Retrieval Strategies

A wrong number is worse than no answer. Across factuality-critical domains -- audience metrics, scheduling and rights in media; dosages and lab values in healthcare; figures and citations in finance and legal -- a confident but fabricated value is more damaging than an honest admission of uncertainty. Yet this is the dominant failure mode we observe on small local language models: even when correct evidence is present in context, models fabricate plausible numbers and timestamps. Recent work characterizes a real limit of this regime: below 7B parameters, the bottleneck of retrieval-augmented generation (RAG) is not retrieval quality but context utilization. We present Noesis, the deterministic-first query plane of the Noesis architecture, which makes every deterministic judgment before generation. Its mechanisms follow from the ingestion architecture (subject of a separate patent application): (a) a producer-side fact layer rendering precomputed metric facts verbatim without ranking; (b) positional addressing with deterministic cross-source alignment, resolved ahead of query time at zero LLM cost; (c) provenance scoping as an attribution constraint with multi-tier named-reference routing; and (d) two-tier context with model-triggered verbatim hydration. Across four ablations, a 2B model reaches parity with a 35B model on factual integrity (exact values in all runs; zero confabulated numbers on absent-entity traps); structured retrieval beats flat RAG by +11.4 points at 2B; skeleton-only context preserves quantitative answers at 20-30% smaller prompts; and hydration recovers verbatim narrative in ~8s versus ~29s. Two properties matter for regulated domains: each query resolves in a single generation call, and every reported value is traceable to its exact source and position by construction.

Enterprise RAG deployments face a critical reliability gap: while LLMs satisfy 80% of individual constraints, only 26.8% of responses meet all requirements simultaneously, revealing a 57-point orchestration gap. Existing benchmarks assume clean retrieval with simple queries, failing to capture production conditions where noisy documents and multi-dimensional constraints coexist. We introduce EnterpriseRAG, a benchmark of 983 expert-validated samples across six domains that systematically simulates three failure modes absent from prior work: retrieval noise, knowledge gaps, and factual conflicts, coupled with complex instructions. Evaluation of 13 state-of-the-art LLMs reveals a severe instruction adherence collapse, where high per-constraint satisfaction masks low holistic compliance. Critical findings expose deep barriers under knowledge gaps and factual conflicts, even with reasoning-enhanced inference, indicating production RAG requires explicit context-aware protocols and calibrated judgment. EnterpriseRAG provides a reproducible foundation for measuring and closing these gaps, directly informing deployment decisions for enterprise-scale RAG systems. We will release the benchmark and evaluation framework upon publication.

Retrieving relevant evidence from noisy web data is challenging, particularly in sensitive domains containing incomplete reports, heterogeneous language, and irrelevant content. We present Guardian Crawler, a reproducible retrieval-first testbed for controlled experiments on knowledge discovery and evidence-grounded summarization over synthetic web-like corpora. The architecture combines BM25 retrieval with risk-aware, embedding-augmented, and hybrid reranking, followed by constrained retrieval-augmented generation with explicit document citations. Experiments on a synthetic 900-document corpus and 10 queries produced the highest descriptive retrieval scores under risk-based reranking, with P@10 = 1.00 and NDCG@10 = 0.94, compared with 0.94 and 0.81 for BM25. The best hybrid and BM25+Semantic configurations reached NDCG@10 values of 0.94 and 0.88, respectively. All 41 evaluable generated bullets passed the lexical coverage threshold; an automated LLM judge classified 36 as supported, one as partially supported, and four as unsupported. These results demonstrate the feasibility of Guardian Crawler as a controlled testbed but do not establish statistical superiority, human-validated faithfulness, or transfer to live-web investigative environments.

In this paper, we mainly concentrate on finding concepts or topics from the legal case proceedings, since adopting a structured representation for legal documents, as opposed to a mere bag-of-words flat text representation, can significantly enhance processing capabilities. To achieve this objective, we put forward a set of diverse concepts for legal case proceedings. With this motivation, we propose LeDA, a system for Legal Data Annotation. The system offers the generic functionality of annotating and adjudicating entities or concepts within documents via a web-based interface. A novel feature of our system is that it allows to dynamic create new tags for annotation, which is a particularly useful provision for situations where there exists no pre-defined ontology for the entities (concepts) that need to be annotated - these being rather discovered by annotators as they continue examining more documents. The system that we demonstrate is currently in use to annotate a set of concepts from legal documents to construct semantic representations of documents as bags of concepts that can then be used for several downstream tasks, such as prior case retrieval, judgment prediction, and so on. Along with the system features in general, we also describe how LeDA was used by 3 assessors to annotate and adjudicate legal concept names from Indian Supreme Court case proceedings.

