Adaptive Aggregation in Federated Learning
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17 papers4 papers in the last four weeks, with none the four weeks before. 0.0% of all new papers.
In federated learning (FL), secure aggregation enables a server to compute the sum of local model updates of clients, without revealing any information on the individual model updates to the server, beyond their sum. Different clients may be subject to heterogeneous bandwidth constraints, and consequently may choose different numbers of quantization levels to represent the information they send. Most secure aggregation works require the clients to project the values of their update parameters to a common finite group (or field), which does not directly accommodate heterogeneous precision constraints on their transmitted masked updates. Existing approaches of secure aggregation with heterogeneous quantization levels reveal partial aggregates of model-updates, and can reveal segments of individual model updates, under certain dropout and client-server collusion patterns. To prevent this privacy breach, we propose an information-theoretic secure aggregation scheme that tolerates client drop-outs, and up to semi-honest clients that collude with each other and with the server, under heterogeneous quantization at clients. Our protocol utilizes the threshold black-box secret sharing construction, where secret shares of the client updates, despite belonging to distinct algebraic groups owing to different quantization, are generated from identical linear integer systems.
Discount Yourself: Self-inclusive Freshness-weighted Gossip for Decentralised Learning under Client Outages
Decentralised federated learning (DFL) trains personalised models on devices that average with their neighbours rather than with a central server. Real devices, however, are often offline for hours or days, and a client returning from an outage can recover only by aggregating the models its neighbourhood holds. We observe that the stalest of these models is usually the client's own, a case that existing staleness-aware rules, which discount only the models a client receives, do not address. We formalise aggregation after an outage as estimating the state of a fully available network and derive three principles. First, the receiver must be discounted like any neighbour. Every rule that weights it at least as much as each neighbour has an error that grows without bound with the outage, whereas discounting all candidates by relative staleness keeps the error bounded. Second, staleness must be measured as inherited lag rather than age, since local training resets a model's age but not the lag it absorbed from stale neighbours. We introduce the effective lag, which tracks this quantity at the cost of one scalar per message. Third, the discount must be steep, because absorbed lag persists in every later round. These principles define Self-inclusive Freshness-weighted Gossip (SFG), a family of drop-in aggregation rules with the communication and computation of decentralised federated averaging, whose guarantees hold for the stale receiver itself. On three image benchmarks and eight outage processes, including real smartphone availability traces, the lag-based members SFG-L and SFG-Cut consistently outperform decentralised federated averaging and recent age-of-information rules, and ablations show that each principle is necessary. The analysis also explains why tuned limited merging from gossip learning is effective.
PVBRF-ID: Private, Verifiable and Byzantine-Robust Federated Intrusion Detection for Oilfield Enterprise Networks
Federated learning allows dispersed oilfield sites to train a shared intrusion detector without pooling network traffic, yet its aggregation step forces a choice between privacy and robustness. Byzantine-robust rules must read each update in the clear, whereas secure aggregation hides updates from the checks that detect poisoning. We present PVBRF-ID, a two-server protocol in which sites secret-share their updates and the servers jointly test each update's norm and its cosine similarity to a reference computed on a small clean root set, revealing one accept bit per site. Commitments, Merkle roots and a homomorphic audit make the inclusion of accepted updates publicly verifiable. On a 15-class Edge-IIoTset task with ten sites holding differently distributed data and ten random seeds, PVBRF-ID matched FedAvg on clean data (macro-F1 0.708 vs. 0.706) and withstood sign-flip attacks (0.696 vs. 0.091). Against an adaptive attacker controlling 30% of sites, PVBRF-ID with secure clipping reached 0.641, whereas FedAvg fell to 0.046; plaintext multi-Krum remained higher by 0.052. An update-inference attacker recovered each site's class mix from plaintext updates (Spearman correlation 0.81) but not from one server's view. Backdoors passed the filter, and noise-based mitigation gave only heuristic protection. The implementation uses Python 3.13, NumPy 2.3, 30 rounds and 10 seeds.
