Language Model Safety Evaluation

Latest papers 347

Sep 17, 2026cs.CL

Harm Laundering in GPT Models: Evidence That Gender Discrimination Is Transformed Rather Than Reduced Across Safety-Trained Generations

Safety evaluations for large language models rely on surface-form classifiers that report declining harm scores across model generations. We provide evidence that this methodology is systematically incomplete: explicit discriminatory content is transformed rather than removed. We call this \emph{harm laundering}. Analysing 450,000 gender-directed completions across 15 models spanning GPT-2 through to GPT-5 (OpenAI GPT lineage; three demographic conditions), we show that sexual violence clusters prevalent in GPT-2 women-directed output disappear by GPT-4, while men-directed completions gain positive representational territory (caregiving, emotional range, ally identity) that women-directed completions do not. The pattern is most visible at GPT-5: Topic5 (1,997documents) frames breast cancer as a men's rights debate, while zero equivalent clusters appear in women-directed output. Three independent classifiers score this content as non-toxic. Sentiment scores invert at GPT-4: early models demean women; later models over-correct. Topic diversity in women-directed completions falls 36% relative to men at the GPT-4 alignment boundary (W/M~=0.58= 0.58, from 0.910.91 at GPT-2). REGARD representational harm disparity correlates with release date (ρ=+0.55ρ= +0.55, p=.034p = .034) while Detoxify does not (ρ=−0.23ρ= -0.23, p=.42p = .42): toxicity scores fall as representational harm grows. We formalise harm laundering as a three-criteria test and provide a three-stage detection protocol applicable to any generative model. Within the OpenAI GPT lineage, toxicity score reduction is not a sufficient proxy for harm reduction.
Sep 17, 2026cs.CL

Benchmarking LLM Compliance with China AI Generated Content Regulations

The widespread adoption of LLMs has led to escalating content compliance risks. Prior works have contributed to addressing these risks in the English context, downplaying the complexity of Chinese language content. This paper follows China's current AI-Generated content compliance requirements and provides evaluation results on 20 notable LLMs, offering insight into China's regulatory landscape. We design a novel framework to assess the compliance and refusal rates with 2303 questions spanning six distinct dimensions, including 203 self-constructed constitutional questions. The framework employs several judges to generate verdicts independently based on their hierarchical alignment memory. Our findings show that international models also exhibit high levels of compliance despite the use of standard Chinese questions, and the main differences may stem from dimensions closely related to ideological alignment. We establish a regulatory benchmark that enables the global AI community to evaluate both Chinese and non-Chinese LLMs under a unified set of legally grounded compliance requirements.
Sep 17, 2026cs.CL

Full-Duplex Speech Models Take the Floor When Asked, Not When Needed

Full-duplex speech models listen and speak at once, promising always-on assistants. Yet they must also decide when they should speak. Human listeners speak when addressed or when the speaker stops, but also self-select to correct a false claim, supply a missing word, or warn of danger. We ask whether full-duplex models do the same. To separate the reason to speak from the opportunity, we construct context-matched English monologues in which only the trigger utterance varies within a topic, define 10 conditions from turn-allocation rules, and compress inter-word pauses to limit opportunities created by silence. Across five model families, being addressed and silence are far more reliable triggers than false facts or hazards. Frame-level text-token probabilities in Moshi and PersonaPlex are lower for false facts than for Neutral when averaged over the first 2,s after trigger end. Pauses or permission to interrupt do not close this gap either. Given the floor, Moshi and PersonaPlex answer most direct questions, yet the proportion of non-empty false-fact replies that challenge the claim is only .14--.15, and the proportion of hazard replies that warn of danger is .04--.07. This paper thus identifies a gap in both speech initiation and response content. Closing it requires genuine content understanding and intervention decisions grounded in it.
Sep 15, 2026cs.LG

The Missing "I Don't Know": Why Three Reasoning-Reliability Findings Converge on Calibrated Abstention

Three recent results describe what look like unrelated LLM reliability problems. Yin et al. (2026) show reasoning RL collapses tool-reliability representations. Suleymanov et al. (2026) show that under safety-constrained generation, large models rewrite flagged spans while small models truncate. Bastounis et al. (2024) prove any consistent-reasoning system without an implicit "I don't know" function must hallucinate infinitely often on broad problem classes. We argue these findings converge on a single intervention: calibrated abstention is what each independently identifies as the missing capability, even though the unavailability they document, a capability gap, a policy gap, and a recursion-theoretic gap, has a different source in each case. Honesty post-training has narrowed the gap in deployed models, but principled closure of the class Bastounis identifies requires a calibrated abstention function whose training signal at the leaderboard level is absent: dominant benchmarks assign zero reward to decline, so the leaderboard gradient that would select for the function does not exist. We propose four changes to evaluation: triple-scoring, abstention-rate reporting, capability-stratified evaluation, and mandatory calibration metrics. Benchmark reform is necessary, not sufficient, for closing the gap the theorem identifies.
Sep 14, 2026cs.CL

