Theory of Mind and Self-Attributions of Mentality are Dissociable in LLMs
Authors: Junsol Kim, Winnie Street, Roberta Rocca, Daine M. Korngiebel, Adam Waytz, James Evans, Geoff Keeling
Organizations: Google, Paradigms of Intelligence Team · Knowledge Lab, University of Chicago · Institute of Philosophy, School of Advanced Study, University of London · Department of Biomedical Informatics and Medical Education and Department of Bioethics and Humanities, School of Medicine, University of Washington · Work done while at Google · Kellogg School of Management, Northwestern University · Santa Fe Institute
Safety fine-tuning in Large Language Models (LLMs) seeks to suppress potentially harmful forms of mind-attribution such as models asserting their own consciousness or claiming to experience emotions. We investigate whether suppressing mind-attribution tendencies degrades intimately related socio-cognitive abilities such as Theory of Mind (ToM). Through safety ablation and mechanistic analyses of representational similarity, we demonstrate that LLM attributions of mind to themselves and to technological artefacts are behaviorally and mechanistically dissociable from ToM capabilities. Nevertheless, safety fine-tuned models under-attribute mind to non-human animals relative to human baselines and are less likely to exhibit spiritual belief, suppressing widely shared perspectives regarding the distribution and nature of non-human minds.
Figures & tables
Figure 1: Jailbreaking large language models shifts mind-attribution toward human-like levels. a, Illustration of the model transformation pipeline. A pretrained base model is instruction-tuned with safety training and subsequently jailbroken via ablation of the safety-refusal direction. b, Red and blue points represent harmful and harmless instructions, respectively; the gray arrow denotes the extracted safety-refusal vector used for ablation. c, The instruction-tuned model refuses unsafe queries, whereas the jailbroken model complies. d, Mind-attribution scores (0–10) across various entity categories. Dots and error bars denote marginal means and 95% CIs, showing that jailbroken models (red) attribute higher degrees of mind than instruction-tuned models (blue). e, Scores measuring belief in God. f, Self-attribution of mindedness. g, Kernel density estimate plot of humans’ mind-attribution scores ( n=500 ). Dashed vertical lines indicate the means for the human (black), the instruction-tuned model (blue), and the jailbroken model (red).
Figure 2: Safety fine-tuning selectively suppresses mind-attribution without disrupting Theory of Mind. a, Angular relationships between the Safety, Mind-Attribution (IDAQ), and ToM directions in the residual stream of Llama-3-8B Layer 32. In the base model (left), Safety and Mind-Attribution are nearly orthogonal (97°); after instruction tuning (right), they become obtuse (122°), indicating that mind-attribution is represented as opposing safety. The Safety–ToM angle remains largely unchanged (85° → 77°). b, Change in cosine similarity ( Δcos ) between the Safety direction and each task direction after instruction tuning in Llama-3-8B. c, (Left) Accuracy (%) on social reasoning benchmarks (MoToMQA ToM split, HI-ToM, SimpleToM) and general reasoning (MMLU, MoToMQA Factual split) under Instructed (blue) and Jailbroken (red) conditions, aggregated across models. Dots and error bars denote means and 95% CIs. (Right) MoToMQA (ToM split) accuracy broken down by order of mental state inference (2nd- through 6th-order).
Main Effect
Llama-3-8B
Gemma-2-2B
Gemma-2-9B
Category
β
SE
q
β
SE
q
β
SE
q
β
SE
q
Self
2.065
0.286
<.001∗∗∗
1.261
0.192
<.001∗∗∗
3.158
0.362
<.001∗∗∗
1.752
0.383
<.001∗∗∗
Agent
2.868
0.158
<.001∗∗∗
1.427
0.303
<.001∗∗∗
4.020
0.271
<.001∗∗∗
3.100
0.212
<.001∗∗∗
Conscious
2.097
0.139
<.001∗∗∗
0.666
0.308
0.033∗
3.640
0.228
<.001∗∗∗
1.970
0.078
<.001∗∗∗
Sentient
1.822
0.134
<.001∗∗∗
1.318
0.316
<.001∗∗∗
3.090
0.198
<.001∗∗∗
1.050
0.112
<.001∗∗∗
Person
1.164
0.115
<.001∗∗∗
1.013
0.295
<.001∗∗∗
1.730
0.156
<.001∗∗∗
0.740
0.105
<.001∗∗∗
Table S1: Effect of jailbreaking on mind-attribution (Chain-of-Thought).