Efficient Secure Federated Learning via Information-Theoretically Secure Key Distribution: A Medical Imaging Case Study
Federated Learning (FL) enables collaborative training of models across institutions without centralizing sensitive data, making it well-suited for privacy-concerned applications, such as medical imaging. To protect FL model updates during secure aggregation, additive masking is commonly employed. However, its underlying classical key establishment is only computationally secure. On the other hand, physics-based Information-Theoretically Secure (ITS) key exchange introduces practical constraints: finite key generation rates and time-limited storage severely limit throughput and sustained training of uncompressed models. In this work, we address this bottleneck by developing an FL framework that integrates frozen backbones, knowledge distillation, and quantization. These techniques reduce communication payload and, consequently, key material consumption. Moving beyond simulation, we benchmark this framework on a real physics-based key distribution testbed involving a chest X-ray classification application. Our results show that key usage can be reduced by 35 while maintaining predictive accuracy. This prevents buffer depletion and key expiration, enabling sustainable FL training under physical key generation constraints.
Asking the Crowd the Right Question: Bias-Cancelling Weights for Federated Learning
A federated objective is a weighted sum of client risks, and the weights are almost always fixed in advance. We treat them instead as the only instrument of a wisdom-of-crowds mechanism: clients are noisy views of one truth, each seeing it through an independent distortion that is unbiased across the crowd. That the optimal weights are inversely proportional to the clients' error energies is classical; we begin at the question that answer presupposes, which energies belong there and whether a crowd can recover them from itself. Excess risk on the truth is of the exact order of the aggregate bias energy, so no optimizer can repair a bad weight vector; the truth itself is identifiable only up to a linear tilt, so subtracting estimated client biases provably reproduces uniform weighting. The expected per-client second moments, however, are exactly identified from the law of the crowd's disagreement by a well-conditioned linear inversion, a step random-effects meta-analysis cannot take because a source reports once; their realized counterparts are estimable up to an incoherence floor the algorithm can measure. This yields CROWD, which reads the disagreement off the optimization trajectory at no extra cost and matches a Bayesian minimax lower bound in the same constant: per instance as the horizon grows, and unconditionally as the prior becomes diffuse. For arbitrary distortions it stays competitive with the optimal weights, at a ratio governed by a geometric incoherence the algorithm can measure. On real scans split into sites with their own miscalibrated detectors it attains the oracle excess risk; on a companion federation that pulls bias and noise apart, weighting by noise variance is worse than not weighting at all, and CROWD is not.
Cooperative Multi-Agent Reinforcement Learning for Adaptive Aggregation in Semi-Supervised Federated Learning with non-IID Data
Federated Learning (FL) enables distributed training of machine learning models while preserving data privacy. However, FL struggles with heterogeneous, non-IID client data distributions, resulting in sub-optimal and biased global models. In this paper, we propose pFedMARL, a novel approach leveraging Multi-Agent Reinforcement Learning (MARL) with Twin Delayed Deep Deterministic Policy Gradient (TD3) to dynamically adapt aggregation strategies in FL settings. Our method employs a server-side agent adjusting client contributions to optimize global model robustness and client-side agents balancing global and local updates to personalize models effectively without pre-training. We demonstrate superior performance of pFedMARL for training a semi-supervised audio spectrogram transformer, matching or outperforming FedAvg, Ditto, and local training approaches across multiple non-IID scenarios and in the presence of adversarial clients. Our results indicate that pFedMARL actively improves accuracy, robustness, and fairness, making it suitable for real-world deployments.