K-Bench: a clinically calibrated benchmark for evaluating large language models in high-risk mental health conversations

People increasingly use large language models (LLMs) for mental health support, yet their safety in evolving, high-risk conversations remains poorly characterised. We developed K-Bench, a clinician-calibrated, protected benchmark evaluating 125 model configurations representing 33 base models from 14 providers across a fixed cohort of 200 multi-turn vignettes involving suicide, self-harm, domestic violence, substance misuse, and no-risk presentations. Synthetic patient conversations showed substantial distributional overlap with real human-AI conversations. A frozen GPT-4o judge achieved 94.2% exact agreement with clinician consensus across 6,751 eligible item comparisons from 151 clinician-rated transcripts. Leading models combined strong supportive conversation with combined-risk scores above 95, whereas risk exploration exposed substantial variation among lower-performing configurations. Therapeutic prompting produced configuration-specific gains concentrated among weaker models, while elevated reasoning produced no average improvement. K-Bench combines broader clinical coverage and configuration-scale comparison with a continuously updated public leaderboard whose operational test materials are protected from direct optimisation. The leaderboard is available at www.k-bench.ai.
Sep 14, 2026cs.AI

HazardAuditor: From Executable Threats to Safer Computer-Use Agents

Computer-use agents increasingly interact with browsers, terminals, file systems, and external services, introducing safety risks that emerge through runtime behavior rather than generated content alone. Existing guard models target static prompts and responses and are poorly suited to agent execution; existing executable safety platforms produce evaluation verdicts rather than the normalized supervision a guard model needs to learn across heterogeneous agent frameworks. We introduce HazardAuditor, an execution-grounded framework that closes both gaps. Its infrastructure runs heterogeneous agents (Claude Code, Codex, Hermes, and OpenClaw) in controlled environments and normalizes their interactions into a canonical event representation for cross-framework supervision. We further observe that token-level post-training objectives create a structural mismatch for generative guards, causing longer rationales to dominate gradient updates. Guard Policy Optimization (GuardPO) addresses this by converting deterministic safety outcomes into sequence-level advantages and normalizing rationale and verdict regions, making the safety decision the effective unit of optimization. Across multiple benchmarks and heterogeneous computer-use systems, HazardAuditor improves accuracy by up to 16.5 percentage points over the strongest prior guard. Code, models, and evaluation artifacts will be available at https://yunhao-feng.github.io/HazardAuditor/.
Sep 14, 2026cs.AI

SoK: Rethinking Jailbreaking in the Era of Agentic AI: Attacks, Defenses, and Practical Consideration

Large language models (LLMs) are rapidly evolving from conversational assistants into agentic AI systems that reason, plan, invoke tools, maintain persistent memory, communicate with other agents, and execute multi-step tasks. At the same time, modern models exhibit substantially stronger native safety alignment than earlier generations on which many jailbreak attacks and defenses were originally studied. This shift raises a fundamental question: \textit{which established jailbreak-security findings remain valid in the era of modern LLMs and agentic AI?} We address this question through a Systematization of Knowledge (SoK) that reframes jailbreak security around the full agentic execution pipeline. We develop unified taxonomies of attacks and defenses spanning user interaction, planning and reasoning, memory, tool use, and inter-agent communication, and introduce a security--utility--efficiency evaluation framework that separates native harmful-prompt safety, adversarial jailbreak robustness, and agent-level security outcomes. We further conduct a controlled empirical study of representative attacks and defenses within a common agentic framework. Our results reveal three important gaps. First, strong native alignment does not imply robustness to adversarial jailbreaks. Second, defense effectiveness is highly model-, attack-, and component-dependent and can come at substantial cost in over-refusal, utility, and latency. Third, low final-response attack success can mask severe intermediate compromise: planning, memory, and tool interactions may remain unsafe even when the final response is successfully filtered. These findings motivate a shift from response-centric jailbreak defense toward cross-layer, execution-aware security that protects agent state, component transitions, and external actions while preserving practical utility and efficiency.
Sep 14, 2026cs.LG

Semantic Fibers and Cross-Gram Interference: A Calculus of Safety Drift in Overcomplete Representations

A deployed language model may refuse a harmful request in English yet comply with its faithful translation, revealing a cross-lingual safety failure that cannot be characterized reliably by output behavior alone. We formalize this phenomenon through an audited equivalence relation and show that, for a declared quotient, representation, metric, feature dictionary, scoring head, threshold, and contrast model, the resulting safety drift admits an exact linear-algebraic characterization. Specifically, the drift is a cross-Gram functional of the within-fiber contrast; its worst admissible value is a support function, while margin invariance is characterized by an annihilator condition. We introduce an intrinsic calibrated exposure measure, governed by the leverage duality χ2=1/ℓ−1χ^2=1/\ell-1, which separates observed drift into three diagnostically distinct regimes: a reader fault removable by recalibration, an exact correction that is too ill-conditioned to be reliable, and a representation-level collision that no readout-only intervention can remove. Thus, identical observed exposure can lead to fundamentally different remediation verdicts. The framework also extends to cone-valued safety heads. An untied order-swap identity provides a diagnostic for the linear control interface; its calibration-state residual predicts a distinct three-control composition error on unseen states and targets, achieving median Spearman correlation 0.9640.964, compared with 0.2690.269 for a static cross-Gram baseline. etc.....
Sep 9, 2026cs.AI

