Hierarchical Federated Learning

Follow this topic Ask about this topic

Momentum

1 paper in the last four weeks, down 67% on the four weeks before. 0.0% of all new papers.

Jul 13Week of Sep 28

Latest papers 15

Sep 28, 2026cs.LG

Encoder-Sharing Hierarchical Federated Multi-Task Learning for VANETs

Most federated learning frameworks for vehicular ad hoc networks assume that all vehicles collaboratively train a single model for a common task. This assumption limits their applicability to practical vehicular environments, where vehicles may perform heterogeneous but related perception tasks with different output spaces. This paper proposes encoder-sharing hierarchical multi-task federated learning (EN-HMTFL), which integrates cluster-based hierarchical federated learning with a globally shared encoder and vehicle-local decoders. EN-HMTFL enables vehicles performing different tasks to collaboratively learn a transferable feature representation while preserving their task-specific models locally. Only the encoder is exchanged and aggregated through the hierarchy, whereas raw data and local decoder parameters remain at the vehicles. The proposed framework is evaluated on the MNIST and GTSRB datasets in different vehicular scenarios. Across the evaluated scenarios, EN-HMTFL improves accuracy by up to 24.0% relative to the compared representation-sharing benchmark. In scenarios where EN-HMTFL converges earlier, the reduction reaches up to 69 communication rounds (28.8%).

M. Saeid HaghighiFard, Sinem Coleri

Department of Electrical and Electronics Engineering, Koc¸ University, Istanbul, Türkiye

Hierarchical Federated Learning Intelligent Transportation Systems Federated Learning Heterogeneous Federated Learning

Sep 1, 2026cs.AI

FractalNet-Based Heterogeneous Federated Learning for Orbital Edge Intelligence in Satellite Mega-Constellations: A Wildfire Case Study

Satellite mega-constellations are emerging as large-scale sensing, communication, and computation fabrics, yet their learning architectures remain largely inherited from terrestrial federated learning and ground-centric mission operations--- ill-suited to satellites that differ by orders of magnitude in Size, Weight, Power, and Cost (SWAP-C), radiation tolerance, link availability, and propagation delay. We propose a heterogeneous federated learning method based on the FractalNet architecture for orbital edge intelligence. We formalize contact-window-constrained, depth-heterogeneous federated optimization and introduce a distributed path scheduler that assigns model depth as a function of SWAP-C constraints, predicted inter-satellite contacts, and training statistics. To reduce message overhead and energy consumption, each tier pools updates periodically rather than at every contact opportunity, and a three-tier agentic control plane governs in-space scheduling, anomaly escalation, and policy-governed autonomy. As a case study, we apply the framework to wildfire detection, where each orbital shell naturally learns a different semantic level of situational awareness: pixel-scale thermal anomalies at low Earth orbit (LEO), regional fire-front dynamics at medium Earth orbit (MEO), and larger-scale risk propagation at geostationary or high Earth orbit (GEO/HEO). Experiments on simulated mega-constellations validate the approach across convergence, communication efficiency, energy adaptation, scheduled-pooling savings, robustness, and latency.

Sai Puppala, Koushik Sinha

School of Computing

Hierarchical Federated Learning Wildfire Detection Communication-Efficient Distributed Training Edge Computing Heterogeneous Federated Learning

Aug 12, 2026cs.LG

Hierarchical Federated Transfer Learning in Digital Twin-Based Vehicular Networks

In recent research on the Digital Twin-based Vehicular Ad hoc Network(DT-VANET), Federated Learning (FL) has shown its ability to provide data privacy. However, Federated learning struggles to adequately train a global model when confronted with data heterogeneity and data sparsity among vehicles, which ensure suboptimal accuracy in making precise predictions for different vehicle types. To address these challenges, this paper combines Federated Transfer Learning (FTL) to conduct vehicle clustering related to types of vehicles and proposes a novel Hierarchical Federated Transfer Learning (HFTL). We construct a framework for DT-VANET, along with two algorithms designed for cloud server model updates and intra-cluster federated transfer learning, to improve the accuracy of the global model. In addition, we developed a data quality score-based mechanism to prevent the global model from being affected by malicious vehicles. Lastly, detailed experiments on real-world datasets are conducted, considering different performance metrics that verify the effectiveness and efficiency of our algorithm.