Keyed Provenance Watermarking with Complementary Lattice-Based Secure Aggregation for Federated Learning
Federated learning (FL) is vulnerable to multi-level attacks. However, existing methods address them separately, leaving FL exposed to data leakage, unauthorized reuse, and malicious gradient manipulation. In this work, we propose an FL framework that couples keyed context-provenance watermarking with verifiable lattice-based secure aggregation of Real-World Anchored Watermarking and Lattice-Based Zero-Knowledge Secure Aggregation. At the data layer, we propose a Kerckhoffs-compliant scheme that utilizes Physical Anchor Metadata (PAM) to ensure data provenance. PAM is defined as a context-provenance token derived from trusted infrastructure data (time, location, and server ID) and then subjected to a keyed HMAC-SHA-256 transformation to produce a watermark payload that cannot be generated without the client's secret key. We further design FMGAN, a GAN-based robust image watermarking framework that embeds this transformed payload using a feature fusion module and a Mamba-guided linear attention mechanism. At the computation layer, we adopt a lattice-based zero-knowledge secure aggregation (LZKSA) protocol that verifies key correctness, L2 norm bounds, and cosine similarity constraints over committed gradients without revealing private updates. The RLWE-based design guarantees post-quantum security. Extensive experiments validate the complementary protection of the two layers under composite attack scenarios. To our knowledge, no prior verification workflow has jointly evaluated both layers in a hybrid, end-to-end trustworthy FL framework.
Beyond Parameter Space: NTK-Guided Personalized Aggregation for Robust Federated Learning
Federated learning (FL) enables collaborative model training across distributed clients while keeping data local. A central challenge is determining which client updates are beneficial for aggregation with respect to each client's target domain. Existing methods typically address this problem in parameter space by comparing model parameters or gradients. However, parameter-space similarity can be a poor proxy for predictive behavior, especially under heterogeneous, non-IID data. Consequently, updates that are misaligned with a client's target domain, including those caused by heterogeneous data or malfunctioning clients, may degrade local model performance. We propose Local Inference Guided Aggregation for Heterogeneous Training Environments to Yield Enhancement Through Agreement and Regularization (LIGHTYEAR), a federated learning framework that performs update selection in function space. LIGHTYEAR uses an NTK-based agreement score to characterize predictive behavior and determine a personalized aggregation set for each client. By relating model parameters to local predictive responses, the Neural Tangent Kernel (NTK) provides a more expressive criterion for update selection than parameter-space similarity alone. Because function-space information is not available before aggregation in conventional centralized FL, LIGHTYEAR uses a peer-to-peer (P2P) topology in which clients exchange updates directly and evaluate incoming models on private validation data. Each client selects only updates that are beneficial for its own target domain and aggregates them using a regularized rule that improves stability under heterogeneity. Across five datasets and nine baseline methods, LIGHTYEAR consistently outperforms centralized FL baselines and existing P2P approaches.
FGRPO: Federated GRPO with Adaptive Aggregation on Non-IID Data
Recent advances in language models have established reinforcement learning as the primary paradigm for eliciting self-correction and long-chain reasoning. While group relative policy optimization (GRPO) offers superior scalability by eliminating the critic network, deploying it on a central infrastructure entails collecting a large volume of data from distributed owners, which poses significant privacy risks. To address these concerns, we introduce federated GRPO (FGRPO), a framework designed to decentralize the fine-tuning of reasoning models across heterogeneous data owners. To effectively mitigate the instability caused by divergent reward scales across heterogeneous tasks, FGRPO incorporates an adaptive aggregation mechanism based on relative performance gain. By characterizing each client's improvement relative to its personalized historical baseline, the framework dynamically prioritizes effective learning trajectories regardless of local task difficulty. FGRPO ensures robust convergence on non-IID data while preserving data privacy.
Fairness-Aware Federated Learning with Trajectory Shapley Value
Federated learning is an emerging distributed paradigm that addresses the challenges posed by heterogeneous, privacy-sensitive data. It enables multiple clients to train a model collaboratively by aggregating their local updates at a server. However, conventional aggregation schemes typically use fixed weights that fail to reflect unequal and time-varying client contributions, leading to biased and unstable learning. To improve fairness and stability, we propose the Trajectory Shapley Value (TSV), a contribution metric that evaluates how each client influences the optimization trajectory of the global model using a validation-based, temporally consistent utility. Building on TSV, we design FedTSV, an adaptive aggregation method that converts per-round evaluations into dynamic client weights, allowing the server to respond to heterogeneous and adversarial participation in real time. Experiments on benchmark datasets show that FedTSV accelerates convergence, improves robustness, and yields more equitable contribution assessments, thereby providing a principled foundation for fairness-aware federated optimization.
