Calibration Count Reuse: Validity Does Not Determine Efficiency
Abstract
Calibration count reuse raises separate validity and efficiency questions. We give a validity criterion for general count-dependent nonconformity scores: transferring one count from another class to the scored class must not improve its conformity. A leave-self-out full conformal reference proves the criterion without requiring normalization or preservation of same-class score order. For a common separable transformation, universal exchangeable validity is equivalent to being nondecreasing in the count, provided ; normalized multiplicative weights obey the complementary nonincreasing condition. Additive penalties are covered under the stated information restrictions. Efficiency has no parallel ordering: two iid constructions make the same valid rule improve or worsen expected size at unchanged coverage. An expanded 55-rule study finds no resolved advantage from selected live-count rules over uniform weights. Image studies identify undercoverage under iid resampling, including at numerical convergence. Separately, execution of the released Conf-OT pipeline on its DTD and Aircraft benchmark subsets produces near-nominal median coverage under fixed stratified counts. The native results are reported separately from the iid analyses, without treating a benchmark observation as a universal guarantee. The findings separate validity, classifier confidence, numerical convergence, and population-specific efficiency.
Figures & tables
| Rows and true class | Base | Counts | Add candidate |
|---|---|---|---|
| Weights | Weights | ||
| Five calibration rows | |||
| Four calibration rows | |||
| Target row | |||
| Calibration scores above target | |||
| Decision for candidate | Exclude | Include |
| Law, | Coverage, both (%) | ||
|---|---|---|---|
| Helpful | 97.31564544 | 1.1463129088 | 1.0255169536 |
| Harmful | 99.99995904 | 0.9999995904 | 1.5905575936 |
| Encoder | Data | |||
|---|---|---|---|---|
| CLIP B/32 | CIFAR10 | 88.38 [86.78, 89.99] | 89.30 [87.93, 90.66] | 89.78 [88.50, 91.06] |
| CLIP B/32 | Food101 | 88.53 [87.20, 89.87] | 89.39 [88.11, 90.67] | 89.78 [88.52, 91.03] |
| CLIP B/32 | Aircraft | 87.10 [85.72, 88.48] | 88.87 [87.58, 90.16] | 89.69 [88.43, 90.95] |
| CLIP L/14 | CIFAR10 | 88.34 [86.75, 89.93] | 89.32 [87.96, 90.68] | 89.82 [88.54, 91.10] |
| CLIP L/14 | Food101 | 88.22 [86.87, 89.58] | 89.33 [88.05, 90.61] | 89.77 [88.51, 91.02] |
| CLIP L/14 | Aircraft | 86.95 [85.56, 88.34] | 88.76 [87.47, 90.06] | 89.65 [88.39, 90.91] |
| Base | Nominal (%) | Uniform | Selected | Frozen match | Lower/equal/higher |
|---|---|---|---|---|---|
| Raw | 90 | 7.0563 | 6.6677 | 6.5475 | 12/4/11 |
| Column | 90 | 5.7211 | 5.7728 | 5.7141 | 2/19/6 |
| Raw | 95 | 10.4201 | 9.8754 | 9.6776 | 15/0/12 |
| Column | 95 | 8.1824 | 8.2324 | 8.1522 | 4/16/7 |
| Nominal 90% | Nominal 95% | ||||
|---|---|---|---|---|---|
| Data | Score | Unadapted | Conf-OT | Unadapted | Conf-OT |
| DTD | LAC | 89.95 | 89.48 | 95.27 | 94.33 |
| DTD | APS | 90.25 | 89.89 | 95.45 | 94.62 |
| DTD | RAPS | 90.25 | 89.95 | 95.27 | 94.62 |
| Aircraft | LAC | 89.76 | 89.97 | 95.12 | 94.82 |
| Aircraft | APS | 89.91 | 89.85 | 94.97 | 95.29 |
Appendix figures & tables10 assets
Supplementary material from the paper’s appendix.