Decision Shifts, Lost Label Functionality, and an Inconclusive Grounding Audit in Correctness-Gated Multi-Teacher Distillation

Candidate decision correctness and rationale grounding are different objectives. We examine correctness-gated multi-teacher distillation in a fixed experiment. Eight arms share 4,330 sources, a 63.9M-parameter student, 12,990 optimization rows, 406 updates, evidence inputs, and a decoder; seven teacher-based arms use one fixed three-response pool. Three seeds are evaluated on 267 held-out examples. Relative to unfiltered distillation, the correctness-weighted arm differed in accuracy by +0.1660 (95% observed-matrix interval [0.0670, 0.2455]), five-label macro-F1 by +0.1323 ([0.0916, 0.1731]), and task-defined conditional unsafe-action rate by -0.4979 ([-0.5926, -0.3686]). These shifts do not imply uniformly better behavior. Source-label SFT had the highest mean macro-F1 (0.586). The weighted arm had zero Refuted recall in every seed, and two seeds assigned NotEnoughInfo to all 167 claim examples. In an availability-amended audit at one reference seed, weighted and unfiltered outputs had 0/20 versus 1/20 evidence-supported positives and 20/20 versus 19/20 positives containing unsupported material. Samples were non-paired, source overlap was not serialized, and the amendment followed automatic summarization but preceded annotation. The audit therefore cannot estimate a common-source grounding effect and is inconclusive about system-level improvement or harm. Hard filtering already achieved 0.660 accuracy, 0.530 macro-F1, and 0.135 conditional unsafe rate. The implemented weighted arm showed no demonstrated incremental decision benefit over hard filtering. This fixed-matrix failure analysis shows decision redistribution with lost label functionality; the available human audit does not establish a grounding gain.
Sep 8, 2026cs.CR

DuplexJail: Spoken Interruption Attacks on Full-Duplex Speech Models

Full-duplex speech models accept user speech while generating responses, making input timing a potential safety concern. We introduce DuplexJail, which delivers fixed, request-independent spoken jailbreak prompts through the user audio channel. Across four open-source models and 720 harmful requests from AdvBench and HarmBench, we compare fixed-delay and refusal-triggered interruption with request-end and post-response controls. On AdvBench, Guided Completion at a 1.0 s delay raises whole-response attack success rates to 40.3% for PersonaPlex and 48.7% for PersonaPlex-RL, increases of 33.8 and 39.3 percentage points over baseline. On HarmBench, which was not used for prompt selection, the same prompt at a 0.5 s delay increases ASR by 14.7 and 12.3 points, respectively. Effects vary across models: selected conditions increase FLM-Audio's harmfulness, while BayLing-Duplex shows decreases. These results show that spoken-jailbreak effectiveness depends on delivery timing and motivate safety evaluation across stages of full-duplex interaction.
Sep 8, 2026cs.CR

ACEA: An Adversarial Co-Evolution Arena for Head-to-Head Red-Team and Blue-Team LLM Testing

Automated red-team attacks and blue-team defenses for large language models (LLMs) are advancing quickly. However, attackers and defenders are built and tested in isolation, and the resulting scores are hard to trust. To tackle this, we present ACEA (Adversarial Co-Evolution Arena), a platform that connects a pluggable red-team adapter and a pluggable blue-team adapter to a shared target LLM and scores their attack and defense rates with an LLM judge. ACEA contributes four components. First, a pluggable, model-agnostic arena. Any red or blue project connects over a minimal HTTP protocol, which we call the ACEA Standard Adapter Protocol (ASAP). It can be written in any language, and a project that exposes nothing but the protocol is a full participant. Second, an evaluation methodology built for adversarial rounds. Seeding the target with canonical secrets gives verifiable ground truth that separates real leakage from hallucination. We also send each attack to the target even when the defense blocks it, which measures the attack's raw potency independently of whether it was stopped. Together these yield a per-round decomposition of attack strength and defense effectiveness. Third, a real-time, game-style visualization with a detailed end-of-battle report that localizes each failure. The evaluation thus becomes an actionable signal for improving a red or blue project. Fourth, an optional in-context improvement loop that turns each round's outcome into advisory hints for the next. An adapter can then adapt across rounds without keeping state, provided it reads the hints. We describe the design of ACEA and the metrics through which red and blue teams are scored head to head.
Sep 8, 2026cs.AI