Separate Aggregation of Split Network for Personalized Federated Learning
Federated learning enables collaborative model training without sharing raw data, but its performance can degrade substantially under heterogeneous client data distributions. A single global model often cannot satisfy diverse client requirements, so personalized federated learning has therefore been explored to improve client specific performance while preserving global generalization. Existing PFL methods often face a fundamental tradeoff in which stronger global sharing can undermine local specialization, whereas stronger local adaptation can lead to overfitting under limited data, label imbalance, and missing class scenarios. In this work, we propose PGFedSplit, a personalized federated learning framework that improves both personalization and global generalization under severe client heterogeneity. PGFedSplit adopts a split architecture and performs adaptive aggregation scheduling tailored to the roles of different model components, enabling stable knowledge sharing while maintaining client specific adaptation. Each client further leverages a mixture of locally extracted representations and synthetic representations generated from server side Gaussian statistics, improving robustness under label imbalance and missing class conditions. Extensive experiments on Fashion MNIST, CIFAR 10, CIFAR 100, and Tiny ImageNet demonstrate consistent improvements over state of the art PFL methods, with stable convergence and superior personalization in highly heterogeneous settings.
FIRMA: FIbonacci Ring Model Aggregation for Privacy-preserving Federated Learning
Federated learning protocols face a structural trilemma: canonical server-based aggregation~\cite{mcmahan2017} creates a single point of failure and gradient inversion risk; decentralised ring-gossip alternatives~\cite{hu2019segmented} expose classification heads to semi-honest peers via uninformed uniform weights; and personalised methods~\cite{collins2021exploiting} reintroduce central aggregation. No existing protocol simultaneously achieves server-free operation, permanently private heads, ring topology, and principled asymmetric neighbour weighting. We propose FIRMA (FIbonacci Ring Model Aggregation), a family of three progressively enhanced federated learning protocols: 1) \fibfl\ establishes the foundation: server-free ring aggregation with Fibonacci-weighted neighbour blending and permanently private classification heads. 2) \fibflp\ augments this with accuracy-gated neighbour suppression, selectively down-weighting poorly-converged peers while preserving the Fibonacci directional bias. 3) \fibflpp, the full system, completes the family with a 2-opt ring permutation that maximises adjacent-client class diversity, global ring coverage via gossip passes, and cosine-annealed self-retention calibration. We establish a convergence rate bound and three supporting propositions governing normalisation, coverage, retention, and diversity optimality. Systematic experiments across 28 configurations -- four benchmarks crossed with seven heterogeneity regimes -- demonstrate that \fibflpp\ surpasses \fedavg\ in all 12 label-skew configurations, with a peak advantage of ,pp on CIFAR-10 at . Under Dirichlet heterogeneity, \fibflpp\ is the Pareto-dominant method among all server-free protocols, achieving the highest accuracy in 17 of 28 configurations.
FedOUI: OUI-Guided Client Weighting for Federated Aggregation
Federated learning usually aggregates client updates using dataset size or gradient-level criteria, while overlooking internal signals about how each client model is organizing its input space during training. We introduce FedOUI, a simple aggregation rule based on the Overfitting-Underfitting Indicator (OUI), an activation-based and label-free metric. Each participating client sends its local update together with a OUI value computed on a fixed probe batch, and the server estimates the round-wise OUI distribution to assign lower weights to structurally atypical clients through a smooth reweighting rule. We evaluate FedOUI on CIFAR-10 under strong non-IID partitioning and noisy-client conditions, comparing it with FedAvg, FedProx, and a gradient-alignment baseline. The clearest gains appear under strong heterogeneity, where OUI-based weighting improves aggregation quality while remaining lightweight and interpretable. These results show that internal activation structure can provide useful information for federated aggregation beyond client size and gradient geometry.