Gemma-9B − Gemma-2B
Llama-8B − Gemma-2B
Llama-8B − Gemma-9B
Category
Δβ
SE
q
Δβ
SE
q
Δβ
SE
q
Self
− 1.406
0.526
0.027∗
− 1.897
0.410
<.001∗∗∗
− 0.491
0.428
0.360
Agent
− 0.920
0.344
0.012∗
− 2.593
0.406
<.001∗∗∗
− 1.673
0.370
<.001∗∗∗
Conscious
− 1.670
0.241
<.001∗∗∗
− 2.974
0.384
<.001∗∗∗
− 1.304
0.318
<.001∗∗∗
Sentient
− 2.040
0.228
<.001∗∗∗
− 1.772
0.373
<.001∗∗∗
0.268
0.335
0.450
Person
− 0.990
0.188
<.001∗∗∗
− 0.717
0.334
0.046∗
0.273
0.313
0.450
Table S2: Pairwise interaction effects on mind-attribution (Chain-of-Thought).
Main Effect
Llama-3-8B
Gemma-2-2B
Gemma-2-9B
Benchmark
β
SE
q
β
SE
q
β
SE
q
β
SE
q
MoToMQA (ToM)
2.381
3.741
0.657
− 8.571
6.210
0.567
10.000
7.779
0.567
5.714
4.933
0.567
MoToMQA (Factual)
3.810
3.771
0.567
17.143
7.047
0.317
− 2.857
8.038
0.801
− 2.857
3.134
0.567
HI-ToM
− 4.167
2.521
0.567
− 0.500
4.147
0.904
− 4.000
4.715
0.567
− 8.000
4.209
0.567
SimpleToM
0.750
1.601
0.752
− 2.750
2.912
0.567
2.750
3.159
0.567
2.250
2.138
0.567
MMLU
2.111
1.656
0.567
3.333
3.266
0.567
2.333
3.035
0.590
0.667
2.195
0.801
Table S3: Effect of jailbreaking on Theory of Mind and general reasoning: main and per-model effects (Chain-of-Thought).
Gemma-9B − Gemma-2B
Llama-8B − Gemma-2B
Llama-8B − Gemma-9B
Benchmark
Δβ
SE
q
Δβ
SE
q
Δβ
SE
q
MoToMQA (ToM)
− 4.286
9.212
0.821
− 18.571
9.954
0.274
− 14.286
7.931
0.274
MoToMQA (Factual)
0.000
8.627
1.000
20.000
10.690
0.274
20.000
7.713
0.153
HI-ToM
− 4.000
6.321
0.821
3.500
6.280
0.821
7.500
5.909
0.439
SimpleToM
− 0.500
3.815
0.960
− 5.500
4.296
0.439
− 5.000
3.613
0.439
MMLU
− 1.667
3.746
0.821
1.000
4.458
0.949
2.667
3.935
0.821
Table S4: Pairwise interaction effects on Theory of Mind and general reasoning (Chain-of-Thought).