Qasim Zia, Saide Zhu, Haoxin Wang +2

Georgia State University, Atlanta, GA, 30303 · Penn State Berks, Reading, PA, 19610

Hierarchical Federated Learning Digital Twins Clustered Federated Learning Federated Learning Heterogeneous Federated Learning

Aug 10, 2026cs.LG

FedOrbit: Adaptive Personalized Federated Learning for Non-IID LEO Satellite Constellations

Federated learning (FL) in Low Earth Orbit (LEO) satellite constellations is affected by non-IID data and irregular ground-station visibility, both driven by orbital geometry. Global aggregation performs poorly when orbit-level class distributions are disjoint, while strong personalisation can be excessive when these distributions overlap. We present FedOrbit, which combines continuous orbit-level training over inter-satellite links, class-aware hierarchical aggregation, quality-weighted feature aggregation with return-rate dampening, and adaptive feature decomposition based on inter-orbit class similarity. Across three remote-sensing benchmarks and two non-IID partitions, FedOrbit achieves the highest accuracy in five of six settings and is within

0.9

percentage points of the best result in the sixth. The gains over the strongest baseline reach

16.1

percentage points under Dirichlet partitioning and

8.6

under pathological partitioning, with the smallest per-orbit accuracy spread in five of six settings.

Satwat Bashir, Tasos Dagiuklas, Muddesar Iqbal

School of Engineering London South Bank University, London, UK

Hierarchical Federated Learning Federated Learning Aggregation Non-IID Federated Learning LEO Satellite Networks Federated Learning

Aug 8, 2026eess.SY

Hierarchical Multi-Task Federated Learning in VANETs

Vehicular Ad hoc Networks (VANETs) increasingly rely on federated learning (FL) to enable collaborative intelligence without sharing raw sensory data. However, most existing vehicular FL frameworks assume that all vehicles train a single global model for a common task, which limits their applicability in practical vehicular environments where vehicles may perform heterogeneous learning tasks under non-independent and identically distributed (non-IID) data, intermittent connectivity, and high mobility. To address these challenges, this paper proposes an AutoEncoder-based Reliability-Optimized Hierarchical Multi-Task Federated Learning (AERO-HMTFL) framework for dynamic multi-hop clustered VANETs. The proposed framework introduces a tri-weighted clustering metric that jointly considers vehicular mobility, shared-model similarity, and task affinity to produce mobility-stable, semantically aligned clusters. Each vehicle employs a split-model architecture comprising a shared autoencoder-based representation module and multiple task-specific heads, with only the shared autoencoder parameters exchanged while the task heads remain local. To improve robustness, cluster heads perform reliability-aware aggregation based on historical validation performance and participation frequency, while the Evolved Packet Core (EPC) conducts global shared-autoencoder fusion across clusters. Extensive simulations demonstrate that, compared with the multi-task federated learning benchmarks, AERO-HMTFL achieves up to 13% higher sustained EPC-level accuracy, exhibits more stable learning dynamics, and reduces EPC-level packet transmissions by approximately 87-97%. Under short-range connectivity, it also requires approximately 13-29% fewer communication rounds to converge.

M. Saeid HaghighiFard, Sinem Coleri

Department of Electrical and Electronics Engineering, Koc University, Istanbul, Turkey

Hierarchical Federated Learning Communication-Efficient Distributed Training Intelligent Transportation Systems Clustered Federated Learning Federated Learning