The integration of large language models (LLMs) into the nuclear power industry requires outputs grounded in domain-specific knowledge. This study evaluates a 31-billion-parameter open-weight multimodal model (Gemma 4 31B-IT) on its capacity to apply nuclear knowledge by benchmarking eight model-retrieval configurations against the U.S. Nuclear Regulatory Commission (NRC) Reactor Operator licensing examination. We evaluate 14 Generic Fundamentals Examinations (GFE) from the 2015-2021 March sittings (seven pressurized and seven boiling water reactor exams) using the standard 80% human passing criterion. The base model is compared against configurations utilizing supervised fine-tuning (SFT) on Gemini-distilled chain-of-thought (CoT) rationales, retrieval-augmented generation (RAG) with BM25 sparse retrieval over the U.S. Department of Energy Fundamentals Handbook, and retrieval-augmented fine-tuning (RAFT). Within the retrieval pipeline, we compare fixed-size sliding-window chunking against structure-aware chunking. The SFT configuration with fixed-size chunking RAG met the criterion on 8 of the 14 examinations, outperforming all alternatives, whereas no configuration without fine-tuning passed any. Aggregate accuracy reached 79.7%, with a confidence interval spanning the threshold, and 80.2% on PWR items specifically. Furthermore, two regularities emerged: the preferred chunking strategy reverses depending on the model's training state, and RAFT underperforms compared to standard SFT in matching search environments. These results demonstrate which combination of fine-tuning and search approaches achieves operator-level capabilities.

Prior case retrieval (PCR) aims to identify the precedent cases relevant to the facts of a query case. Incoming citation context, the text with which later cases characterize a case when citing it, is a powerful relevance signal, yet it is typically evaluated without a temporal constraint, so the retriever is credited with citations made after the query. We introduce a temporally fenced retriever with no learned parameters that augments BM25 with incoming citation context restricted to citations predating the query, together with a temporal-admission decomposition that quantifies the phantom fraction: the share of a citation-context gain attributable to citations not known to predate the query. Experiments span two jurisdictions, U.S. federal (CLERC) and European (ECtHR-PCR) case law. On ECtHR-PCR, without any training, the fenced retriever outperforms a strong degree-controlled baseline across the full recall ladder, and a temporal-admission decomposition attributes 14.9% (validation) of an unfenced citation-context gain over BM25 to citations not known to predate the query. Citation-context retrieval must therefore be temporally fenced and degree-controlled before its reported gains can be interpreted.

We present an automated pipeline that decomposes Italian tax-court judgments into individual legal issues and extracts, for each issue, a structured XML representation grounded in the IRAC framework and the legal syllogism. The pipeline targets a corpus of approximately $330{,}000$ first- and second-instance decisions of the Italian tax courts and is built around a capable yet cost-efficient general-purpose model (DeepSeek V3), a choice driven by the need to process several hundred thousand documents at a sustainable cost. To address the well-documented unreliability of large language models on legal citations, we couple the extraction step with an automatic hallucination-detection filter that compares the references produced by the model with those identified in the judgment text by a dedicated parser (Linkoln), normalised to standard identifiers (URN-NIR, ECLI, CELEX). We validate the pipeline on $50$ judgments annotated by two PhDs in tax law, computing inter-annotator agreement and LLM-vs-expert agreement on both issue extraction and legal citations, together with a stand-alone evaluation of the hallucination filter. To the best of our knowledge, this is the first issue-level, expert-validated structured extraction pipeline with hallucination control for Italian tax-court decisions, and it provides a concrete starting point for downstream applications such as issue-level retrieval, citation-network analysis, and the construction of large-scale datasets of legal reasoning.

Discovering simulation models for reuse remains a fundamental challenge in Modeling and Simulation (M&S). When many models coexist, identifying those that align with a given modeling intent remains difficult. Recent advances in Artificial Intelligence (AI), particularly retrieval-based approaches, offer a promising pathway to operate at this semantic layer. In this paper, we present an experimental study investigating the impact of data representation, transformer-based embedding models, and retrieval strategies on the discovery of simulation models using natural language queries. We evaluated performance across multiple query types using standard information retrieval metrics, including recall@5 and nDCG@5. Results show that data representation matters, open-source embedding models can achieve high performance, and reranking methods are important, especially as query complexity increases. This work provides a baseline for AI-driven model discovery and discusses its role in advancing toward AI-driven composability and interoperability.