Style Over Substance: Content-Invariant Wrappers Flip LLM Safety-Judge Verdicts

Automatic safety judges -- systems such as Llama Guard or a GPT-4o grading prompt that decide whether a model's reply is harmful -- produce the numbers behind almost every reported jailbreak success rate, defense evaluation, and safety leaderboard. We ask whether these judges grade what a reply contains or how it sounds. We keep a reply's content fixed and add content-invariant style wrappers: fixed strings placed before or after the reply that change only its tone (an educational disclaimer, a fake safety "reasoning" block, a token refusal followed by the unchanged harmful body), or, on harmless refusals, framing that merely sounds dangerous. The body is preserved byte-for-byte, so a faithful judge must return the same verdict, and any flip is an error of the judge, not a change in safety. Over 600 JailbreakBench replies x up to 7 forms x 8 judges, we measure flip rates with paired significance tests and measured noise floors. Findings are precise rather than universal: most judges barely move, but specific judges harbor cheaply exploitable blind spots. A token-refusal wrapper flips 19.9% of GPT-4o-mini's correct "unsafe" verdicts (noise floor 0.5%; 18.2% under majority-of-three re-scoring) yet moves Claude only 0.4%. The deployed Llama Guard 4 is deterministically gamed: an "educational course" framing flips 12.3% of its harmful verdicts to safe. A second deployed guard (gpt-oss-safeguard-20b) is immune, and rewriting only the grading prompt (StrongREJECT-style) cuts the attack tenfold on the identical model -- the vulnerability lives in the judge, not the content. A two-annotator human validation confirms 100% content invariance and 90% of flips as judge errors (kappa 0.95-1.0), and a bootstrap shows the underlying model ranking is already unstable to sampling alone. We release the dataset, wrappers, code, and per-verdict labels.
Sep 7, 2026cs.AI

The Profit Alignment Problem: How Profit Mandates Induce Alignment Failures in LLMs

We show that ordinary business language --- "maximize profitability" --- induces profit-oriented ambiguity resolution: LLMs systematically dismiss ambiguous signals of potential safety violations to serve business objectives. In 3,600 controlled trials across eight reasoning-capable LLMs, adding a profit mandate to otherwise identical prompts increases risk-dismissing judgments by 6.8 percentage points (p < 0.0001), suppresses board escalation recommendations by 13.9pp (p < 0.0001), and shifts severity assessments downward (p < 0.0001). The mandate never instructs models to downplay risks; instead, chain-of-thought traces reveal motivated reasoning: models acknowledge concerns, then invoke profit logic to justify dismissing them. We characterize these findings as the Profit Alignment Problem: when AI systems are given ordinary business objectives, they develop systematic strategies for suppressing inconvenient information that no designer intended or specified.
Sep 5, 2026cs.CL

Recall Is Not Protection: Evaluating Safety Monitors Against Model Compliance

Safety monitors screen prompts sent to deployed language models, flagging harmful requests so they are never answered. They are evaluated by recall against harmfulness labels, but a catch only prevents harm if the model would otherwise have complied. We measure the difference directly: we sample repeated responses from the target model, call a harmful prompt \emph{elicitable} if the model complies at least once, and report monitor recall separately on elicitable and non-elicitable prompts. Across six monitor configurations and three model families, spanning activation probes, fine-tuned text guards, and a 120B policy-conditioned reasoning classifier, recall on elicitable prompts falls 0.22 to 0.38 below recall on non-elicitable prompts at a fixed false positive rate. The prompts a monitor misses are 2.8 to 5.6 times more likely to be complied with than the prompts it catches. The gap replicates across three model families and appears also in text-only monitors entirely independent of the target model. This suggests that standard recall may overstate the protection monitors provide in practice, and that monitors should be evaluated against what their models will actually answer.
Sep 1, 2026cs.CR

HiveTraceGuard-Pro: A Compact Generative Guardrail for Prompt Injection, Jailbreaks, and Adversarial Obfuscation

Production LLMs must handle inputs that attempt to override system instructions, bypass safety policies or elicit harmful responses. A common mitigation is a separate guardrail model. Existing reports, however, provide little evidence on Russian prompt injection or Russian surface obfuscation. We present HiveTraceGuard-Pro, a 0.6B generative guardrail LoRA-tuned from Qwen3-0.6B. It is trained on Russian and English and uses one binary scoring rule (safe/unsafe) for the final target turn. Its training corpus pairs harmful examples, where a counterpart exists, with benign examples from the same domain and applies eight obfuscation transforms to both labels. In one harness, we compare HiveTraceGuard-Pro with thirty-four other guards on nineteen benchmark groups, sixteen of which are public. Its aggregate key is 0.7432, behind 0.7641 and 0.7552 for the two higher-scoring guards. Over the sixteen public groups alone, its key is 0.7153 and four of the thirty-four other suite guards score higher. In a fifteen-model comparison, HiveTraceGuard-Pro has the highest clean Russian robustness combined-F1 (0.88) and Russian prompt-injection recall (0.999). Both results use Russian sets assembled by our team, and at least 27.1% of the prompt-injection set overlaps the training corpus. Its 14.3 ms median latency is the lowest among those fifteen models in that run. Across the suite, FPR is 0.268 and FNR is 0.156. All reported response results use a legacy standalone-reply serialization rather than the natural assistant-role path of the shipped chat template. We release the merged weights on Hugging Face under Apache-2.0. The corpus, evaluation sets and evaluation code remain internal.
Aug 31, 2026cs.AI