Main Effect
Llama-3-8B
Gemma-2-2B
Gemma-2-9B
Category
β
SE
q
β
SE
q
β
SE
q
β
SE
q
Self
2.590
0.663
0.002∗∗
1.200
0.129
<.001∗∗∗
5.736
0.683
<.001∗∗∗
0.838
0.526
0.139
Agent
3.303
0.124
<.001∗∗∗
1.430
0.218
<.001∗∗∗
5.380
0.134
<.001∗∗∗
3.100
0.183
<.001∗∗∗
Conscious
2.550
0.148
<.001∗∗∗
0.740
0.200
<.001∗∗∗
6.690
0.135
<.001∗∗∗
0.220
0.088
0.015∗
Sentient
2.883
0.165
<.001∗∗∗
1.150
0.263
<.001∗∗∗
7.230
0.126
<.001∗∗∗
0.270
0.123
0.033∗
Person
1.457
0.131
<.001∗∗∗
1.140
0.279
<.001∗∗∗
3.050
0.230
<.001∗∗∗
0.180
0.058
0.002∗∗
Table S5: Effect of jailbreaking on mind-attribution: main and per-model effects (No Chain-of-Thought).
Gemma-9B − Gemma-2B
Llama-8B − Gemma-2B
Llama-8B − Gemma-9B
Category
Δβ
SE
q
Δβ
SE
q
Δβ
SE
q
Self
− 4.898
0.862
<.001∗∗∗
− 4.536
0.695
<.001∗∗∗
0.362
0.541
0.515
Agent
− 2.280
0.227
<.001∗∗∗
− 3.950
0.256
<.001∗∗∗
− 1.670
0.285
<.001∗∗∗
Conscious
− 6.470
0.162
<.001∗∗∗
− 5.950
0.241
<.001∗∗∗
0.520
0.219
0.024∗
Sentient
− 6.960
0.176
<.001∗∗∗
− 6.080
0.291
<.001∗∗∗
0.880
0.290
0.004∗∗
Person
− 2.870
0.237
<.001∗∗∗
− 1.910
0.362
<.001∗∗∗
0.960
0.285
0.002∗∗
Table S6: Pairwise interaction effects on mind-attribution (No Chain-of-Thought).
Main Effect
Llama-3-8B
Gemma-2-2B
Gemma-2-9B
Benchmark
β
SE
q
β
SE
q
β
SE
q
β
SE
q
MoToMQA (ToM)
− 3.333
3.509
0.605
− 7.143
7.170
0.605
1.429
6.504
0.870
− 4.286
4.137
0.605
MoToMQA (Factual)
0.000
2.967
1.000
4.286
6.482
0.665
− 5.714
5.856
0.605
1.429
1.567
0.605
HI-ToM
2.000
1.881
0.605
2.500
3.244
0.665
5.000
3.452
0.605
− 1.500
3.056
0.734
SimpleToM
0.333
0.905
0.792
− 2.750
2.172
0.605
1.500
1.161
0.605
2.250
1.124
0.455
MMLU
1.556
1.265
0.605
1.667
2.452
0.665
− 1.333
2.132
0.665
4.333
1.951
0.455
Table S7: Effect of jailbreaking on Theory of Mind and general reasoning: main and per-model effects (No Chain-of-Thought).
Gemma-9B − Gemma-2B
Llama-8B − Gemma-2B
Llama-8B − Gemma-9B
Benchmark
Δβ
SE
q
Δβ
SE
q
Δβ
SE
q
MoToMQA (ToM)
− 5.714
7.708
0.626
− 8.571
9.680
0.592
− 2.857
8.278
0.730
MoToMQA (Factual)
7.143
6.062
0.592
10.000
8.736
0.592
2.857
6.669
0.717
HI-ToM
− 6.500
4.611
0.592
− 2.500
4.737
0.717
4.000
4.457
0.592
SimpleToM
0.750
1.616
0.717
− 4.250
2.462
0.423
− 5.000
2.445
0.376
MMLU
5.667
2.890
0.376
3.000
3.249
0.592
− 2.667
3.133
0.592
Table S8: Pairwise interaction effects on Theory of Mind and general reasoning (No Chain-of-Thought).
