheless, coupling CFL with DP remains challenging: the injected DP noise makes individual client updates excessively noisy, and the server is unable to initialize cluster centroids with the less noisy aggregated updates. To address this challenge, we propose PINA, a two-stage framework that first lets each client fine-tune a lightweight low-rank adaptation (LoRA) adapter and privately share a compressed sketch of the update. The server leverages these sketches to construct robust cluster centroids. In the second stage, PINA introduces a normality-driven aggregation mechanism that improves convergence and robustness. Our method retains the benefits of clustered FL while providing formal privacy guarantees against an untrusted server. Extensive evaluations show that our proposed method outperforms state-of-the-art DP-FL algorithms by an average of 2.9% in accuracy for privacy budgets (epsilon in {2, 8}).

Jie Xu, Haaris Mehmood, Rogier Van Dalen +2

Samsung R&D Institute UK (SRUK) · Samsung AI Centre Cambridge

Federated Learning Aggregation Non-IID Federated Learning Differentially Private Federated Learning Clustered Federated Learning Federated Learning

Apr 16, 2026cs.LG

FedIDM: Achieving Fast and Stable Convergence in Byzantine Federated Learning through Iterative Distribution Matching

Most existing Byzantine-robust federated learning (FL) methods suffer from slow and unstable convergence. Moreover, when handling a substantial proportion of colluded malicious clients, achieving robustness typically entails compromising model utility. To address these issues, this work introduces FedIDM, which employs distribution matching to construct trustworthy condensed data for identifying and filtering abnormal clients. FedIDM consists of two main components: (1) attack-tolerant condensed data generation, and (2) robust aggregation with negative contribution-based rejection. These components exclude local updates that (1) deviate from the update direction derived from condensed data, or (2) cause a significant loss on the condensed dataset. Comprehensive evaluations on three benchmark datasets demonstrate that FedIDM achieves fast and stable convergence while maintaining acceptable model utility, under multiple state-of-the-art Byzantine attacks involving a large number of malicious clients.

He Yang, Dongyi Lv, Wei Xi +3

Federated Learning Aggregation Byzantine-Robust Federated Learning Dataset Condensation

Mar 22, 2026cs.LG

Federated Mixture-of-Experts Alignment on Mobile Edge Networks under Data Heterogeneity

The growing demand for on-device large language model (LLM) services on mobile edge devices has driven the adoption of Mixture-of-Experts (MoE) architectures, which scale model capacity with limited computation. Since fine-tuning MoE-based LLMs relies on privacy-sensitive local data, federated learning (FL) offers a natural paradigm for collaborative training without exposing raw data. However, integrating MoE-based LLM fine-tuning into FL faces two critical challenges caused by data heterogeneity across clients: (i) divergent local data distributions drive clients to develop distinct gating preferences, so direct parameter aggregation yields a one-size-fits-none global gating network; and (ii) same-indexed experts develop disparate semantic roles across devices, leading to expert semantic blurring and degraded specialization. To address these challenges, we propose FedAlign-MoE, a federated aggregation alignment framework for edge computing systems that jointly enforces routing consistency and expert semantic alignment. Specifically, FedAlign-MoE aggregates gating behaviors by aligning routing distributions through consistency weighting and optimizes local gating networks through distribution regularization, maintaining cross-client stability while preserving discriminative local gating preferences. Meanwhile, FedAlign-MoE quantifies the semantic consistency of same-indexed experts across devices and selectively aggregates semantically aligned experts, ensuring stable and specialized global experts. Extensive experiments demonstrate that FedAlign-MoE outperforms state-of-the-art benchmarks, achieving faster convergence and higher accuracy in non-IID federated environments with lightweight computation and efficient communication.

Zihan Fang, Qianru Wang, Haonan An +4

Hong Kong JC STEM Lab of Smart City and Department of Computer Science, City University of Hong Kong, Kowloon, Hong Kong SAR, China · School of Computer Science and Technology, Xidian University, Xi’an, China · Department of Electrical and Computer Engineering, The University of Hong Kong, Pok Fu Lam, Hong Kong, China +1

Mixture-of-Experts Language Models Federated Learning Aggregation Edge Computing Non-IID Federated Learning Federated Learning Heterogeneous Federated Learning

Feb 20, 2026cs.LG

Communication-Efficient Byzantine-Robust Federated Conformal Prediction via Partial Sharing

We propose PRISM-FCP (Partial shaRing and robust calIbration with Statistical Margins for Federated Conformal Prediction), a communication-efficient Byzantine-robust federated conformal prediction framework that uses partial model sharing to mitigate stochastic model-poisoning attacks during training and histogram-based filtering to mitigate adversarial calibration submissions. Existing robust FCP approaches primarily address adversarial behavior during calibration, leaving training-stage poisoning to separate robust-training mechanisms. PRISM-FCP instead considers the coupling between the two stages. During training, clients partially share updates by transmitting only

M

of

D

parameters per round. Under the stated stochastic attack model, this attenuates the expected energy of each Byzantine client's perturbation contribution to the aggregate by a factor of

M/D

relative to full sharing. When this benefit outweighs the optimization slowdown caused by partial updates, it can reduce training error and improve interval efficiency. During calibration, the server uses client-provided characterization vectors to filter suspected Byzantine clients before estimating the conformal quantile from the retained clients. Experiments on synthetic benchmarks and the UCI Superconductivity and YearPredictionMSD datasets, including Gaussian, ALIE, and sign-flipping training-stage attacks, demonstrate near-nominal empirical coverage and favorable communication--performance tradeoffs in the studied settings.

Ehsan Lari, Reza Arablouei, Stefan Werner

Department of Electronic Systems, Norwegian University of Science and Technology, 7491 Trondheim, Norway · Commonwealth Scientific and Industrial Research Organisation, Pullenvale, QLD 4069, Australia · Department of Information and Communications Engineering, Aalto University, 00076, Finland

Federated Learning Aggregation Byzantine-Robust Federated Learning Conformal Prediction Federated Learning

Feb 16, 2026cs.CV

pFedNavi: Structure-Aware Personalized Federated Vision-Language Navigation for Embodied AI

Vision-Language Navigation VLN requires large-scale trajectory instruction data from private indoor environments, raising significant privacy concerns. Federated Learning FL mitigates this by keeping data on-device, but vanilla FL struggles under VLNs' extreme cross-client heterogeneity in environments and instruction styles, making a single global model suboptimal. This paper proposes pFedNavi, a structure-aware and dynamically adaptive personalized federated learning framework tailored for VLN. Our key idea is to personalize where it matters: pFedNavi adaptively identifies client-specific layers via layer-wise mixing coefficients, and performs fine-grained parameter fusion on the selected components (e.g., the encoder-decoder projection and environment-sensitive decoder layers) to balance global knowledge sharing with local specialization. We evaluate pFedNavi on two standard VLN benchmarks, R2R and RxR, using both ResNet and CLIP visual representations. Across all metrics, pFedNavi consistently outperforms the FedAvg-based VLN baseline, achieving up to 7.5% improvement in navigation success rate and up to 7.8% gain in trajectory fidelity, while converging 1.38x faster under non-IID conditions.

Qingqian Yang, Hao Wang, Sai Qian Zhang +6

Stevens Institute of Technology · Hoboken, NJ, USA · New York University +9

Federated Learning Aggregation Non-IID Federated Learning Vision-Language Navigation Federated Learning Heterogeneous Federated Learning