Communication Outage-Resistant UUV State Estimation: A Variational History Distillation Approach
Authors: Shuyue Li, Miguel López-Benítez, Eng Gee Lim, Fei Ma, Qian Dong, Mengze Cao, Limin Yu, Xiaohui Qin
Organizations: School of Advanced Technology, Xi’an Jiaotong-Liverpool University, Suzhou, China · School of Engineering, University of Liverpool, Liverpool, UK · Jiangsu JITRI Tsingunited Intelligent Control Technology Co., Ltd., Wuxi, China · School of Computer Science and Informatics, University of Liverpool, Liverpool, UK · ARIES Research Centre, Universidad Antonio de Nebrija, Madrid, Spain · School of Mathematics and Physics, Xi’an Jiaotong-Liverpool University (XJTLU), Suzhou, China · College of Mechanical and Vehicle Engineering, Hunan University, Changsha, China
The reliable operation of Unmanned Underwater Vehicle (UUV) clusters is highly dependent on continuous acoustic communication. However, this communication method is highly susceptible to intermittent interruptions. When communication outages occur, standard state estimators such as the Unscented Kalman Filter (UKF) will be forced to make open-loop predictions. If the environment contains unmodeled dynamic factors, such as unknown ocean currents, this estimation error will grow rapidly, which may eventually lead to mission failure. To address this critical issue, this paper proposes a Variational History Distillation (VHD) approach. VHD regards trajectory prediction as an approximate Bayesian reasoning process, which links a standard motion model based on physics with a pattern extracted directly from the past trajectory of the UUV. This is achieved by synthesizing ``virtual measurements'' distilled from historical trajectories. Recognizing that the reliability of extrapolated historical trends degrades over extended prediction horizons, an adaptive confidence mechanism is introduced. This mechanism allows the filter to gradually reduce the trust of virtual measurements as the communication outage time is extended. Extensive Monte Carlo simulations in a high-fidelity environment demonstrate that the proposed method achieves a 91% reduction in prediction Root Mean Square Error (RMSE), reducing the error from approximately 170 m to 15 m during a 40-second communication outage. These results demonstrate that VHD can maintain robust state estimation performance even under complete communication loss.
Figures & tables
Parameter
Value/Description
Ocean Current
1.0 m/s (Unmodeled, Constant)
IMU Sensor Noise
White Noise + Random Walk Bias
Communication Outage
40 seconds
History Window ( N )
50 seconds
Monte Carlo Runs
100
Base Covariance ( Rbase )
diag{0.5,0.5}
TABLE I: Simulation Parameter Settings
Fig. 1: Trajectory prediction comparison during the outage from a single run
Fig. 2: Mean Position RMSE across 100 Monte Carlo realizations
Unmanned Aerial Vehicles in dynamic environments face telemetry outages, structural vibrations, and regime-dependent noise that invalidate the stationary covariance assumptions of classical Kalman filters. The Sage-Husa Kalman Filter (SHKF) estimates noise statistics online, but its reliance on a static, scalar forgetting factor forces a strict compromise between steady-state stability and transient responsiveness. We introduce the N-Deep Recurrent Sage-Husa Filter (NDR-SHKF), which replaces this scalar parameter with a vector-valued memory attenuation policy learned by a hierarchical recurrent network operating on whitened innovation sequences. A bifurcated architecture routes shallow recurrent states to capture instantaneous sensor anomalies and deep states to encode sustained dynamic trends, while an auxiliary reconstruction objective prevents feature collapse. The complete filter, including recursive covariance updates, is trained end-to-end via backpropagation through time to directly minimize state estimation error. Evaluations on topologically distinct chaotic attractors demonstrate cross-domain generalization, outperforming purely data-driven baselines that diverge under out-of-distribution dynamics. Furthermore, evaluations on recorded real-world UAV flight datasets validate the framework's practical viability, demonstrating its capacity to bridge transitions into proprioceptive dead reckoning and outperform classical adaptive estimators during sensor outages.
Kenan Majewski, Marcin Żugaj
Institute of Aeronautics and Applied Mechanics, Warsaw University of Technology, Nowowiejska 24, Warsaw, 00-665, Poland
We present a safety-oriented framework for autonomous underwater vehicles (AUVs) that improves localization accuracy, enhances trajectory prediction, and supports efficient search operations during communication loss. Acoustic signals emitted by the AUV are detected by a network of fixed buoys, which compute Time-Difference-of-Arrival (TDOA) range-difference measurements serving as position observations. These observations are subsequently fused with a Kalman-based prediction model to obtain continuous, noise-robust state estimates. The combined method achieves significantly better localization precision and trajectory stability than TDOA-only baselines. Beyond real-time tracking, our framework offers targeted search-and-recovery capability by predicting post-disconnection motion and explicitly modeling uncertainty growth. The search module differentiates between continued navigation and propulsion failure, allowing search resources to be deployed toward the most probable recovery region. Our framework fuses multi-buoy acoustic data with Kalman filtering and uncertainty propagation to maintain navigation accuracy and yield robust search-region definitions during communication loss.
Zizhan Tang, Yao Liu, Jessica Liu
Department of Electrical and Computer Engineering, University of Southern California, Los Angeles, CA, USA · Department of Computer and Information Science, University of Pennsylvania, Philadelphia, PA, USA
Accurate state estimation of nonlinear dynamical systems is fundamental to modern aerospace operations across air, sea, and space domains. Online tracking of adversarial unmanned aerial vehicles (UAVs) is especially challenging due to agile nonlinear motion, noisy and sparse sensor measurements, and unknown control inputs; conditions that violate key assumptions of classical Kalman filter variants and degrade estimation performance. Neural networks (NNs) can learn complex nonlinear relationships from data, but lack principled uncertainty quantification, which is critical for state estimation tasks where confidence bounds drive downstream decisions. We address this with Bayesian Neural Networks (BNNs), which model uncertainty through distributions over network weights and produce predictive means and uncertainties via Monte Carlo sampling. Building on this, we propose the Bayesian Neural Kalman Filter (BNKF): a hybrid framework coupling a trained BNN with a Kalman correction step for robust online UAV state estimation. Unlike related neural Kalman approaches, BNKF produces full state predictions and incorporates Bayesian uncertainty directly into covariance propagation, improving robustness under high noise conditions. We evaluate BNKF under varying radar noise levels and sampling rates using synthetic nonlinear UAV flight data. Five fold cross validation demonstrates that BNKF outperforms Extended and Unscented Kalman Filters in accuracy, precision, and truth containment under degraded sensing. An ensemble variant (BNKFe) further improves precision in high-noise edge cases at a slight accuracy tradeoff. Runtime analysis confirms minimal inference overhead, supporting real-time deployment feasibility.
Akhil Gupta, Erhan Guven
Whiting School of Engineering EP Program, Johns Hopkins University, Baltimore, Maryland, USA