Appendix
| Claim | Quantification | Evidence type |
|---|---|---|
| Count-transfer sufficiency | Every and admissible exchangeable law; fixed feature marks and maps satisfying ( 4 ) | Leave-self-out reference containment, main text. |
| Common-map converses | Fixed , map; ; separable or normalized specialization | Exact balanced construction, main text; normalized continuous detail below. |
| Iid fixed-catalog collapse | Specified iid law and predictor at a fixed ; sequence sharpens for the vanishing limit | Binomial calculation, main text and Appendix C . |
| Noisy converged collapse | Fixed feature law, , , noise; score boost grows as stated | Deterministic quota lemma and a count tail, Appendix D . |
| Growing catalog limits | , ; fixed contrast and bounded intensities | Concentration, contraction, and dependent quantile argument, Appendix E . |
| Native model findings | Conditional on each fixed image pool, under declared repeated sampling | Complete frozen or explicitly later confidence families, Appendix G . |
| Encoder | Data | Empirical limit | Augmented limit | |
|---|---|---|---|---|
| CLIP B/32 | CIFAR10 | 2 | 75.10 [69.60, 80.09] | 88.77 [84.52, 92.23] |
| CLIP B/32 | CIFAR10 | 6 | 85.64 [81.02, 89.55] | 90.82 [86.88, 93.94] |
| CLIP B/32 | CIFAR10 | 20 | 87.60 [83.20, 91.24] | 89.26 [85.08, 92.64] |
| CLIP B/32 | Food101 | 2 | 82.81 [77.89, 87.07] | 90.14 [86.09, 93.37] |
| CLIP B/32 | Food101 | 6 | 86.82 [82.32, 90.57] | 89.75 [85.64, 93.05] |
| CLIP B/32 | Food101 | 20 | 89.65 [85.53, 92.97] | 90.04 [85.97, 93.29] |
| Encoder | Data | Empirical limit | Augmented limit | |
|---|---|---|---|---|
| CLIP B/32 | CIFAR10 | 2 | 85.55 [80.91, 89.47] | 94.24 [90.92, 96.66] |
| CLIP B/32 | CIFAR10 | 6 | 92.87 [89.28, 95.59] | 95.21 [92.12, 97.39] |
| CLIP B/32 | CIFAR10 | 20 | 93.46 [89.98, 96.05] | 94.24 [90.92, 96.66] |
| CLIP B/32 | Food101 | 2 | 90.33 [86.31, 93.54] | 95.21 [92.12, 97.39] |
| CLIP B/32 | Food101 | 6 | 92.97 [89.39, 95.67] | 94.92 [91.76, 97.17] |
| CLIP B/32 | Food101 | 20 | 94.63 [91.40, 96.95] | 95.21 [92.12, 97.39] |
| Method | Coverage (%) | Mean labels | Catalog (%) |
|---|---|---|---|
| Unadapted LAC | 89.88 | 7.037 | 10.06 |
| Randomized APS | 89.61 | 7.657 | 11.71 |
| Randomized RAPS | 89.63 | 8.049 | 12.05 |
| Split ridge | 90.12 | 23.778 | 37.74 |
| Full conformal ridge | 90.24 | 18.470 | 29.10 |
| Empirical prior, | 89.01 | 5.342 | 8.56 |
| Empirical count reuse | Full augmentation | |||
|---|---|---|---|---|
| Coverage (%) | Mean labels | Coverage (%) | Mean labels | |
| -1 | 91.13 | 6.349 | 90.26 | 5.853 |
| -0.5 | 90.77 | 5.965 | 90.32 | 5.728 |
| 0 | 90.37 | 5.641 | 90.37 | 5.641 |
| 0.5 | 89.87 | 5.418 | 90.39 | 5.634 |
| 1 | 89.28 | 5.245 | 90.40 | 5.662 |
| Empirical count reuse | Full augmentation | |||
|---|---|---|---|---|
| Coverage (%) | Mean labels | Coverage (%) | Mean labels | |
| -1 | 91.08 | 7.455 | 90.26 | 7.036 |
| -0.5 | 90.66 | 7.176 | 90.26 | 6.975 |
| 0 | 90.26 | 6.959 | 90.26 | 6.959 |
| 0.5 | 89.74 | 6.786 | 90.27 | 6.979 |
| 1 | 89.21 | 6.650 | 90.29 | 7.031 |
| Target subset | Empirical (%) | Augmented (%) | |
|---|---|---|---|
| All | 1024 | 64.26 [58.05, 70.15] | 88.87 [84.44, 92.44] |
| Correct | 972 | 67.28 [61.00, 73.17] | 91.77 [87.68, 94.89] |
| Correct, score | 775 | 76.52 [69.97, 82.30] | 97.16 [93.96, 98.97] |
| Correct, score | 198 | 91.92 [81.49, 97.60] | 100.00 [94.85, 100.00] |
| Check | Count |
| Exact candidate membership comparisons | 6,480 |
| Guard equals ordinary union augmented | 2,160 |
| Guarded whole-bag guarantee checks | 108 |
| Exact converse roles | 2,100 |
| Exact quota-constant substitutions | 60 |
| Explicit quantifier boundary fixtures | 3 |
| Data | Score | Method | Median | Mean | Range | Size |
|---|---|---|---|---|---|---|
| DTD | LAC | Unadapted | 89.95 | 89.96 | 88.06–91.37 | 10.866 |
| DTD | LAC | Conf-OT | 89.48 | 89.83 | 88.42–91.61 | 8.632 |
| DTD | APS | Unadapted | 90.25 | 90.15 | 88.53–92.43 | 12.523 |
| DTD | APS | Conf-OT | 89.89 | 89.89 | 88.18–91.84 | 10.026 |
| DTD | RAPS | Unadapted | 90.25 | 90.11 | 88.30–92.20 | 12.243 |
| DTD | RAPS | Conf-OT | 89.95 | 89.93 | 88.18–91.84 | 9.869 |
| Data | Score | Method | Median | Mean | Range | Size |
|---|---|---|---|---|---|---|
| DTD | LAC | Unadapted | 95.27 | 95.20 | 92.20–96.57 | 17.291 |
| DTD | LAC | Conf-OT | 94.33 | 94.65 | 93.38–96.81 | 12.471 |
| DTD | APS | Unadapted | 95.45 | 95.18 | 91.73–96.22 | 18.823 |
| DTD | APS | Conf-OT | 94.62 | 94.78 | 93.03–96.22 | 13.752 |
| DTD | RAPS | Unadapted | 95.27 | 95.19 | 91.96–96.45 | 17.599 |
| DTD | RAPS | Conf-OT | 94.62 | 94.65 | 93.14–96.34 | 13.522 |
Conformal Prediction
Conformal prediction wraps predictive models with calibrated sets or intervals that provide statistical coverage guarantees.
See all 352 papers