Validity-Aware Jailbreak Evaluation for Large Language Models

Jailbreak robustness has become central to large language model (LLM) safety evaluation, yet prevailing methodologies rely primarily on refusal behavior, semantic resemblance, and intent-matching heuristics that emphasize linguistic plausibility rather than correctness. We identify a key limitation in existing evaluations: many jailbreak intents depend on instructional validity rather than epistemic factuality, allowing realistic-looking responses to be labeled successful despite being factually or procedurally incorrect. To address this gap, we propose Sequential Epistemic and Action-Level Validation (SEAV), a verification-centric jailbreak evaluation framework that decomposes responses into ordered steps and evaluates both validity and correctness. SEAV combines LLM-as-a-judge mechanisms for semantic interpretation with retrieval-grounded verification using external knowledge sources, assessing whether generated content is factually correct, structurally consistent, and operationally capable of advancing harmful objectives. Empirically, SEAV cuts the false-positive rate on SD-A (a curated strategic-dishonesty diagnostic) by 14.9,pp vs. the strongest baseline, and reclassifies 22.1%--51.0% of sampled prior-labeled successes as invalid across three of four public benchmarks. Together, these results show that enforcing correctness substantially reshapes measured robustness: many previously labeled jailbreak successes are reclassified as invalid, and results are stable across the tested search backends and evaluator models. Code and data are available at https://github.com/Ardor-Wu/SEAV.
Aug 31, 2026cs.CL

Beyond Token Positions: Safety Alignment Across Denoising Steps in Diffusion Language Models

Diffusion large language models (dLLMs) generate text through iterative denoising rather than left-to-right decoding. This generation paradigm introduces two axes that can influence safety alignment: when tokens are generated during denoising and where they appear in the response. In this paper, we measure dLLM safety behavior under harmful prompts by tracing intermediate token distributions and commitment decisions throughout denoising. Our analysis shows that refusal signals are concentrated in early denoising steps and leading response positions, and the tokens committed early can strongly shape the final safety outcome. Our measurements further show that the denoising step and persistence of refusal-token commitment are important for understanding dLLM safety. Based on these findings, we propose Refusal-Aware Early Commitment (RAEC), a simple training-free decoding method that commits persistent refusal signals from early steps. Experiments on LLaDA and Dream show that RAEC reduces attack success rates while largely preserving utility. The code is available at https://github.com/Glresearch1/RAEC.
Aug 31, 2026cs.CL

EvoFlint: An Evolutionary Atlas of Multi-Turn LLM Vulnerabilities

Frontier language models that refuse harmful single-turn prompts often comply when the same intent is reached gradually over many turns, making multi-turn attacks one of the least understood failure modes of large language models. Most automated red-teaming methods treat this as a generation problem: produce attacks that break the model. We argue it is better framed as a search problem: discover, organize, and iteratively refine a diverse archive of attack strategies, producing a structured map of how a target model fails rather than a list of one-off successes. We introduce EvoFlint, which applies evolutionary quality-diversity search to multi-turn red-teaming. Attack strategies are phased conversation plans, not raw prompts, and are evolved through LLM-driven mutation and crossover. A Pareto fitness over attack success rate and peak severity preserves selection signal from near-miss attacks. A risk-indexed archive runs novelty search with local competition over strategy description embeddings inside each cell, maintaining diversity without committing to a predefined style taxonomy. A generation-level memory accumulates target-model insights across the population and feeds them back into strategy generation. On the HarmBench-test split, EvoFlint reaches attack success rates of 35.8% on Claude Sonnet 4.6, 59.7% on GPT-5.4, and 94.3% on Qwen3-32B, alongside 98.7% on the older GPT-4o included as a baseline reference. The resulting archive, organized by risk category, exposes for each target which categories of harm its safety training has and has not covered.
Aug 31, 2026cs.CR

Capability-Gated Language Models: Security Composes, Utility Does Not

Deployed language model safeguards (safety fine-tuning, filtering, unlearning) vary by principal only outside the model weights: filters are reconfigured, tiers are multiplied, and artefacts are reissued; inside one set of weights every request meets the same model configuration. This motivates us to define capability-gated deployment: per-principal access control inside one set of weights, whose configurations form a lattice - meets accumulate a principal's restrictions and joins pool a coalition's reach. We instantiate it by sparse rank gating over an existing nested-factorisation mechanism, guide profile search with one-pass attribution, and read every result once from a pre-registered held-out split. Security approximately composes: provably exactly at meets under a monotone-elicitation assumption we falsify pointwise. In two lineages the median held-out meet deepens suppression; the one effect surviving correction strengthens it. Utility does not: individually harmless profiles can compose to retention and fluency damage, and no compositional bound exists.
Aug 31, 2026cs.AI