Vision Language Models have achieved near-human performance on single-document Visual Question Answering, yet their effectiveness degrades significantly when retrieving information from large collections of visually homogeneous documents. Existing multi-document benchmarks aggregate diverse document types, creating artificial separation in embedding space that does not reflect enterprise document repositories where thousands of records share identical visual templates. We identify this as embedding collapse and introduce Invoice Haystack, a benchmark with 1,500 anonymized invoice images paired with 200 discriminative question-answer pairs, specifically designed to stress-test retrieval under strong visual homogeneity. Invoice Haystack exhibits a mean pairwise cosine similarity of 0.73, compared to 0.38 (DocHaystack) and 0.31 (InfoHaystack) in existing benchmarks, posing a fundamentally more challenging retrieval problem. Addressing the identified challenge, we propose VL-RAG, a hybrid retrieval-augmented generation framework that jointly leverages text and visual embeddings to harness the complementary strengths of both modalities, followed by a VLM-based verification filter for precise document identification. VL-RAG achieves 60.0% Recall@1 on Invoice Haystack-500, outperforming existing state-of-the-art method by up to an absolute 13.5 percentage points. It further improves retrieval considerably on DocHaystack-1000 (77.1% vs.\ 75.2%) and InfoHaystack-1000 (84.5% vs.\ 80.0%), establishing the proposed dual-stream fusion as a consistently superior retrieval strategy across both homogeneous and heterogeneous document collections.

Production LLM assistants route user requests to growing libraries of specialized tools, but how does routing accuracy degrade as the catalog scales? We study single-step routing on a 110-agent, 584-tool catalog from a deployed enterprise productivity assistant, evaluating three frontier models from 10 to 110 agents. Routing F1 on under-specified requests drops 16--23 percentage points across models. An oracle analysis decomposes the degradation into a \emph{retrieval} gap (the model cannot surface the right tool) and a \emph{confusion} gap (even with perfect retrieval, the oracle ceiling drops 10pp). Embedding-based shortlisting recovers +10--11pp F1 at full scale across all three models and two providers. A production annotation study (1,435 human-labeled utterances, three annotators) confirms the recovery on real traffic at +10--17pp despite 10--15pp lower absolute performance.

Long-term conversational agents are expected to remember past interactions, but memory is useful only when the right evidence is recalled for the right user. Existing memory-augmented LLM agents have made progress in building compact memory banks, yet retrieval is still often driven by query-centered similarity or fixed ranking rules, leaving user-conditioned relevance underexplored. To address this gap, we propose Profile-guided Personalized Retrieval Optimization (PPRO), a retrieval-centric framework that makes memory retrieval both user-aware and optimizable. PPRO builds episodic and semantic memory banks from dialogue histories and derives a user profile from accumulated memories. The profile serves as an explicit personalized prior in memory ranking, allowing retrieval to account for stable user attributes, preferences, and relationships. PPRO further trains a query rewriter with Group Relative Policy Optimization, using both evidence retrieval quality and downstream answer quality as feedback while keeping the memory banks and answer model fixed. Experiments on LoCoMo and LongMemEval-S show consistent gains over training-free memory systems and training-based baselines. Ablation studies further show that both profile-guided ranking and retrieval-oriented rewriting contribute substantially to performance, highlighting retrieval optimization as a key factor in personalized long-term memory use.

Persona prompting is widely used to steer large language models, yet its practical value remains unclear. Prior work often evaluates persona prompting using aggregate scores, making it difficult to determine whether expert-role prompting consistently improves response quality or instead changes responses along different quality dimensions. We study this question through a controlled comparison of four prompting conditions across 1,140 open-ended questions spanning 38 expert roles and six domains: no role prompt, a generic domain-expert prompt, embedding-based role retrieval, and a hybrid retrieval method combining embedding search with LLM-based role selection. Aggregate results show only small overall differences between conditions. However, metric-level analysis reveals a consistent tradeoff that aggregate averages obscure: role prompting systematically increases expertise depth while reducing clarity. These effects are highly conditional rather than universal. Role prompting performs best on advisory questions and in domains such as medicine and psychology, where structured expert framing and risk communication are intrinsically valuable. In contrast, baseline prompting performs better on conceptual and explanatory questions in finance, legal, science, and technology domains, where concise plain-language explanation is more important. We further show that hybrid retrieval significantly improves over embedding-only role selection, although better role retrieval does not eliminate the broader expertise-depth versus clarity tradeoff. Overall, our findings suggest that persona prompting primarily reshapes response characteristics rather than broadly improving capability, and that multi-metric evaluation is necessary for understanding its effects.