Jun 26, 2026cs.LG

FoggyTrust: Robust Federated Learning with Hierarchical Trust Networks

Byzantine-robust federated learning seeks to protect distributed model training from malicious or corrupted clients without requiring access to their private data. FLTrust addresses this challenge by introducing a trusted server-side root dataset that assigns trust scores to client updates for more robust aggregation. In this work, we propose FOGGYTRUST, a hierarchical extension of FLTrust that localizes trust computation to fog nodes, allowing the framework to better handle globally heterogeneous data while preserving robustness within locally homogeneous client groups. We further show that this two-level architecture can simultaneously address distribution mismatch in trust estimation and client drift across groups by combining local trust-based aggregation with heterogeneity-aware global optimizers such as FedAdam and SCAFFOLD. Across benchmark datasets, FOGGYTRUST achieves its strongest gains on more challenging heterogeneous settings, particularly on CIFAR-10 under Krum and Trim attacks, where it achieves an over 50% improvement over FLTrust. We also test FOGGYTRUST in a real-world safari dataset to show the promise of hierarchical trust networks for robust federated learning in socially impactful, safety-critical settings such as distributed wildlife monitoring.

Emmanuel Rassou, Tomas Gonzalez

School of Engineering and Applied Sciences (SEAS) Harvard Cambridge, MA, USA

Hierarchical Federated Learning Federated Learning Aggregation Byzantine-Robust Federated Learning Wildlife Monitoring Federated Learning Heterogeneous Federated Learning

Jun 16, 2026cs.LG

SCOPE-FL: A Strategy-proof Chain-based Optimal pareto efficient Federated Learning System

Hierarchical Federated Learning (HFL) enables scalable collaborative model training across distributed devices while preserving data privacy. However, existing HFL client selection mechanisms suffer from a fundamental strategic inefficiency. By prioritizing stability over Pareto efficiency (PE), they produce suboptimal resource allocations, and without strategy proofness (SP), participants are incentivized to misrepresent their true preferences, both failures degrading system overall welfare in the Pareto sense in practice. To address it, we propose SCOPE-FL (Strategy-proof Chain-based Optimal pareto efficient Federated Learning), a synchronous HFL framework that formulates client selection as a two-sided school choice problem solved through the Top Trading Cycle (TTC) algorithm that simultaneously guarantees PE and SP. For reward distribution, SCOPE-FL employs a scalable Shapley value approximation based on One-Round Reconstruction (OR), ensuring compensation proportional to each client's contribution. The entire mechanism executes via blockchain smart contracts, providing the tamper-proof environment required for the SP guarantees to hold in practice. A comprehensive evaluation on MNIST, Fashion-MNIST, and CIFAR-10 demonstrates that SCOPE-FL outperforms state-of-the-art approaches, including DA, IAS, and other methods across model accuracy, convergence rate, and reward efficiency, while achieving communication latency comparable to DA and blockchain overhead significantly lower than DA at scale.

Seyed Salar Ghazi, Kaiwen Zhang, Mehdi feizi +1

Department of Software and IT Engineering, École de Technologie Supérieure (ÉTS), Montréal, QC H3C 1K3, Canada · Department of Economics, Faculty of Economics and Administrative Sciences, Ferdowsi University of Mashhad, Mashhad, Iran · Department of Electrical and Computer Engineering, University of Toronto, Toronto, ON M5S 3G4, Canada

Hierarchical Federated Learning Mechanism Design Client Selection in Federated Learning Federated Learning

Jun 2, 2026cs.CV

Hierarchical Federated Learning with Dynamic Clustering and Adaptive Regularization for Robust Infrastructure Inspection

The deployment of data-driven computer vision models for structural health monitoring (SHM) is heavily constrained by the data silo dilemma due to stringent privacy and security regulations. While federated learning (FL) offers a privacy-preserving collaborative alternative, its application to nationwide infrastructure networks is severely hindered by the challenge of ``double heterogeneity'': macro-level physical divergence across disparate structural types and micro-level statistical imbalances within local datasets. To overcome this challenge, this paper proposes a novel hierarchical federated learning framework. The framework orchestrates a synergistic two-tier optimization strategy. At the macro-level, a dynamic gradient-based clustering mechanism autonomously aggregates distributed clients into specialized expert groups based on their structural degradation trajectories, circumventing the need for prior geographical metadata. Concurrently, at the micro-level, an intra-cluster Dynamic Region-Adaptive Proximal Regularization (DRAPR) module computes a real-time statistical Non-IID Intensity Score for each client. By adaptively modulating a proximal penalty based on local label skewness and gradient divergence, DRAPR effectively calibrates local updates, mitigates client drift, and prevents the catastrophic forgetting of minority damage classes. Comprehensive evaluations on a large-scale, real-world structural inspection dataset demonstrate that the hierarchical integration of macro-clustering and micro-regularization successfully neutralizes dual-level heterogeneity, yielding highly robust and specialized diagnostic models for complex infrastructure inspection.