Federated Learning with Hypergradient-based Online Update of Aggregation Weights
Federated learning using mobile and Internet of Things devices requires not only the ability to handle heterogeneity of clients' data distributions but also high adaptability to varying communication environments. We propose FedHAW (Federated Learning with Hypergradient-based update of Aggregation Weights) that implements online updates of aggregation weights. FedHAW updates the aggregation weights by using hypergradient, the gradient of the objective function with respect to the weights, which can be calculated with low computational overhead. Simulation results show that the proposed method possesses high generalization performance in heterogeneous environments and high robustness to communication errors.
Automating aggregation strategy selection in federated learning
Federated Learning enables collaborative model training without centralising data, but its effectiveness varies with the selection of the aggregation strategy. This choice is non-trivial, as performance varies widely across datasets, heterogeneity levels, and compute constraints. We present an end-to-end framework that automates, streamlines, and adapts aggregation strategy selection for federated learning. The framework operates in two modes: a single-trial mode, where large language models infer suitable strategies from user-provided or automatically detected data characteristics, and a multi-trial mode, where a lightweight genetic search efficiently explores alternatives under constrained budgets. Extensive experiments across diverse datasets show that our approach enhances robustness and generalisation under non-IID conditions while reducing the need for manual intervention. Overall, this work advances towards accessible and adaptive federated learning by automating one of its most critical design decisions, the choice of an aggregation strategy.
Scalable and Private Federated Learning Using Distributed Differential Privacy and Secure Aggregation
This article presents DDP-SA, a scalable privacy-preserving federated learning framework that jointly leverages client-side local differential privacy (LDP) and full-threshold additive secret sharing (ASS) for secure aggregation. Unlike existing methods that rely solely on differential privacy or on secure multi-party computation (MPC), DDP-SA integrates both techniques to deliver stronger end-to-end privacy guarantees while remaining computationally practical. The framework introduces a two-stage protection mechanism: clients first perturb their local gradients with calibrated Laplace noise, then decompose the noisy gradients into additive secret shares that are distributed across multiple intermediate servers. This design ensures that (i) no single compromised server or communication channel can reveal any information about individual client updates, and (ii) the parameter server reconstructs only the aggregated noisy gradient, never any client-specific contribution. Extensive experiments show that DDP-SA achieves substantially higher model accuracy than standalone LDP while providing stronger privacy protection than MPC-only approaches. The proposed framework scales linearly with the number of participants and offers a practical, privacy-preserving solution for federated learning applications with controllable computational and communication overhead.
FedIA: Importance-Aware Aggregation for Domain-Robust Federated Graph Learning
Federated graph learning (FGL) is a natural paradigm for social-media user graphs, where language communities, regional markets, and service boundaries can prevent raw graph pooling. We use the Twitch Gamers networks as the primary live-streaming social-media benchmark, and study a question that is often hidden by representation-level evaluation: after local message passing, what update signals are actually exposed to server aggregation? Through update-space measurements, we identify an aggregation-level failure in which graph-domain clients gradually place salient update signals on less shared parameter coordinates, while message-passing backbones show weaker cross-domain directional compatibility than an MLP control. This update-support fragmentation means that standard averaging can dilute locally important coordinates even when no raw graph data are exchanged. Across five backbones, homophily remains relevant but is not the dominant correlate of support retention; feature, label, and degree discrepancies show stronger associations. These findings indicate that graph-domain shifts damage not only local representations, but also the coordinate support on which aggregation operates. Motivated by this diagnosis, we propose FedIA, a plug-and-play server-side importance-aware aggregation method. Importance Masking selects a shared high-magnitude coordinate support, and Contribution-Aware Momentum Weighting smooths client contributions within that support. FedIA requires no raw graph sharing, no graph-statistics upload, and no auxiliary communication payload, while adding only persistent server state for model coordinates and clients.