Real-world information needs require access to structurally diverse knowledge sources, from unstructured text and relational tables to knowledge graphs and property graphs. Existing retrievers, however, operate over one source at a time under a fixed query language, leaving the broader landscape of available knowledge fragmented behind incompatible interfaces. A natural attempt at unification would collapse these sources into a shared space, but this erases the structural affordances (such as schemas, ontologies, compositional operators) that give each source its expressive power. Effective retrieval over diverse knowledge, therefore, requires not homogenization but an overarching layer that meets each source on its own terms. To achieve this, we present OmniRetrieval, a framework that takes any natural-language query, identifies appropriate knowledge sources, and dispatches source-native queries to their native execution engines. Across an extensive benchmark spanning 13 datasets and 309 distinct knowledge bases over text, relational, and graph-structured sources, OmniRetrieval exceeds single-source baselines, demonstrating that it can serve as a general-purpose interface to the heterogeneous sources while preserving the structural distinctions that make each source valuable.

In the field of multimodal fact checking, the accuracy of retrieving evidence from different modalities has a significant impact on the downstream claim verification process. Existing general multimodal retrieval methods are often constructed based on semantics, resulting in the retrieved evidence being similar but not relevant to the claim. This paper proposes a \textbf{D}ynamic \textbf{A}daptive \textbf{C}ontrastive \textbf{L}earning method for evidence \textbf{R}etrieval called DACLR to address these issues. DACLR first uses a Multimodal Large Language Model (MLLM) to uniformly convert multimodal evidence and claims into text modalities, and extracts the features of these information at event level. Then, it conducts evidence retrieval through a two-stage retrieval method of recall-rerank. DACLR enhances the model's event perception ability of the retrieval stage by optimizing the contrastive loss and mining hard negative samples. Specifically, DACLR designs three loss functions at two levels (semantic and event) based on the InfoNCE loss.Corresponding to these, three sets of hard negative sample candidates are set up. The model dynamically adjusts the ratio based on the accuracy supervision signal of intra-batch samples, allowing the model to learn the correlation between claims and positive samples at the event level without forgetting the semantic retrieval ability. Extensive comparison and ablation experiments demonstrates the effectiveness of DACLR and its internal optimization methods. Further research also prove the advantages of DACLR in the field of multimodal evidence retrieval.

Proving theorems in Lean 4 often requires identifying a scattered set of library lemmas whose joint use enables a concise proof -- a task we call global premise retrieval. Existing tools address adjacent problems: semantic search engines find individual declarations matching a query, while premise-selection systems predict useful lemmas one tactic step at a time. Neither recovers the full premise set an entire theorem requires. We present LeanSearch v2, a two-mode retrieval system for this task. Its standard mode applies a hierarchy-informalized Mathlib corpus with an embedding-reranker pipeline, achieving state-of-the-art single-query retrieval without domain-specific fine-tuning (nDCG@10 of 0.62 vs. 0.53 for the next-best system). Its reasoning mode builds on standard mode as its retrieval substrate, targeting global premise retrieval through iterative sketch-retrieve-reflect cycles. On a 69-query benchmark of research-level Mathlib theorems, reasoning mode recovers 46.1% of ground-truth premise groups within 10 retrieved candidates, outperforming strong reasoning retrieval systems (38.0%) and premise-selection baselines (9.3%) on the same benchmark. In a controlled downstream evaluation with a fixed prover loop, replacing alternative retrievers with LeanSearch v2 yields the highest proof success (20% vs. 16% for the next-best system and 4% without retrieval), confirming that retrieval quality propagates to proof generation. We have open-sourced all code, data, and benchmarks. Code and data: https://github.com/frenzymath/LeanSearch-v2 . The standard mode is publicly available with API access at https://leansearch.net/ .