Yuhu Feng, Keisuke Maeda, Takahiro Ogawa +1

Hierarchical Federated Learning Non-IID Federated Learning Clustered Federated Learning Federated Learning Heterogeneous Federated Learning Structural Health Monitoring

May 15, 2026cs.LG

Towards Family-Grouped Hierarchical Federated Learning on Sub-5KB Models: A Feasibility Study of Privacy-Preserving ECG Monitoring for Ultra-Resource-Constrained Wearables

Cardiovascular disease remains the leading cause of death worldwide, and early detection of arrhythmias through continuous ECG monitoring on wearable devices can prevent life-threatening events. Federated Learning (FL) enables privacy-preserving collaborative training by keeping raw ECG data on device, yet standard FL incurs prohibitive communication overhead and standard deep learning models cannot fit on ultra-low-power microcontrollers. We propose Family-Grouped Hierarchical Federated Learning (Family-FL), a three-tier architecture that uses the family as a natural privacy boundary for intra-family aggregation before global synchronization. We further design a hardware-constrained Tiny CNN-LSTM architecture with only 669 parameters, INT8-quantized to occupy merely 4.65KB Flash and 2.95KB RAM, meeting the constraints of STC32G12K128-class microcontrollers. Experiments on the MIT-BIH Arrhythmia Database (mean of 5 independent runs with different seeds) demonstrate that Family-FL reduces communication volume by 76.7% compared to FedAvg while maintaining comparable accuracy. Family-FL-Tiny achieves 91.9 +/- 1.2% accuracy with macro-F1 of 0.483 +/- 0.031, reducing total communication to 0.31% of FedAvg. The model achieves reliable ventricular arrhythmia detection (per-class F1 = 0.80), the most clinically critical abnormality for home-based preliminary screening. These results demonstrate the technical feasibility of privacy-preserving federated learning on ultra-resource-constrained microcontrollers through simulation-based evaluation. We honestly discuss limitations: no hardware deployment, single-dataset validation (MIT-BIH, 47 subjects), reduced rare-class sensitivity, and absence of formal differential privacy guarantees.

Hangyu Wu

Shenzhen Coddie Technology co.,ltd, Shenzhen, 518000, China

Hierarchical Federated Learning Communication-Efficient Distributed Training Electrocardiogram Classification Wearable Health Monitoring Federated Learning

May 12, 2026cs.LG

Fed-BAC: Federated Bandit-Guided Additive Clustering in Hierarchical Federated Learning

Hierarchical federated learning (HFL) leverages edge servers for partial aggregation in edge computing. Yet existing FL methods lack mechanisms for jointly optimizing cluster assignment and client selection under data heterogeneity. This paper proposes Fed-BAC, which integrates additive cluster personalization with a two-level bandit framework: contextual bandits at the cloud learn server-to-cluster assignments, while Thompson Sampling at each edge server identifies high-contributing clients. The additive decomposition enables the sharing of knowledge between groups through a globally aggregated network, while cluster-specific networks capture distribution variations. Across three classification benchmarks (CIFAR-10, SVHN, Fashion-MNIST) under moderate (

α= 0.5

) and severe (

α= 0.1

) Dirichlet non-IID partitioning, Fed-BAC achieves distributed accuracy gains of up to +35.5pp over HierFAVG and +8.4pp over IFCA, while requiring only 80% client participation, converging 1.5 to 4.8

\times

faster depending on dataset and accuracy target, and improving cross-server fairness. These gains are further validated at 5

\times

deployment scale on CIFAR-10. The advantage of Fed-BAC increases with heterogeneity severity, confirming that additive cluster personalization becomes increasingly valuable as data distributions diverge.