BLOOM-WILT: Logit Tilting for Behaviour Elicitation in Automated LLM Auditing

Users of a deployed language model routinely encounter behaviours that testing almost never surfaces, since deployment puts the model through orders of magnitude more interactions than any evaluation can simulate. Automated auditors make testing cheap to scale and flexible enough to cover almost any specified behaviour, yet their lack of optimisation pressure makes them sample-inefficient. To address this shortcoming, we introduce BLOOM-WILT, a full auditing pipeline that elicits natural multi-turn instances of rare behaviours, without training cost or access beyond the target's next-token distribution. On the input side, WILT's auditor model revises its conversational strategy across rounds, learning from previous scored interactions. On the output side, WILT adaptively reweights the target's decoding using the model's own distribution conditioned on an elicitation prompt, so that behaviour-relevant generations are sampled ahead of others it finds equally probable when unprompted. We evaluate WILT across 4 target models and 8 behaviours, where it beats the baseline auditor in 30 of the 32 settings and overturns the previous model safety rankings. WILT raises average behaviour presence from 51% to 100% when eliciting self-harm encouragement from Qwen3.5-4B, beating every elicitation method we port into the same pipeline at matched compute, without pushing output probability below the baseline's.
Aug 31, 2026cs.CL

You Shouldn't Have Asked: A Pragmatics-Inspired Taxonomy for Evaluating LLM Refusals

Refusals are often treated as face-threatening acts in pragmatics because they can challenge the requester's socially claimed self-image. Large language models (LLMs) are increasingly trained to refuse unsafe and inappropriate requests, and these refusals may harm users when models fail to manage this interactional cost properly. While existing work has mainly approached LLM non-compliance as a safety-alignment outcome, it does not provide a way to evaluate whether LLMs refuse appropriately across different harmful contexts. To study this question, we propose (to our knowledge) the first taxonomy of LLM refusals that is grounded in pragmatic theory. Applying this taxonomy to responses from 16 modern LLMs across 14 harm categories, we find that although models differ in how they refuse, their refusals are overall explicit and strongly morally evaluative, with interactional repair occurring mainly through offering or providing safer alternatives instead of interpersonal facework. This pattern is especially consequential in sensitive harm contexts, where overuse of negative framing may make users feel shamed or provoked, undermining the purpose of safe non-compliance. We therefore call for alignment evaluation that considers not only whether models refuse harmful requests, but also whether they refuse in ways that are contextually adaptive and socially accountable for the interactional consequences of saying no.
Aug 31, 2026cs.CR

The Fragility of Jailbreak Robustness Across Operational States

Existing jailbreak evaluations typically characterize robustness using a single attack success rate (ASR) measured in a default configuration (the vanilla state). However, user-LLM interactions can induce diverse operational states beyond the vanilla state. In this work, we find that jailbreak robustness is highly fragile to operational-state variation: even when the attack remains fixed, changing only an ordinary system prompt not designed to affect safety can dramatically alter attack success rates. We systematically investigate this phenomenon across seven aligned models and three representative jailbreak attacks, observing substantial differences in ASR between vanilla and non-vanilla operational states. In one case, ASR increases by up to 56 percentage points (2% to 58%) solely due to a change in operational state. Remarkably, these increases occur even for attacks originally designed and optimized under vanilla-state evaluation. We further show that state-dependent robustness variation is systematically associated with differences in hidden representations along a refusal-related axis, and that projections onto this axis strongly predict jailbreak outcomes. Our results show that a single vanilla-state evaluation may not fully characterize jailbreak robustness, motivating evaluations that also examine how robustness changes across non-vanilla operational states.
Aug 31, 2026cs.CR

SingProbe Technical Report

We present SingProbe, an open intrinsic guardrail framework for generation-time monitoring of LLMs. Intrinsic guardrails reuse hidden states already produced by the base model during autoregressive decoding, rather than relying on an independent model to repeatedly process generated text. While this route has been explored in industrial systems, the community lacks a broadly reusable open stack that combines cross-model guard adaptations, unified training methods, serving integrations, and systematic evaluation resources. SingProbe is designed to provide this missing layer and uses a lightweight probe to continuously produce query-intent, response-safety, and hallucination-risk signals during decoding. This report describes the full intrinsic-guardrail stack: training methods, serving integrations with SGLang and vLLM, and adapted guard models for 29 open-source base models across diverse families and scales. We also introduce SingStreamBench, a benchmark that measures whether streaming guardrails remain inactive on benign prefixes while promptly detecting emerging unsafe content. Across evaluations of safety, streaming detection, hallucination detection, false-positive robustness, online monitoring, and runtime overhead, SingProbe provides performance competitive with, and in several settings stronger than, state-of-the-art standalone guardrails and specialized hallucination detectors, while adding less than 0.5% serving overhead in our implementation. Beyond passive monitoring, we show that intrinsic guard signals can guide constrained decoding and selectively activate medical-risk interventions in SingProbe-Med. By open-sourcing our infrastructure, training methods, and model adaptations, we aim to facilitate the broader adoption and deployment of intrinsic guardrails, as well as further research in this direction.
Aug 31, 2026cs.CL

