Kalman Prototypical Networks for Few-shot Fault Detection in Combined Cycle Gas Turbines
Authors: Mohammed Ayalew Belay, Lucas Ferreira Bernardino, Adil Rasheed, Rubén M. Montañés, Pierluigi Salvo Rossi
Abstract
Combined-cycle gas turbines (CCGTs) play a key role in modern power generation, offering both high efficiency and reduced environmental impact. However, their complex thermo-fluid and mechanical interactions complicate fault detection, particularly when labeled fault data are scarce. In this paper, we introduce the Kalman Prototypical Network (KPN), a metric-based few-shot learning (FSL) framework specifically tailored for CCGT fault diagnosis. We model the evolution of class prototypes as latent stochastic states in a dynamic system to reduce episodic variance and improve robustness in embedding representation. Synthetic data sets generated with a high-fidelity Modelica-based dynamic simulation of an offshore CCGT system were used, simulating both normal operation and progressive leak faults under transient conditions. Application of the proposed framework on simulated leak fault detection tasks demonstrate that KPN outperforms conventional FSL methods such as Matching Networks, Relation Networks, and MAML in both accuracy and stability under varying support and query configurations. The proposed framework significantly improves training convergence and generalization by stabilizing class representations, making it well-suited for real-world CCGT fault detection where labeled data is limited.
Industrial fault diagnosis often operates with only a handful of labeled fault examples, making few-shot learning attractive for sensor monitoring. Standard prototypical networks are simple and effective; however, their class prototypes may become unstable in the very-low-shot regime because each decision relies on a small support set. We propose \emph{Multi-Episode Prototypical Networks} (MEPN), which aggregate prototypes from multiple disjoint support episodes and use their mean as the final class representative, reducing prototype variance without changing the encoder architecture. We evaluate MEPN on the DeFACTO sensor dataset using five-way fault classification with synthetic bias, drift, spike, and noise faults injected into real industrial measurements. Over 100 independent runs, MEPN reaches \textbf{\SensorOneShotGcpn%} in the per-episode one-shot setting (K=1 shot, aggregated over Nagg=10 support episodes), substantially above single-episode baselines. Under an equal 10-sample support budget, MEPN and ProtoNet at K=10 are statistically indistinguishable, confirming prototype accumulation as the mechanism rather than superior fixed-budget learning.
Mohammed Ayalew Belay, Amirshayan Haghipour, Pierluigi Salvo Rossi
Preventing machine failure is inherently superior to reactive remediation, particularly for critical assets like gas turbines, where early fault detection (FD) is a cornerstone of industrial sustainability. However, modern deep learning-based FD models often face a significant trade-off between architectural complexity and real-time operational constraints, often hindered by a lack of temporal context within restricted vibration signal windows. To address these challenges, this study proposes a Temporal Cross-Modal Knowledge-Distillation Transfer-Learning (TCMKDTL) framework. The framework employs a "privileged" teacher model trained on expansive temporal windows incorporating both past and future signal context to distill latent feature-based knowledge into a compact student model. To mitigate issues of data scarcity and domain shift, the framework leverages robust pre-training on benchmark datasets (such as CWRU) followed by adaptation to target industrial data. Extensive evaluation using experimental and industrial gas turbine (MGT-40) datasets demonstrates that TCMKDTL achieves superior feature separability and diagnostic accuracy compared to conventional pre-trained architectures. Ultimately, this approach enables high-performance, unsupervised anomaly detection suitable for deployment on resource-constrained industrial hardware.
Ali Bagheri Nejad, Mahdi Aliyari-Shoorehdeli, Abolfazl Hasanzadeh
Fault detection for Deep Neural Networks (DNNs) has received increasing attention in recent years. While more advanced hybrid approaches have been proposed to combine multiple sources of information and outperform earlier techniques, they often incur substantial computational overhead, limiting scalability and practicality in real-world settings. In this paper, we introduce Concept-Aware Fault Detection (CAFD), a learning-based approach that achieves superior fault detection performance by effectively integrating multiple information sources while maintaining practical efficiency. Specifically, CAFD is trained using a carefully selected set of informative features, including model-based signals derived from the DNN's outputs, distance-based features, and a novel concept-based feature, called Concept Failure Ratio (CFR). CFR leverages Vision-Language Models (VLMs) to extract textual concepts from images and quantify the likelihood that their presence is associated with DNN failures. By incorporating this feature, CAFD benefits from complementary semantic information, enabling more effective fault detection. Our results demonstrate that CFR serves as an effective indicator for DNN fault detection. We conduct an extensive empirical evaluation of CAFD, comparing it against five state-of-the-art baselines across three subject DNN models and datasets, including ImageNet. Across a wide range of constrained selection budgets, CAFD consistently outperforms all baselines in Fault Detection Rate (FDR), achieving average FDR improvements of 18.3% across all investigated subjects and budget sizes.