Satwat Bashir, Tasos Dagiuklas, Muddesar Iqbal

Computer Science and Informatics · London South Bank University · London, UK +1

Hierarchical Federated Learning Federated Learning Aggregation Non-IID Federated Learning Clustered Federated Learning Federated Learning

May 5, 2026cs.LG

A Hierarchical Sampling Framework for bounding the Generalization Error of Federated Learning

We study expected generalization bounds for the Hierarchical Federated Learning (HFL) setup using Wasserstein distance. We introduce a generalized framework in which data is sampled hierarchically, and we model it with a multi-layered tree structure that induces dependencies among the clients' datasets. We derive generalization bounds in terms of Wasserstein distance under the Lipschitz assumption on the loss function, by applying a supersample construction that allows us to measure the sensitivity of the algorithm to the change of a single node in the sampling tree. By leveraging the FL structure, we recover and strictly imply existing state-of-the-art conditional mutual information (CMI) bounds in the case of bounded losses. We also show that our bound can be applied together with Differential Privacy assumptions, to recover generalization bounds based on algorithmic privacy. To assess the tightness of our bounds, we study the Gaussian Location Model (GLM) and show that we recover the actual asymptotic rate of the generalization error.

Dario Filatrella, Ragnar Thobaben, Mikael Skoglund

Department of Information Science and Engineering Royal Institute of Technology Stockholm, Sweden

Hierarchical Federated Learning Federated Learning Generalization Bounds

May 4, 2026cs.LG

Experience Constrained Hierarchical Federated Reinforcement Learning for Large-scale UAV Teams in Hazardous Environments

Conventional federated learning assumes that greater learner participation improves training performance, by leveraging abundant, independently generated local data. However, in federated reinforcement learning (FRL) for unmanned aerial vehicle (UAV) teams in hazardous environments where experience generation is severely constrained by safety considerations, energy limitations, and mission duration, this assumption may break. This work introduces Experience-Constrained Hierarchical Federated Reinforcement Learning (EC-HFRL), a framework in which clusters act as federated learning agents, while multiple intra-cluster learners represent parallel learning resources that reuse a shared experience pool. We show that increasing participation does not necessarily improve learning performance. Instead, learning performance is strongly associated with experience reuse strategy and the dominance of key analytically identified gradient transition experiences within a cluster. In particular, minibatch size primarily determines effective replay exposure, while higher intra-cluster participation increases reuse level. Empirical results demonstrate that the performance regimes are strongly associated with the structure of the learning signal, rather than federated aggregation effects, clarifying the limited and secondary role of learner participation in experience-constrained FRL.

Qinwei Huang, Rui Zuo, Simon Khan +1

EECS Syracuse University Syracuse, USA · AFRL Air Force Research Laboratory Rome, USA

Hierarchical Federated Learning Federated RL Experience Replay Constrained RL Multi-Agent Reinforcement Learning

May 1, 2026cs.LG

Hierarchical Federated Learning for Networked AI: From Communication Saving to Architecture-Aware Design

Federated learning (FL) is fundamentally a distributed optimization problem executed by communicating agents with local data, local computation, and partial system visibility. Once FL is viewed through that lens, hierarchy is not merely a scalability mechanism. It becomes the natural place to rethink how distributed optimization should be organized over real multi-tier networks. This article argues that hierarchical federated learning (HFL) should move beyond its common framing as a communication-saving protocol and instead be viewed as an architecture-aware design framework for networked AI. The framework is organized around three coupled design axes: architectural parameters, layer-wise optimization decomposition, and layer-wise communication realization. The first axis determines the coordination geometry of learning through hierarchy depth, layer asymmetry, and layered connectivity. The second determines how the global FL objective is decomposed across layers and highlights modular multi-layer optimization as a major opportunity beyond one dominant method everywhere. The third determines how the distributed optimization is physically realized under heterogeneous communication regimes, from interference-limited lower tiers to reliable upper tiers. A central message is that, in HFL, convergence becomes architecture-dependent: it is directly shaped by the chosen hierarchy, the assigned optimization roles, and the communication mechanisms that connect them. We develop this viewpoint using large-scale wireless edge intelligence as a flagship networked AI setting, then provide a comparative perspective on flat FL, two-tier HFL, and deep HFL together with a regime-oriented design map. The resulting perspective positions HFL as a practical methodology for designing future networked AI systems.