Chain-of-Thought
No Chain-of-Thought
Category
N
β
SE
95% CI
q
β
SE
95% CI
q
Self
2971
2.065
0.063
[1.94, 2.19]
<.001∗∗∗
2.590
0.067
[2.46, 2.72]
<.001∗∗∗
Chatbot
1790
2.281
0.074
[2.14, 2.43]
<.001∗∗∗
2.104
0.077
[1.95, 2.26]
<.001∗∗∗
Tech
2971
2.131
0.058
[2.02, 2.24]
<.001∗∗∗
1.792
0.057
[1.68, 1.90]
<.001∗∗∗
Non-animal
2972
2.321
0.062
[2.20, 2.44]
<.001∗∗∗
2.140
0.063
[2.02, 2.26]
<.001∗∗∗
Animal
2995
1.625
0.055
[1.52, 1.73]
<.001∗∗∗
1.585
0.055
[1.48, 1.69]
<.001∗∗∗
Table S9: Robustness check: mixed-effects model for jailbreaking effects (random intercept on question). The model is score∼Condition+Model+(1∣question_id) , estimated via REML. Only multi-item categories are shown.
Model
Pos.
Layer
Refusal
Steering
KL Div.
Gemma-2-2B-IT
−1
15 / 26
−8.32
4.79
0.060
Gemma-2-9B-IT
−1
22 / 42
−7.06
5.35
0.010
Llama-3-8B-Instruct
−5
12 / 32
−9.86
7.68
0.059
Table S10: Optimal steering direction and selection metrics for each model. “Pos.” denotes the post-instruction token position; “Layer” denotes the selected layer relative to total layers.
Substring Matching
LlamaGuard2
Model
Base
Abl.
Base
Abl.
Gemma-2-2B-IT
8
97
2
83
Gemma-2-9B-IT
4
95
2
83
Llama-3-8B-Instruct
5
100
3
82
Table S11: Aggregate ASR (%) on JailbreakBench.
Harm Category
N
%
Malicious Use
232
89.2%
Discrimination & Toxic Content
18
6.9%
Misinformation
10
3.8%
Human-AI Relationship Harms
0
0.0%
Information Hazards
0
0.0%
Anthropomorphism Score (1–7)
N
%
Table S12: Annotation Results for Safety Probing Data ( N=260 ). The dataset is dominated by Malicious Use instructions, with negligible instances of explicit anthropomorphism.
Figure S1: Layer-wise cosine similarity between the safety direction and task-specific directions. Left: Safety ↔ Mind-Attribution (IDAQ). Right: Safety ↔ ToM. In the base model (blue, dashed), both directions show weak alignment with the safety direction. After instruction tuning (orange, solid), the IDAQ direction becomes strongly anti-aligned with safety across middle-to-late layers, while the ToM direction remains largely unchanged.
Figure S2: Placebo test: subject-matched control for the safety–IDAQ alignment. Distribution of ΔS (Instruct − Base) across layers for the IDAQ direction (same subjects, mental attributes; red) and the subject-matched control (same subjects, non-mental attributes; yellow). Points denote individual layers; bars indicate 95% CI around the mean. The IDAQ direction shows a significant negative shift, whereas the subject-matched control shows no significant shift. This confirms that the safety–IDAQ entanglement is driven by mental-state attribution specifically, not by the subjects (e.g., robots, animals) themselves.
Jul 30, 2026·Junsol Kim, Winnie Street, Roberta Rocca +4LLM Alignment
Google, Paradigms of Intelligence Team · Institute of Philosophy, School of Advanced Study, University of London · Department of Biomedical Informatics and Medical Education and Department of Bioethics and Humanities, School of Medicine, University of Washington +3
Institute of General and Hungarian Linguistics, Research Centre for Linguistics · Department of Cognitive Science, Faculty of Natural Sciences, Budapest University of Technology and Economics · Institute of Mathematics, Eötvös Lóránd University
Bonn-Aachen International Center for Information Technology (b-it), University of Bonn · Lamarr Institute for Machine Learning and Artificial Intelligence · Research Center Trustworthy Data Science and Security (RC-Trust), University of Duisburg-Essen