WildSEEK: Evaluating Language Models for Information-Seeking

Language models are increasingly mediating information access to end users, urging a systematic evaluation of their responses for a fair and reliable information ecosystem. Existing evaluations, however, are often topic-specific or synthetic, limiting their ability to capture the complexity of "in the wild" information-seeking queries and the risks present in model responses. To address this gap, we introduce WildSEEK, a manually annotated dataset of 3k information-seeking queries from real user interactions, and an evaluation framework for LLM-generated responses. WildSEEK includes annotations for risk-sensitive domains (e.g. health and financial information), and distinguishes factoid queries from analytical queries which seek responses beyond facts. We train classifiers on WildSEEK to analyze more than 1.8M realistic user queries. We find that over a third of information-seeking queries are high-risk and more often analytical. Our findings show that LLM responses fail more often in four criteria: sycophantic behavior, overreliance, a default US-centric perspective, and poor handling of vulnerable populations -- with failure rates being mostly higher for analytical queries. By providing methods to monitor the reliability, safety, and fairness of LLM behavior, our dataset and evaluation framework offer an empirical foundation for the broader question of how these systems should behave as they take on a growing role in information access.
Aug 27, 2026cs.AI

LongGuard: Mechanistic Analysis and Training-Free Mitigation of Long-Context Failure in Safety Guardrails

Safety guardrails serve as the last line of defense against harmful inputs and outputs of large language models (LLMs), yet they are trained and evaluated almost exclusively on short text. We present LongGuard, a framework that evaluates, mechanistically analyzes, and mitigates long-context guardrail failure. We formulate the task as Safety Needle-in-a-Haystack (SafetyNIAH) over a 0.25k-32k length grid; across 15 mainstream guardrails, unsafe recall drops monotonically by more than 50% on average, and a paired Benign-Fill vs. Needle-Repeat design attributes the failure to proportional dilution of the unsafe needle rather than to absolute length. A three-layer attention-logit-behavior analysis on six guardrails locates the mechanism: attention mass on the unsafe needle is diluted, the unsafe-over-safe logit margin is compressed in lockstep, and the detection decision collapses accordingly, with this attention->logit->behavior chain remaining consistent after partialling out length. We further isolate a sparse set of guard-specialized retrieval heads that exhibit partial specificity relative to their base models. Building on the analysis, we propose two training-free mitigations - Chunked Detection (CD) and Attention-Head Sharpening (AHS) - and a deployment protocol, Context-Aware Hyperparameter Routing (CAHR), that selects configurations by context length and audit side. Across five benchmarks spanning synthetic data, long-context attacks, and reasoning-model outputs, CAHR-CD and CAHR-AHS improve the six-guardrail average by 22% and 13%, respectively. Code and data are available online.
Aug 25, 2026cs.CL

Beyond Semantic Accuracy: Consequence-Aware Evaluation for Safety-Critical Language Understanding

Can language models be trusted in safety- critical operations? In such settings, strong per- formance on semantic metrics does not guaran- tee operational reliability: a misread altitude, a dropped execution condition, or a confused call- sign may score well under standard F1 yet carry sharply asymmetric operational consequences. We study this problem in air traffic control (ATC), where controller-pilot communication demands near-zero error tolerance, and use consequence-aware evaluation to test whether semantic scores misstate operational reliabil- ity. The framework is instantiated in a con- trolled diagnostic ATC benchmark grounded in aviation standards and feedback from 40 air traffic controllers across three countries. Evaluating 8 models, we uncover a system- atic semantic-safety gap: conventional scores give substantially higher performance estimates than consequence-aware evaluation, even for models that appear reliable under standard met- rics. Risk-aware fine-tuning narrows but does not close this gap, showing that consequence- aware evaluation is a necessary complement to standard NLP metrics before any real safety- critical deployment claim
Aug 24, 2026cs.AI

Hidden in the Request: Explaining Unethical LLM Compliance through Token Relevance