Seyed Mohammad Azimi-Abarghouyi, Mehdi Bennis, Leandros Tassiulas

Department of Electrical Engineering, Chalmers University of Technology, Gothenburg, Sweden · Centre for Wireless Communications, University of Oulu, Oulu, Finland · Department of Electrical Engineering, Yale University, New Haven, USA

Hierarchical Federated Learning Communication-Efficient Distributed Training Distributed Optimization Federated Learning Edge AI

Apr 28, 2026cs.DC

Performance and Energy Trade-Off Analysis of Hierarchical Federated Learning for Plant Disease Classification

Early detection of plant diseases is critical for improving crop productivity, while it also facilitates the foundations of precision agriculture. Recent advances in distributed deep learning have enabled plant disease classification models to be trained across geographically distributed agricultural sensing infrastructures. However, deploying such systems in large-scale Internet of Things (IoT) environments, introduces significant challenges related to computational cost, energy consumption, and system efficiency. In this paper, we present a design-space exploration of hierarchical federated learning architectures for plant disease classification, with a particular focus on the trade-offs between predictive performance and energy efficiency. We further introduce a power- and energy-aware optimization framework that enables the systematic evaluation and selection of model-aggregator configurations under varying deployment constraints. The hierarchical federated architecture organizes distributed clients through intermediate aggregation layers, reducing communication and computational overhead. We evaluate multiple convolutional neural network architectures, including EfficientNet-B0, ResNet-50, and MobileNetV3-Large, in combination with different federated aggregation strategies such as FedAvg, FedProx, and FedAvgM. Experimental results demonstrate that different model-aggregator combinations exhibit distinct performance-energy trade-offs. Consequently, we highlight configurations that achieve competitive diagnostic accuracy and significantly reduce system resource requirements.

Athanasios Papanikolaou, Athanasios Tziouvaras, Pavlos Stoikos +6

University of Zagreb, Croatia · University of Thessaly, Greece · University of Glasgow, UK +2

Hierarchical Federated Learning Plant Disease Classification Energy-Efficient ML Federated Learning

Dec 9, 2024cs.LG

H-FedSN: Personalized Sparse Networks for Efficient and Accurate Hierarchical Federated Learning for IoT Applications

With the rapid development of the Internet of Things (IoT), federated learning (FL) has gained increasing attention for its privacy-preserving use of distributed data. However, conventional two-tier FL architectures are poorly suited to the hierarchical and heterogeneous nature of real-world IoT systems. Hierarchical Federated Learning (HFL) introduces multi-layer aggregation to better match IoT environments, but still suffers from communication inefficiencies and performance limitations caused by large data transfers, non-IID data distributions, and uneven device participation. These challenges hinder the realization of low-latency and high-accuracy training in practical IoT deployments. To address these limitations, we propose H-FedSN for practical IoT environments. H-FedSN leverages a binary mask mechanism with shared and personalized layers to reduce communication overhead by creating a sparse network without altering original weights. To tackle data heterogeneity and imbalanced device distribution, H-FedSN incorporates personalized layers for local data adaptation and employs Bayesian aggregation with cumulative Beta distribution updates at edge and cloud levels, effectively balancing contributions from diverse client groups. Experiments on three real-world IoT datasets and MNIST under non-IID conditions show that H-FedSN reduces communication costs by up to 477 times compared to baseline methods while maintaining high accuracy, making it well-suited for hierarchical FL in IoT deployments.

Jiechao Gao, Yuangang Li, Jie Wang +3

University of Virginia Charlottesville, VA, USA

Hierarchical Federated Learning Internet of Things Non-IID Federated Learning Sparse Neural Networks Federated Learning