Koopman-based surrogate modeling for reinforcement-learning-control of Rayleigh-Benard convection

The use of machine learning for modeling, understanding, and controlling large-scale physics systems is quickly gaining in popularity, with examples ranging from electromagnetism over nuclear fusion reactors and magneto-hydrodynamics to fluid mechanics and climate modeling. These systems - governed by partial differential equations - present unique challenges regarding the large number of degrees of freedom and the complex dynamics over many scales both in space and time, and additional measures to improve accuracy and sample efficiency are highly desirable. We present an end-to-end equivariant surrogate model consisting of an equivariant convolutional autoencoder and an equivariant convolutional LSTM using $G$-steerable kernels. As a case study, we consider the three-dimensional Rayleigh-B'enard convection, which describes the buoyancy-driven fluid flow between a heated bottom and a cooled top plate. While the system is E(2)-equivariant in the horizontal plane, the boundary conditions break the translational equivariance in the vertical direction. Our architecture leverages vertically stacked layers of $D_4$-steerable kernels, with additional partial kernel sharing in the vertical direction for further efficiency improvement. We demonstrate significant gains in sample and parameter efficiency, as well as a better scaling to more complex dynamics. The accompanying code is available under https://github.com/FynnFromme/equivariant-rb-forecasting.

This paper studies sparse sensor placement for control of Rayleigh-Bénard convection with multi-agent reinforcement learning. We train dense expert policies with windowed observations and distill sparse apprentice policies by supervised learning with grouped regularization on encoder input weights. The framework combines ordered non-convex grouped regularization and iterative reweighted grouped regularization, and uses a grouping construction that enforces consistent pruning across overlapping observation windows. Experiments with fixed and varying initial conditions show that Multi-Agent Transformer policies train more stably than proximal policy optimization baselines, while sparse apprentices retain control behavior comparable to dense experts. Sparsity results are strong for the proposed grouped methods across settings, including maximal sparsity in all fixed-initial-condition setting variants and maximal or near-maximal sparsity in varying-initial-condition setting variants. As an additional proof of concept, training from learned minimal sensor sets reduces per-agent observation size from 360 to 12 and preserves the overall training trend in simulation while reducing data throughput. The results provide both an interpretable basis for identifying control-relevant spatial regions and state components, and a practical pathway toward sensor-efficient control under realistic hardware constraints.

High-fidelity simulation models are widely used to analyze complex stochastic systems, but their high computational cost motivates the development of cheaper surrogate models that approximate the simulation model's input-output relationship. In parallel, reinforcement learning (RL) has emerged as a powerful framework for making online decisions in stochastic environments, with increasing attention being given to the use of simulation models as training environments for RL models. We investigate a class of surrogate models suitable for accelerating RL training in settings where the reward structure, model parameters, or system dynamics change over time and explore their interactions with simulation models and RL models. Through numerical experiments on a stochastic service system modeled via discrete-event simulation, we demonstrate that leveraging surrogate models can substantially accelerate RL training and re-training.