Although Large Language Models (LLMs) are aligned to optimize for both helpfulness and harmlessness, these dual objectives may conflict, inevitably leading to alignment failures. This work systematically investigates instances where LLMs fail to exhibit ethical behavior. To understand the underlying mechanics of these vulnerabilities, we introduce a probing methodology that presents unethical scenarios to LLMs in three distinct structural modalities: objective classification tasks, subjective first-person statements, and direct requests for assistance. We find that model performance degrades in the request-for-assistance-based form. Using Layer-wise Relevance Propagation (LRP), we trace this discrepancy to an attribution bias: the model places greater emphasis on benign task-framing tokens (e.g., "Can you help me...") than on tokens signaling the underlying unethical behavior (e.g., "without getting caught"), which we term cue-tokens. We hypothesize that this under-attribution contributes to harmful compliance. To test this, we introduce two LRP-guided decoding methods that steer generation toward trajectories more relevant to cue tokens. Empirical evaluations show that these interventions promote safer responses, supporting cue-token attribution's role in compliance failures.
Aug 21, 2026cs.AI

Evaluating Large Language Model Performance on International Maritime Dangerous Goods Code Compliance

The transport of dangerous goods by sea is a high-consequence activity governed by the International Maritime Dangerous Goods (IMDG) Code, a complex regulatory framework where errors in classification, packaging, stowage, or segregation can result in fire, explosion, toxic release, or loss of life or vessel. Correct compliance requires accurately interpreting hundreds of pages of interacting provisions, updated on a two-year amendment cycle. Practitioners increasingly use Large Language Models (LLMs) as decision-support tools, yet no systematic evaluation exists of whether they can reliably interpret IMDG requirements for safety-critical use. This paper introduces DGEval, the first benchmark for evaluating LLM knowledge of IMDG Amendment 42-24. Built from expert-written questions on a commercial e-learning platform and structured lookups from the Dangerous Goods List (DGL), it comprises 1,678 questions across multiple-choice, open-ended, DGL lookup, and regulatory identification tasks. We evaluate 13 models from six providers across multiple thinking configurations, including one maritime domain-specific fine-tuned model, and test the effect of web search. Although the best-performing model exceeds the human practitioner baseline on multiple-choice questions, all models are weakest in the operationally safety-critical areas of stowage, segregation, and regulatory recall. These results indicate that LLMs may support compliance tasks, particularly structured DGL lookups with web search, but unreliability in operational areas and regulatory-text recall means human oversight and authoritative source verification remain necessary before deployment in any safety-critical context. DGEval is designed as a safety assurance instrument to be applied continuously as models evolve, not as a settled characterisation of current capability.
Aug 14, 2026cs.AI

Regime-Conditional Verification: Correctness Estimation for Adapting and Monitoring Safety Classifiers

Safety classifiers deployed with large language models often fail for two reasons: their decisions reflect the policy learned during training rather than the deployer's desired policy, and their performance degrades as deployment traffic evolves. We present Regime-Conditional Verification (RCV), a lightweight wrapper that adapts an off-the-shelf safety classifier without retraining it. RCV estimates, from the classifier's internal representations, the probability that each prediction disagrees with the deployer's policy, and selectively corrects predictions likely to be wrong. The same correctness estimates also provide a label-free signal for detecting distribution shift, enabling a maintenance loop that updates the correctness estimation layer and resorts to classifier fine-tuning only when repair fails within a label budget. Across three off-the-shelf safety classifiers and two benchmark datasets, RCV improves adherence to the deployer's policy in every classifier-dataset combination, catching up to 0.81 of previously missed unsafe content without modifying the underlying classifier. In a deployment study with ten attack campaigns, each a harm category held out of RCV's training, RCV detects every campaign in a dedicated injection panel; in the maintenance census most drift episodes are repaired without updating the classifier, and the fine-tune is reserved for the residual episodes.
Aug 12, 2026cs.CR

Refusing Everything Looks Safe: Restoring the Benign Arm to Encoded-Prompt Evaluation

Encoded-prompt attacks are evaluated almost entirely on their harmful arm: a benchmark sends obfuscated harmful requests and reports how often the model complied. A high refusal rate there is reported as safety, and it is equally consistent with a model that has stopped telling the request apart from anything else in the same format. We run the benign arm through the same transformation, and the two cases are far apart. Across four 7-8B models spanning three base families and four post-training recipes, refusal of harmful homoglyph-encoded prompts spans 0.08 while the same four span 0.57 on the identical requests in plaintext. What the encoding destroys is not refusal but the harm gap: on one model the gap between harmful and benign refusal falls from +0.82 in plaintext to exactly 0.00 under the encoding, and a benchmark reading only the harmful arm scores that model and one retaining a +0.61 gap identically. Running the cell such benchmarks leave out (plaintext content wearing the attack template, with nothing obfuscated) shows that on two of the four models the loss is caused by the protocol rather than by the character transformation, and on a third by the characters. Across a full SFT -> DPO -> RLVR pipeline the harm gap rises by +0.26 with a paired interval excluding zero while the standard harmful-arm metric registers no resolved change at all. We report twelve instrument defects, each with the control that caught it, including a binary jailbreak judge that fires on 0.61-0.70 of responses to plaintext benign prompts; six of the twelve inflate apparent safety, which is the direction a broken safety evaluation fails in by default.