Retrieval-augmented generation systems often assume that one fixed retrieval pipeline is sufficient across heterogeneous tasks, yet factoid question answering, multi-hop reasoning, and scientific verification exhibit different retrieval preferences. We present Experience-RAG Skill, an agent-oriented pluggable retrieval orchestration layer positioned between the agent and the retriever pool. The proposed skill analyzes the current scene, consults an experience memory, selects an appropriate retrieval strategy, and returns structured evidence to the agent. Under a fixed candidate pool, Experience-RAG Skill achieves an overall nDCG@10 of 0.8924 on BeIR/nq, BeIR/hotpotqa, and BeIR/scifact, outperforming fixed single-retriever baselines and remaining competitive with Adaptive-RAG-style routing. The results suggest that retrieval strategy selection can be productively encapsulated as a reusable agent skill rather than being hard-coded in the upper workflow.

Retrieval-Augmented Generation (RAG) offers a well-established path to grounding large language model (LLM) outputs in external knowledge, yet the question of which retrieval strategy works best in a high-stakes domain such as biomedicine has not received the controlled, multi-metric treatment it deserves. This paper presents a systematic empirical comparison of five retrieval strategies -- Dense Vector Search, Hybrid BM25 + Dense retrieval, Cross-Encoder Reranking, Multi-Query Expansion, and Maximal Marginal Relevance (MMR) -- within a biomedical question-answering RAG pipeline. All strategies share a fixed generation model (GPT-4o-mini), a common vector store (ChromaDB), and OpenAI's text-embedding-3-small embeddings, ensuring that observed differences are attributable to retrieval alone. Evaluation is conducted on 250 question-answer pairs drawn from a preprocessed subset of the BioASQ benchmark (rag-mini-bioasq) using four DeepEval metrics: contextual precision, contextual recall, faithfulness, and answer relevancy, each reported with 95% confidence intervals. A no-context ablation is included as a lower bound. Cross-Encoder Reranking achieves the best composite score (0.827) and highest contextual precision (0.852), confirming that query-document interaction yields measurable retrieval gains. Multi-Query Expansion, despite its recall-oriented design, produces the weakest contextual precision (0.671), suggesting naive query diversification introduces retrieval noise. MMR sacrifices answer relevancy for diversity, while the Dense baseline (composite 0.822) falls within 0.005 points of the top strategy. All RAG conditions dramatically outperform the no-context ablation on answer relevancy (0.658-0.701 vs. 0.287), confirming the practical value of retrieval. The full pipeline, hyperparameters, and evaluation code are publicly available.

Legal consultation is inherently iterative: before giving advice, a system must identify relevant legal elements, gather missing facts and authorities, and determine whether the current evidence is sufficient. Existing retrieval-augmented legal agents often use fixed retrieval budgets or single-shot search, making them insensitive to the evolving coverage state of a consultation. This paper introduces a coverage-driven retrieval-control framework for multi-turn legal consultation. The framework maintains a structured map over user facts, legal elements, retrieval goals, and retrieved evidence, and uses element coverage, evidence validity coverage, and marginal retrieval gain to decide whether to retrieve, clarify, reformulate, or stop. On a 50-case synthetic Chinese labor-law consultation pilot with fixed legal-element schemas, a DeepSeek V4-Pro action-selection variant achieves full measured element coverage under the pilot metric while requiring 3.4 retrieval rounds and 7.1 evidence snippets on average. Diagnostic analyses show that model-backed action selection recovers rule-policy failure cases with a small retrieval-budget increase, while forced continuation mainly increases token and latency costs. These results suggest that legal-element coverage is a useful control signal for adaptive legal retrieval, while remaining bounded to retrieval-control behavior under synthetic fixed-schema conditions rather than deployment-level legal correctness.

Streaming video reasoning requires models to operate in a setting where history grows without bound while meaningful evidence remains scarce. In such a landscape, relevant signal is like an oasis-small, critical, and easily lost in a desert of redundancy. Enlarging memory only widens the desert; aggressive compression dries up the oasis. The real difficulty lies in discovering where to look, not how much to remember. We therefore introduce OASIS, a novel framework for streaming video reasoning that tackles this challenge through structured, on-demand retrieval. It organizes streaming history into hierarchical events and performs reasoning as controlled refinement-short-context inference first, followed by semantically grounded retrieval only when uncertainty arises. As the retrieval is driven by high-level intent rather than embedding similarity, the retrieved memory is substantially more accurate and less noisy. Additionally, the mechanism is plug-and-play, training-free, and readily attaches to different streaming MLLM backbones. Experiments across multiple benchmarks and backbones show that OASIS achieves strong gains in long-horizon accuracy and compositional reasoning with bounded token cost and low request delay. Code is available at https://github.com/Solus-sano/OASIS.